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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
Cap. Flow
+$954M
Cap. Flow %
3.19%
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89

Top Buys

Rank Stock Value
1
VOO icon
Vanguard S&P 500 ETF
VOO
+$74.4M
2
ORCL icon
Oracle
ORCL
+$57.4M
3
AZO icon
AutoZone
AZO
+$40.8M
4
AAPL icon
Apple
AAPL
+$40.4M
5
TRU icon
TransUnion
TRU
+$37.8M

Top Sells

Rank Stock Value
1
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
+$66M
2
META icon
Meta Platforms (Facebook)
META
+$52.5M
3
ATVI
Activision Blizzard
ATVI
+$47.8M
4
TTE icon
TotalEnergies
TTE
+$37.7M
5
SPGI icon
S&P Global
SPGI
+$29.2M

Sector Composition

Rank Sector Weight
1 Technology 20%
2 Financials 11.4%
3 Healthcare 9.14%
4 Consumer Discretionary 6.39%
5 Industrials 6.12%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AER icon
51
AerCap
AER
$24.4B
$115M 0.38%
1,549,605
-25,998
-2% -$1.72M
ABBV icon
52
AbbVie
ABBV
$433B
$115M 0.38%
742,124
+63,616
+9% +$9.27M
ICE icon
53
Intercontinental Exchange
ICE
$84B
$114M 0.38%
890,604
-57,750
-6% -$6.55M
AXP icon
54
American Express
AXP
$236B
$114M 0.38%
610,259
-8,580
-1% -$1.38M
CNC icon
55
Centene
CNC
$33.4B
$111M 0.37%
1,498,653
-42,415
-3% -$3.06M
TMO icon
56
Thermo Fisher Scientific
TMO
$213B
$110M 0.37%
207,824
+216
+0.1% +$105K
JNJ icon
57
Johnson & Johnson
JNJ
$622B
$110M 0.37%
703,321
+19,995
+3% +$3.07M
VOT icon
58
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$19.9B
$108M 0.36%
493,595
-3,397
-0.7% -$679K
KO icon
59
Coca-Cola
KO
$374B
$107M 0.36%
1,824,197
+6,911
+0.4% +$393K
VTI icon
60
Vanguard Morningstar Total Stock Market ETF
VTI
$682B
$106M 0.35%
447,026
+46,666
+12% +$10.3M
VGT icon
61
Vanguard Information Technology ETF
VGT
$148B
$106M 0.35%
1,749,080
-47,312
-3% -$2.64M
PEP icon
62
PepsiCo
PEP
$189B
$105M 0.35%
618,168
+23,310
+4% +$3.87M
VIG icon
63
Vanguard Dividend Appreciation ETF
VIG
$114B
$104M 0.35%
608,352
+56,985
+10% +$9.17M
PANW icon
64
Palo Alto Networks
PANW
$296B
$103M 0.34%
695,410
+33,206
+5% +$4.44M
GLD icon
65
SPDR Gold Trust
GLD
$138B
$102M 0.34%
535,971
-3,835
-0.7% -$703K
VEU icon
66
Vanguard FTSE All-World ex-US ETF
VEU
$68.1B
$101M 0.34%
1,806,512
-92,303
-5% -$4.89M
IJH icon
67
iShares Core S&P Mid-Cap ETF
IJH
$125B
$101M 0.34%
1,824,910
+107,315
+6% +$5.44M
AMAT icon
68
Applied Materials
AMAT
$429B
$100M 0.34%
619,681
+28,734
+5% +$4.22M
CARR icon
69
Carrier Global
CARR
$54B
$97.8M 0.33%
1,701,514
-354,918
-17% -$18.8M
CAT icon
70
Caterpillar
CAT
$407B
$96M 0.32%
324,681
+44,184
+16% +$11.5M
PG icon
71
Procter & Gamble
PG
$342B
$96M 0.32%
654,860
+13,727
+2% +$2.03M
CSCO icon
72
Cisco
CSCO
$484B
$95.9M 0.32%
1,898,788
+37,042
+2% +$1.89M
DHR icon
73
Danaher
DHR
$139B
$95.1M 0.32%
411,006
-55,846
-12% -$11.9M
IBN icon
74
ICICI Bank
IBN
$109B
$94.4M 0.32%
3,959,889
-92,129
-2% -$2.12M
BDX icon
75
Becton Dickinson
BDX
$46.6B
$93.5M 0.31%
383,380
-8,580
-2% -$2.11M
1 2
3
4 5

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Rockefeller Capital Management's Q4 2023 Portfolio in Review

As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
  • Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
  • Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
  • Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
  • Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.