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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MA icon
51
Mastercard
MA
$500B
$45.8M 0.43%
135,577
+106
+0.1% +$34.5K
CSCO icon
52
Cisco
CSCO
$479B
$45.6M 0.43%
1,158,772
+23,161
+2% +$1.01M
IVV icon
53
iShares Core S&P 500 ETF
IVV
$898B
$44.1M 0.41%
131,178
+25,863
+25% +$8.61M
NKE icon
54
Nike
NKE
$63B
$43.7M 0.41%
348,232
+18,563
+6% +$1.99M
VGT icon
55
Vanguard Information Technology ETF
VGT
$147B
$43.1M 0.4%
1,108,216
+38,688
+4% +$1.46M
MCD icon
56
McDonald's
MCD
$195B
$42.5M 0.4%
193,624
+7,013
+4% +$1.44M
SEDG icon
57
SolarEdge
SEDG
$2.06B
$40.7M 0.38%
170,705
+170,696
+1,896,622% +$32.8M
COST icon
58
Costco
COST
$418B
$40.6M 0.38%
114,397
+23,298
+26% +$7.83M
KSS icon
59
Kohl's
KSS
$2.23B
$40.6M 0.38%
2,190,592
+339,481
+18% +$7.18M
CMCSA icon
60
Comcast
CMCSA
$87.8B
$39.8M 0.37%
861,409
+31,844
+4% +$1.38M
ILMN icon
61
Illumina
ILMN
$30.2B
$39.8M 0.37%
132,445
-1,707
-1% -$588K
PODD icon
62
Insulet
PODD
$9.23B
$39.8M 0.37%
168,161
+1,271
+0.8% +$268K
HON icon
63
Honeywell
HON
$78.6B
$39.4M 0.37%
253,746
-7
-0% -$1.04K
MASI
64
DELISTED
Masimo
MASI
$39.3M 0.37%
166,602
+76
+0% +$17K
CHE icon
65
Chemed
CHE
$7.14B
$38.9M 0.36%
81,079
+813
+1% +$399K
TRMB icon
66
Trimble
TRMB
$13.7B
$36.8M 0.34%
755,358
-5,901
-0.8% -$282K
CGNX icon
67
Cognex
CGNX
$11.8B
$36.3M 0.34%
557,563
+3,875
+0.7% +$250K
FDS icon
68
Factset
FDS
$9.89B
$35.8M 0.34%
106,775
-1,048
-1% -$362K
MU icon
69
Micron Technology
MU
$1.01T
$34.8M 0.33%
740,293
-3,398
-0.5% -$164K
SSD icon
70
Simpson Manufacturing
SSD
$8.12B
$34.2M 0.32%
352,232
-1,583
-0.4% -$150K
PG icon
71
Procter & Gamble
PG
$341B
$34.1M 0.32%
245,505
+7,266
+3% +$965K
IONS icon
72
Ionis Pharmaceuticals
IONS
$9.01B
$34M 0.32%
717,125
+1,245
+0.2% +$69.2K
OMCL icon
73
Omnicell
OMCL
$1.69B
$33.7M 0.32%
451,960
-4,080
-0.9% -$283K
DOCU
74
DocuSign
DOCU
$11B
$33.6M 0.31%
155,970
+3,061
+2% +$635K
MMSI icon
75
Merit Medical Systems
MMSI
$5.21B
$33.4M 0.31%
768,057
-2,681
-0.3% -$121K
1 2
3
4 5

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.