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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+12.45%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$29.9B
AUM Growth
+$4B
(+15%)
Cap. Flow
+$954M
Cap. Flow
% of AUM
3.19%
Top 10 Holdings %
Top 10 Hldgs %
20.45%
Holding
1,621
New
137
Increased
811
Reduced
550
Closed
89
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Vanguard S&P 500 ETF
VOO
|
+$74.4M |
| 2 |
Oracle
ORCL
|
+$57.4M |
| 3 |
AutoZone
AZO
|
+$40.8M |
| 4 |
Apple
AAPL
|
+$40.4M |
| 5 |
TransUnion
TRU
|
+$37.8M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
IBTD
iShares iBonds Dec 2023 Term Treasury ETF
IBTD
|
+$66M |
| 2 |
Meta Platforms (Facebook)
META
|
+$52.5M |
| 3 |
ATVI
Activision Blizzard
ATVI
|
+$47.8M |
| 4 |
TotalEnergies
TTE
|
+$37.7M |
| 5 |
S&P Global
SPGI
|
+$29.2M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20% |
| 2 | Financials | 11.4% |
| 3 | Healthcare | 9.14% |
| 4 | Consumer Discretionary | 6.39% |
| 5 | Industrials | 6.12% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Schwab U.S Small- Cap ETF
SCHA
$23.1B
| $5.17M | 0.02% |
218,784
-19,148
| -8% | -$404K |
|
627
iShares Core Universal USD Bond ETF
IUSB
$43.1B
| $5.16M | 0.02% |
111,922
+81,427
| +267% | +$3.6M |
|
628
Invesco Preferred ETF
PGX
$3.79B
| $5.15M | 0.02% |
448,593
-1,090,196
| -71% | -$11.9M |
|
629
Autodesk
ADSK
$52.6B
| $5.09M | 0.02% |
20,891
+3,139
| +18% | +$678K |
|
630
Calix
CALX
$2.39B
| $5.07M | 0.02% |
+116,028
| New | +$4.64M |
|
631
Teledyne Technologies
TDY
$32B
| $5.06M | 0.02% |
11,331
+90
| +0.8% | +$36.1K |
|
632
Vanguard FTSE Pacific ETF
VPL
$8.43B
| $5.05M | 0.02% |
70,148
+10,469
| +18% | +$711K |
|
633
KeyCorp
KEY
$24.4B
| $5.03M | 0.02% |
349,462
-11,886
| -3% | -$141K |
|
634
CRISPR Therapeutics
CRSP
$5.17B
| $5.01M | 0.02% |
80,095
+5,621
| +8% | +$311K |
|
635
Microchip Technology
MCHP
$46B
| $4.99M | 0.02% |
55,358
+3,703
| +7% | +$301K |
|
636
Distillate Small/Mid Cash Flow ETF
DSMC
$141M
| $4.99M | 0.02% |
144,805
+85,948
| +146% | +$2.67M |
|
637
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.69B
| $4.98M | 0.02% |
68,971
+2,282
| +3% | +$155K |
|
638
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
| $4.97M | 0.02% |
50,146
+35,676
| +247% | +$3.54M |
|
639
Calamos Strategic Total Return Fund
CSQ
$3.35B
| $4.97M | 0.02% |
334,111
+55,543
| +20% | +$775K |
|
640
iShares Floating Rate Bond ETF
FLOT
$10.3B
| $4.95M | 0.02% |
97,824
+8,111
| +9% | +$411K |
|
641
Nuveen Floating Rate Income Fund
JFR
$1.25B
| $4.95M | 0.02% |
601,649
-11,114
| -2% | -$88.8K |
|
642
Trane Technologies
TT
$106B
| $4.88M | 0.02% |
20,010
-302
| -1% | -$66.1K |
|
643
Harley-Davidson
HOG
$2.71B
| $4.88M | 0.02% |
132,395
+801
| +0.6% | +$24.7K |
|
|
AZPN
644
DELISTED
Aspen Technology Inc
AZPN
| $4.87M | 0.02% |
22,113
+84
| +0.4% | +$16.2K |
|
645
FT Vest Fund of Buffer ETFs
BUFR
$10.3B
| $4.86M | 0.02% |
182,846
+47,185
| +35% | +$1.19M |
|
646
iShares Russell 2500 ETF
SMMD
$3.71B
| $4.86M | 0.02% |
78,902
+62,429
| +379% | +$3.46M |
|
647
Tractor Supply
TSCO
$18B
| $4.84M | 0.02% |
112,525
+1,295
| +1% | +$52.9K |
|
648
Blackstone Secured Lending
BXSL
$5.72B
| $4.83M | 0.02% |
174,774
+25,092
| +17% | +$693K |
|
649
iShares US Financials ETF
IYF
$4.61B
| $4.81M | 0.02% |
56,369
+23,128
| +70% | +$1.8M |
|
650
ChargePoint
CHPT
$161M
| $4.79M | 0.02% |
102,272
+35,920
| +54% | +$2.01M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q4 2023 Portfolio in Review
As of Q4 2023, Rockefeller Capital Management held 1,621 positions worth $29.9B, up 15% from $25.9B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $954M of net new capital in Q4 2023, opening 137 new positions and adding to 811 existing holdings. Its largest new stake was AutoZone: 15,722 shares worth $40.7M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Meta Platforms (Facebook), an estimated $52.5M trimmed.
- Rockefeller Capital Management's largest Q4 2023 buy was AutoZone: 15,722 shares worth $40.7M.
- Rockefeller Capital Management added most to Vanguard S&P 500 ETF in Q4 2023, an estimated $74.4M increase.
- Rockefeller Capital Management's biggest Q4 2023 reduction was Meta Platforms (Facebook), cutting an estimated $52.5M.
- Rockefeller Capital Management fully exited iShares iBonds Dec 2023 Term Treasury ETF in Q4 2023, selling an estimated $66M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $29.9B portfolio in Q4 2023.
- Rockefeller Capital Management opened 137 new positions and closed 89 in Q4 2023.
- Rockefeller Capital Management's portfolio value rose 15% quarter-over-quarter to $29.9B.
Based on Rockefeller Capital Management's 13F filing for Q4 2023, filed 14 Feb 2024.