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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
Cap. Flow
+$412M
Cap. Flow %
3.86%
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231

Top Buys

Rank Stock Value
1
RGA icon
Reinsurance Group of America
RGA
+$121M
2
BABA icon
Alibaba
BABA
+$73.2M
3
CARR icon
Carrier Global
CARR
+$66.3M
4
AWK icon
American Water Works
AWK
+$59.3M
5
MLM icon
Martin Marietta Materials
MLM
+$47.3M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$116M
2
AAPL icon
Apple
AAPL
+$108M
3
DIS icon
Walt Disney
DIS
+$106M
4
NVS icon
Novartis
NVS
+$64.2M
5
AMZN icon
Amazon
AMZN
+$28.5M

Sector Composition

Rank Sector Weight
1 Technology 21.2%
2 Financials 14.39%
3 Healthcare 14.21%
4 Consumer Discretionary 9.23%
5 Communication Services 7.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALLE icon
701
Allegion
ALLE
$14.4B
$663K 0.01%
6,712
+5,140
+327% +$522K
PENN icon
702
PENN Entertainment
PENN
$2.71B
$663K 0.01%
9,124
+5,554
+156% +$272K
STT icon
703
State Street
STT
$50.7B
$661K 0.01%
11,176
+3,877
+53% +$252K
JPS
704
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$660K 0.01%
74,947
+52,522
+234% +$468K
ADX icon
705
Adams Diversified Equity Fund
ADX
$3.2B
$659K 0.01%
40,709
+3,829
+10% +$61.2K
THW
706
abrdn World Healthcare Fund
THW
$551M
$659K 0.01%
46,000
– –
JMST icon
707
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.1B
$654K 0.01%
12,857
+11,857
+1,186% +$605K
LBRDK icon
708
Liberty Broadband Class C
LBRDK
$5.15B
$649K 0.01%
4,543
-122
-3% -$16.8K
PAAS icon
709
Pan American Silver
PAAS
$21.6B
$649K 0.01%
20,187
+17,987
+818% +$618K
BGY icon
710
BlackRock Enhanced International Dividend Trust
BGY
$529M
$645K 0.01%
122,553
+2,738
+2% +$14.8K
CHW
711
Calamos Global Dynamic Income Fund
CHW
$545M
$644K 0.01%
79,235
+198
+0.3% +$1.59K
DOC icon
712
Healthpeak Properties
DOC
$14.8B
$644K 0.01%
23,730
+226
+1% +$6.19K
FIXD icon
713
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
$642K 0.01%
11,673
-213
-2% -$11.8K
TWLO icon
714
Twilio
TWLO
$36.6B
$636K 0.01%
2,575
+1,375
+115% +$339K
RWK icon
715
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$635K 0.01%
11,769
+30
+0.3% +$1.64K
F icon
716
Ford
F
$55.7B
$633K 0.01%
95,167
-54,360
-36% -$368K
VNM icon
717
VanEck Vietnam ETF
VNM
$504M
$633K 0.01%
42,690
-4,477
-9% -$65K
O icon
718
Realty Income
O
$59.1B
$631K 0.01%
10,726
+7,375
+220% +$436K
AYI icon
719
Acuity Brands
AYI
$10.8B
$620K 0.01%
6,059
+80
+1% +$8.22K
DGRW icon
720
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
$616K 0.01%
12,440
+2,458
+25% +$119K
ATAXZ
721
DELISTED
AMERICA FIRST TAX EXEMT INV LP
ATAXZ
$616K 0.01%
+152,133
New +$616K
IGR
722
CBRE Global Real Estate Income Fund
IGR
$713M
$613K 0.01%
102,614
+11,000
+12% +$66.8K
FXH icon
723
First Trust Health Care AlphaDEX Fund
FXH
$1.08B
$609K 0.01%
6,437
+2,132
+50% +$200K
DAL icon
724
Delta Air Lines
DAL
$60.1B
$606K 0.01%
19,833
-1,609
-8% -$46.4K
VNLA icon
725
Janus Henderson Short Duration Income ETF
VNLA
$3.35B
$606K 0.01%
12,037
-7,744
-39% -$390K
27 28
29
30 31

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Rockefeller Capital Management's Q3 2020 Portfolio in Review

As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.

  • Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
  • Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
  • Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
  • Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
  • Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
  • Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
  • Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.

Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.