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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$6.59B
AUM Growth
+$447M
Cap. Flow
-$71.1M
Cap. Flow %
-1.08%
Top 10 Hldgs %
28.84%
Holding
807
New
28
Increased
113
Reduced
148
Closed
53

Top Buys

Rank Stock Value
1
TSM icon
TSMC
TSM
+$60.1M
2
META icon
Meta Platforms (Facebook)
META
+$46.8M
3
RGA icon
Reinsurance Group of America
RGA
+$35.1M
4
SKX
Skechers
SKX
+$22.1M
5
FHN icon
First Horizon
FHN
+$21.8M

Top Sells

Rank Stock Value
1
DXCM icon
DexCom
DXCM
+$52.1M
2
V icon
Visa
V
+$49.2M
3
ILMN icon
Illumina
ILMN
+$23.1M
4
MDT icon
Medtronic
MDT
+$22.8M
5
FITB
Fifth Third Bancorp
FITB
+$19.8M

Sector Composition

Rank Sector Weight
1 Healthcare 21.56%
2 Financials 16.83%
3 Consumer Discretionary 13.02%
4 Communication Services 11.28%
5 Technology 9.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NLY icon
776
Annaly Capital Management
NLY
$17.1B
– –
-1,250
Closed -$52.4K
OKTA icon
777
Okta
OKTA
$24.7B
– –
-1,550
Closed -$78K
PAYC icon
778
Paycom
PAYC
$7.64B
– –
-222
Closed -$22K
PHO icon
779
Invesco Water Resources ETF
PHO
$2.01B
– –
-3,390
Closed -$102K
PPA icon
780
Invesco Aerospace & Defense ETF
PPA
$8.24B
– –
-1,650
Closed -$91K
PSI icon
781
Invesco Semiconductors ETF
PSI
$2.29B
– –
-765
Closed -$13K
SMFG icon
782
Sumitomo Mitsui Financial
SMFG
$164B
– –
-33,082
Closed -$257K
SSO icon
783
ProShares Ultra S&P500
SSO
$7.87B
– –
-6,080
Closed -$85K
TPIC
784
DELISTED
TPI Composites
TPIC
– –
-2,077
Closed -$61K
VHT icon
785
Vanguard Health Care ETF
VHT
$18.1B
– –
-214
Closed -$34K
VMI icon
786
Valmont Industries
VMI
$9.3B
– –
-11,249
Closed -$1.7M
WELL icon
787
Welltower
WELL
$169B
– –
-260
Closed -$16K
XBI icon
788
State Street SPDR S&P Biotech ETF
XBI
$9.95B
– –
-1,365
Closed -$130K
XME icon
789
State Street SPDR S&P Metals & Mining ETF
XME
$3.87B
– –
-1,800
Closed -$64K
PTR
790
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
RDS.B
791
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
– –
-410
Closed -$30K
EQM
792
DELISTED
EQM Midstream Partners, LP
EQM
– –
-2,664
Closed -$137K
QHC
793
DELISTED
Quorum Health Corporation
QHC
$0 ﹤0.01%
72
– –
SEMG
794
DELISTED
SEMGROUP CORPORATION
SEMG
– –
-4,745
Closed -$121K
LEXEA
795
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$0 ﹤0.01%
6
– –
KTWO
796
DELISTED
K2M Group Holdings, Inc
KTWO
– –
-4,927
Closed -$111K
ILG
797
DELISTED
ILG, Inc Common Stock
ILG
– –
-861
Closed -$28K
FMI
798
DELISTED
Foundation Medicine, Inc.
FMI
– –
-10,000
Closed -$1.37M
CRC
799
DELISTED
California Resources Corporation
CRC
$0 ﹤0.01%
2
– –
WPZ
800
DELISTED
Williams Partners L.P.
WPZ
– –
-3,615
Closed -$147K
29 30 31
32
33

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Man Group
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Rockefeller Capital Management's Q3 2018 Portfolio in Review

As of Q3 2018, Rockefeller Capital Management held 807 positions worth $6.59B, up 7.3% from $6.14B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Rockefeller Capital Management's Q3 2018 filing shows 28 new, 113 increased, 148 reduced and 53 closed positions. Its largest new stake was TSMC: 1,451,393 shares worth $64.1M. The largest sale was DexCom, an estimated $52.1M.

By sector, the portfolio is most concentrated in Healthcare at 22% of assets, up from 21% a quarter earlier, followed by Financials and Consumer Discretionary.

  • Rockefeller Capital Management's largest Q3 2018 buy was TSMC: 1,451,393 shares worth $64.1M.
  • Rockefeller Capital Management added most to Meta Platforms (Facebook) in Q3 2018, an estimated $46.8M increase.
  • Rockefeller Capital Management's biggest Q3 2018 reduction was DexCom, cutting an estimated $52.1M.
  • Rockefeller Capital Management fully exited Abaxis Inc in Q3 2018, selling an estimated $15.8M.
  • Rockefeller Capital Management's ten largest holdings make up 29% of its $6.59B portfolio in Q3 2018.
  • Rockefeller Capital Management opened 28 new positions and closed 53 in Q3 2018.
  • Rockefeller Capital Management's portfolio value rose 7.3% quarter-over-quarter to $6.59B.

Based on Rockefeller Capital Management's 13F filing for Q3 2018, filed 2 Nov 2018.