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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
(+2.8%)
Cap. Flow
+$264M
Cap. Flow
% of AUM
3.58%
Top 10 Holdings %
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Progressive
PGR
|
+$141M |
| 2 |
CHL
China Mobile Limited
CHL
|
+$85.8M |
| 3 |
Blackrock
BLK
|
+$40.3M |
| 4 |
Deere & Co
DE
|
+$28.7M |
| 5 |
Plains GP Holdings
PAGP
|
+$23.4M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
JPMorgan Chase
JPM
|
+$169M |
| 2 |
Ross Stores
ROST
|
+$86.3M |
| 3 |
Visa
V
|
+$69.3M |
| 4 |
Biogen
BIIB
|
+$53.4M |
| 5 |
CERN
Cerner Corp
CERN
|
+$45.6M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Healthcare | 16.92% |
| 2 | Financials | 14.94% |
| 3 | Communication Services | 12.57% |
| 4 | Technology | 11.57% |
| 5 | Industrials | 9.54% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
651
Kraft Heinz
KHC
$31.6B
| $182K | ﹤0.01% |
6,520
+1,343
| +26% | +$38.6K |
|
652
Nokia
NOK
$55.4B
| $179K | ﹤0.01% |
35,381
-83,331
| -70% | -$430K |
|
653
Centene
CNC
$31.7B
| $178K | ﹤0.01% |
4,124
+794
| +24% | +$38.7K |
|
|
IPFF
654
DELISTED
iShares International Preferred Stock ETF
IPFF
| $178K | ﹤0.01% |
11,800
+10,000
| +556% | +$150K |
|
655
Align Technology
ALGN
$12.4B
| $176K | ﹤0.01% |
975
-1,071
| -52% | -$223K |
|
656
National Grid
NGG
$80.9B
| $176K | ﹤0.01% |
3,690
-8,430
| -70% | -$390K |
|
|
AMJ
657
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
| $176K | ﹤0.01% |
7,578
+175
| +2% | +$4.23K |
|
|
CTG
658
DELISTED
Computer Task Group, Inc.
CTG
| $176K | ﹤0.01% |
+35,285
| New | +$158K |
|
659
Cardlytics
CDLX
$23.3M
| $175K | ﹤0.01% |
521
+194
| +59% | +$62.2K |
|
660
New Oriental
EDU
$8.96B
| $173K | ﹤0.01% |
1,558
-2,165
| -58% | -$227K |
|
661
W.W. Grainger
GWW
$61.4B
| $173K | ﹤0.01% |
582
+72
| +14% | +$20K |
|
662
United Rentals
URI
$71.6B
| $171K | ﹤0.01% |
1,371
+1,320
| +2,588% | +$160K |
|
663
Evergy
EVRG
$19.3B
| $170K | ﹤0.01% |
2,554
+2,130
| +502% | +$135K |
|
664
Boston Beer
SAM
$1.92B
| $170K | ﹤0.01% |
468
+442
| +1,700% | +$174K |
|
665
Galmed Pharmaceuticals
GLMD
$4.75M
| $169K | ﹤0.01% |
197
| – | – |
|
666
Steven Madden
SHOO
$3.58B
| $169K | ﹤0.01% |
+4,725
| New | +$156K |
|
667
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$6.92B
| $167K | ﹤0.01% |
1,532
-1,515
| -50% | -$164K |
|
668
British American Tobacco
BTI
$128B
| $165K | ﹤0.01% |
4,459
-313
| -7% | -$11.5K |
|
|
TVRD
669
Tvardi Therapeutics
TVRD
$19M
| $165K | ﹤0.01% |
+250
| New | +$208K |
|
670
PACCAR
PCAR
$71.6B
| $164K | ﹤0.01% |
3,513
-1,295
| -27% | -$59.1K |
|
|
BSCP
671
DELISTED
Invesco BulletShares 2025 Corporate Bond ETF
BSCP
| $163K | ﹤0.01% |
7,630
+5
| +0.1% | +$106 |
|
672
McKesson
MCK
$97.2B
| $163K | ﹤0.01% |
1,190
-138
| -10% | -$19.6K |
|
673
Cullen/Frost Bankers
CFR
$10.5B
| $162K | ﹤0.01% |
1,825
-202
| -10% | -$17.9K |
|
674
First Trust Senior Loan Fund ETF
FTSL
$2.32B
| $160K | ﹤0.01% |
3,369
| – | – |
|
675
McCormick & Company Non-Voting
MKC
$14B
| $160K | ﹤0.01% |
2,054
+12
| +0.6% | +$964 |
|
Similar funds
Rockefeller Capital Management's Q3 2019 Portfolio in Review
As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.
Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.
By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.
On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.
- Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
- Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
- Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
- Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
- Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
- Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
- Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.
Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.