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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELS icon
726
Equity Lifestyle Properties
ELS
$12.6B
$2.88M 0.01%
45,245
+1,899
+4% +$128K
TTD icon
727
Trade Desk
TTD
$6.49B
$2.88M 0.01%
36,822
-5,408
-13% -$437K
MGMT icon
728
Ballast Small/Mid Cap ETF
MGMT
$177M
$2.87M 0.01%
83,243
+620
+0.8% +$21.9K
LI icon
729
Li Auto
LI
$12.7B
$2.85M 0.01%
79,980
+3,907
+5% +$154K
DOL icon
730
WisdomTree True Developed International Fund
DOL
$845M
$2.83M 0.01%
+62,027
New +$2.91M
EXG icon
731
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$2.81M 0.01%
381,121
-38,555
-9% -$300K
EQH icon
732
Equitable Holdings
EQH
$14.1B
$2.81M 0.01%
98,899
+55,734
+129% +$1.57M
HLT icon
733
Hilton Worldwide
HLT
$71.5B
$2.74M 0.01%
18,244
-2,113
-10% -$319K
CWEN icon
734
Clearway Energy Class C
CWEN
$6.7B
$2.74M 0.01%
129,366
+5,394
+4% +$137K
STLD icon
735
Steel Dynamics
STLD
$37.6B
$2.71M 0.01%
25,273
+70
+0.3% +$7.29K
CAH icon
736
Cardinal Health
CAH
$55.4B
$2.71M 0.01%
31,188
+1,419
+5% +$128K
HALO icon
737
Halozyme
HALO
$12.2B
$2.69M 0.01%
70,342
+13,812
+24% +$566K
NOVA
738
DELISTED
Sunnova Energy
NOVA
$2.68M 0.01%
256,057
+32,773
+15% +$512K
LIT icon
739
Global X Lithium & Battery Tech ETF
LIT
$1.6B
$2.67M 0.01%
48,464
+1,436
+3% +$87.7K
GLDM icon
740
SPDR Gold MiniShares Trust
GLDM
$29.5B
$2.67M 0.01%
72,884
+1,665
+2% +$63.6K
DES icon
741
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$2.65M 0.01%
94,118
-445
-0.5% -$13.1K
DEI icon
742
Douglas Emmett
DEI
$1.96B
$2.65M 0.01%
207,363
-551,314
-73% -$7.46M
MDGL icon
743
Madrigal Pharmaceuticals
MDGL
$11.8B
$2.65M 0.01%
18,114
+6,289
+53% +$1.18M
VNQI icon
744
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$2.64M 0.01%
67,935
-6,202
-8% -$252K
PHYS icon
745
Sprott Physical Gold
PHYS
$15.7B
$2.64M 0.01%
184,062
+3,971
+2% +$59.6K
IHI icon
746
iShares US Medical Devices ETF
IHI
$3.38B
$2.63M 0.01%
54,302
-749
-1% -$39.8K
DBMF icon
747
iMGP DBi Managed Futures Strategy ETF
DBMF
$4.13B
$2.63M 0.01%
91,064
+46
+0.1% +$1.28K
FBND icon
748
Fidelity Total Bond ETF
FBND
$27.3B
$2.63M 0.01%
60,407
+30,144
+100% +$1.35M
PWB icon
749
Invesco Large Cap Growth ETF
PWB
$2.39B
$2.63M 0.01%
38,806
+157
+0.4% +$11.1K
IDV icon
750
iShares International Select Dividend ETF
IDV
$8.51B
$2.62M 0.01%
103,311
-112,757
-52% -$2.99M
28 29
30
31 32

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.