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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UBER icon
51
Uber
UBER
$147B
$103M 0.4%
2,234,282
-73,330
-3% -$3.35M
DHR icon
52
Danaher
DHR
$139B
$103M 0.4%
466,852
+26,636
+6% +$5.94M
HON icon
53
Honeywell
HON
$78.2B
$102M 0.39%
587,526
+82,137
+16% +$15M
KO icon
54
Coca-Cola
KO
$372B
$102M 0.39%
1,817,286
+90,544
+5% +$5.43M
BDX icon
55
Becton Dickinson
BDX
$46.9B
$101M 0.39%
391,960
-12,857
-3% -$3.47M
ABBV icon
56
AbbVie
ABBV
$433B
$101M 0.39%
678,508
+47,800
+8% +$7.02M
BLK icon
57
Blackrock
BLK
$175B
$101M 0.39%
155,976
+10,000
+7% +$6.99M
PEP icon
58
PepsiCo
PEP
$191B
$101M 0.39%
594,858
+63,033
+12% +$11.4M
RSP icon
59
Invesco S&P 500 Equal Weight ETF
RSP
$99.5B
$100M 0.39%
707,652
+136,093
+24% +$20.3M
CSCO icon
60
Cisco
CSCO
$480B
$100M 0.39%
1,861,746
+118,567
+7% +$6.4M
AER icon
61
AerCap
AER
$24.2B
$98.7M 0.38%
1,575,603
+43,136
+3% +$2.72M
VEU icon
62
Vanguard FTSE All-World ex-US ETF
VEU
$68B
$98.5M 0.38%
1,898,815
+34,667
+2% +$1.88M
VOT icon
63
Vanguard Morningstar Mid-Cap Growth ETF
VOT
$20B
$96.8M 0.37%
496,992
+20,969
+4% +$4.28M
IBN icon
64
ICICI Bank
IBN
$109B
$93.7M 0.36%
4,052,018
-116,387
-3% -$2.74M
PG icon
65
Procter & Gamble
PG
$345B
$93.5M 0.36%
641,133
+18,216
+3% +$2.78M
VGT icon
66
Vanguard Information Technology ETF
VGT
$147B
$93.2M 0.36%
1,796,392
+210,760
+13% +$11.5M
GLD icon
67
SPDR Gold Trust
GLD
$132B
$92.5M 0.36%
539,806
+52,788
+11% +$9.44M
AXP icon
68
American Express
AXP
$233B
$92.3M 0.36%
618,839
-27,203
-4% -$4.45M
IEFA icon
69
iShares Core MSCI EAFE ETF
IEFA
$194B
$90.5M 0.35%
1,406,735
+66,847
+5% +$4.48M
NEE icon
70
NextEra Energy
NEE
$181B
$87.9M 0.34%
1,534,915
+82,021
+6% +$5.68M
TRU icon
71
TransUnion
TRU
$15.3B
$87.4M 0.34%
1,216,923
-251,922
-17% -$19.8M
VIG icon
72
Vanguard Dividend Appreciation ETF
VIG
$114B
$85.7M 0.33%
551,367
+27,534
+5% +$4.46M
IJH icon
73
iShares Core S&P Mid-Cap ETF
IJH
$126B
$85.7M 0.33%
1,717,595
-10,590
-0.6% -$555K
REGN icon
74
Regeneron Pharmaceuticals
REGN
$78.2B
$85.6M 0.33%
104,011
+25,319
+32% +$19.9M
VTI icon
75
Vanguard Morningstar Total Stock Market ETF
VTI
$683B
$85M 0.33%
400,360
+68,266
+21% +$15.1M
1 2
3
4 5

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.