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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
(+17%)
Cap. Flow
+$2.09B
Cap. Flow
% of AUM
9.01%
Top 10 Holdings %
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares Core S&P 500 ETF
IVV
|
+$65.9M |
| 2 |
Microsoft
MSFT
|
+$52.5M |
| 3 |
Amazon
AMZN
|
+$51.3M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$51.2M |
| 5 |
OneMain Financial
OMF
|
+$47.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Fidelity National Information Services
FIS
|
+$52.5M |
| 2 |
Netflix
NFLX
|
+$51.5M |
| 3 |
Chevron
CVX
|
+$45.3M |
| 4 |
Applied Materials
AMAT
|
+$34.6M |
| 5 |
SCHW
Charles Schwab
SCHW
|
+$29.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 19.43% |
| 2 | Financials | 13.24% |
| 3 | Healthcare | 9.75% |
| 4 | Consumer Discretionary | 6.57% |
| 5 | Industrials | 6.34% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
676
Stem
STEM
$52.7M
| $3.15M | 0.01% |
27,805
+22,760
| +451% | +$3.86M |
|
677
Sprott Physical Gold
PHYS
$15.7B
| $3.13M | 0.01% |
202,801
+6,614
| +3% | +$97K |
|
678
iShares Russell 3000 ETF
IWV
$20.3B
| $3.12M | 0.01% |
13,264
+140
| +1% | +$32.3K |
|
679
Dow Inc
DOW
$21.2B
| $3.11M | 0.01% |
56,807
+3,184
| +6% | +$179K |
|
680
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $3.11M | 0.01% |
36,044
+8,957
| +33% | +$772K |
|
681
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
| $3.11M | 0.01% |
218,613
+5,151
| +2% | +$74K |
|
682
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.7B
| $3.1M | 0.01% |
52,166
-3,160
| -6% | -$188K |
|
683
Atkore
ATKR
$3.16B
| $3.09M | 0.01% |
21,992
+15,439
| +236% | +$2.09M |
|
684
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
| $3.08M | 0.01% |
58,979
+5,220
| +10% | +$271K |
|
685
MGM Resorts International
MGM
$11.2B
| $3.07M | 0.01% |
69,124
+15,475
| +29% | +$643K |
|
686
Illumina
ILMN
$28.4B
| $3.06M | 0.01% |
13,545
-2,428
| -15% | -$497K |
|
687
Suncor Energy
SU
$70.3B
| $3.06M | 0.01% |
98,647
+2,640
| +3% | +$85.9K |
|
688
Global X Lithium & Battery Tech ETF
LIT
$1.6B
| $3.06M | 0.01% |
48,086
-27,377
| -36% | -$1.77M |
|
689
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
| $3.05M | 0.01% |
125,194
+102,668
| +456% | +$2.49M |
|
690
iShares US Medical Devices ETF
IHI
$3.38B
| $3.04M | 0.01% |
56,328
-23,220
| -29% | -$1.24M |
|
691
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
| $3.04M | 0.01% |
74,904
+1,541
| +2% | +$65.2K |
|
692
iShares Core Universal USD Bond ETF
IUSB
$43.1B
| $3.02M | 0.01% |
65,567
+16,010
| +32% | +$733K |
|
693
Booking.com
BKNG
$161B
| $3.02M | 0.01% |
28,450
+1,200
| +4% | +$117K |
|
694
Jabil
JBL
$35.8B
| $3.01M | 0.01% |
34,189
-1,657
| -5% | -$133K |
|
695
iShares Short Maturity Bond ETF
NEAR
$4.85B
| $3M | 0.01% |
60,562
+38,616
| +176% | +$1.91M |
|
696
Bunge Global
BG
$20.8B
| $3M | 0.01% |
31,416
-26,089
| -45% | -$2.54M |
|
697
Paychex
PAYX
$42.7B
| $2.99M | 0.01% |
26,110
+2,146
| +9% | +$244K |
|
698
Plug Power
PLUG
$3.04B
| $2.96M | 0.01% |
252,435
+22,291
| +10% | +$319K |
|
699
Copart
CPRT
$27.5B
| $2.95M | 0.01% |
78,572
+1,494
| +2% | +$50.8K |
|
700
Distillate International Fundamental Stability & Value ETF
DSTX
$67M
| $2.95M | 0.01% |
131,247
+18,294
| +16% | +$400K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2023 Portfolio in Review
As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.
Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
- Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
- Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
- Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
- Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
- Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.
Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.