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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
Cap. Flow
+$1.55B
Cap. Flow %
8.12%
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180

Top Buys

Rank Stock Value
1
ELAN icon
Elanco Animal Health
ELAN
+$89.1M
2
WEX icon
WEX
WEX
+$78.4M
3
BLK icon
Blackrock
BLK
+$73.2M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$71.9M
5
OMF icon
OneMain Financial
OMF
+$45.3M

Top Sells

Rank Stock Value
1
REGN icon
Regeneron Pharmaceuticals
REGN
+$63.6M
2
NBIX icon
Neurocrine Biosciences
NBIX
+$56.6M
3
AEM icon
Agnico Eagle Mines
AEM
+$55.1M
4
DFS
Discover Financial Services
DFS
+$36M
5
ORBC
ORBCOMM, Inc.
ORBC
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 20.39%
2 Financials 14.65%
3 Healthcare 12.11%
4 Consumer Discretionary 7.54%
5 Industrials 6.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RELX icon
626
RELX
RELX
$62B
$3.06M 0.02%
106,028
+83,377
+368% +$2.46M
LDOS icon
627
Leidos
LDOS
$17.3B
$3.05M 0.02%
31,774
+24,745
+352% +$2.45M
ITRI icon
628
Itron
ITRI
$4.54B
$3.04M 0.02%
40,187
-21,015
-34% -$1.8M
ESGE icon
629
iShares ESG Aware MSCI EM ETF
ESGE
$6.73B
$3.03M 0.02%
73,230
+3,803
+5% +$163K
IGM icon
630
iShares Expanded Tech Sector ETF
IGM
$10.7B
$3.03M 0.02%
45,012
+132
+0.3% +$9.18K
SLQD icon
631
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
$3M 0.02%
58,067
-5,382
-8% -$279K
AFGR
632
First Trust Active Factor Large Cap Growth ETF
AFGR
$96.3M
$2.99M 0.02%
109,720
-5,355
-5% -$148K
PDP icon
633
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
$2.96M 0.02%
+33,087
New +$3.04M
CCEP icon
634
Coca-Cola Europacific Partners
CCEP
$47.9B
$2.96M 0.02%
53,496
+52,676
+6,424% +$3.13M
RPRX icon
635
Royalty Pharma
RPRX
$25.2B
$2.96M 0.02%
81,826
+66,250
+425% +$2.57M
CHWY icon
636
Chewy
CHWY
$9.63B
$2.96M 0.02%
43,402
+177
+0.4% +$14.7K
MP icon
637
MP Materials
MP
$9.1B
$2.94M 0.02%
91,105
+31,750
+53% +$1.1M
MFL
638
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$2.92M 0.02%
201,175
+33,699
+20% +$503K
IVOO icon
639
Vanguard S&P Mid-Cap 400 ETF
IVOO
$3.83B
$2.92M 0.02%
32,788
-344
-1% -$31.3K
IGIB icon
640
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$2.91M 0.02%
48,473
+5,922
+14% +$360K
JEPI icon
641
JPMorgan Equity Premium Income ETF
JEPI
$45.9B
$2.91M 0.02%
48,755
+19,818
+68% +$1.22M
BE icon
642
Bloom Energy
BE
$64.6B
$2.9M 0.02%
155,170
+85,716
+123% +$1.81M
NBIS
643
Nebius Group N.V.
NBIS
$47.7B
$2.9M 0.02%
36,384
+2,317
+7% +$169K
GSBD icon
644
Goldman Sachs BDC
GSBD
$1.1B
$2.9M 0.02%
157,927
+130,777
+482% +$2.5M
FXD icon
645
First Trust Consumer Discretionary AlphaDEX Fund
FXD
$276M
$2.89M 0.02%
48,844
+35,952
+279% +$2.2M
PEG icon
646
Public Service Enterprise Group
PEG
$37.7B
$2.89M 0.02%
47,423
+14,809
+45% +$925K
IWB icon
647
iShares Russell 1000 ETF
IWB
$50.1B
$2.88M 0.02%
11,935
+2,826
+31% +$703K
FDL icon
648
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.82B
$2.87M 0.02%
87,726
+3,323
+4% +$111K
FRA icon
649
BlackRock Floating Rate Income Strategies Fund
FRA
$385M
$2.87M 0.02%
215,001
+14,500
+7% +$193K
EXG icon
650
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$2.85M 0.02%
285,591
+48,067
+20% +$501K
24 25
26
27 28

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Rockefeller Capital Management's Q3 2021 Portfolio in Review

As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.

  • Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
  • Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
  • Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
  • Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
  • Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
  • Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.

Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.