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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
626
Icahn Enterprises
IEP
$5.3B
| $887K | 0.01% |
18,000
+2,000
| +13% | +$101K |
|
627
Ameriprise Financial
AMP
$48.8B
| $884K | 0.01% |
5,740
+797
| +16% | +$123K |
|
628
First Trust Senior Loan Fund ETF
FTSL
$2.33B
| $884K | 0.01% |
19,228
+753
| +4% | +$34.7K |
|
629
Atlassian
TEAM
$37.8B
| $883K | 0.01% |
4,861
+4,190
| +624% | +$747K |
|
630
Chewy
CHWY
$9.63B
| $879K | 0.01% |
16,046
+16,019
| +59,330% | +$864K |
|
631
Lamar Advertising Co
LAMR
$16.3B
| $877K | 0.01% |
13,270
-3,109
| -19% | -$206K |
|
632
Las Vegas Sands
LVS
$29.6B
| $877K | 0.01% |
18,799
-2,070
| -10% | -$98.9K |
|
633
Pinterest
PINS
$13.4B
| $876K | 0.01% |
21,113
-5,887
| -22% | -$192K |
|
634
Janus Henderson Mortgage-Backed Securities ETF
JMBS
$6.73B
| $871K | 0.01% |
16,272
+5,121
| +46% | +$275K |
|
635
HCA Healthcare
HCA
$89.5B
| $867K | 0.01% |
6,960
+1,164
| +20% | +$144K |
|
|
RP
636
DELISTED
RealPage, Inc.
RP
| $865K | 0.01% |
15,014
+14,979
| +42,797% | +$926K |
|
637
Corteva
CTVA
$51.3B
| $864K | 0.01% |
30,024
-4,187
| -12% | -$118K |
|
638
Guidewire Software
GWRE
$14.2B
| $864K | 0.01% |
8,295
+25
| +0.3% | +$2.81K |
|
639
Centene
CNC
$32.5B
| $856K | 0.01% |
14,688
-13,858
| -49% | -$861K |
|
640
iShares Global 100 ETF
IOO
$9.25B
| $855K | 0.01% |
15,227
+120
| +0.8% | +$6.76K |
|
641
First Trust Exchange-Traded Fund IV First Trust Tactical High Yield ETF
HYLS
$1.63B
| $854K | 0.01% |
18,103
+16,053
| +783% | +$759K |
|
642
iShares Expanded Tech-Software Sector ETF
IGV
$14.5B
| $851K | 0.01% |
13,685
+13,185
| +2,637% | +$792K |
|
643
iShares 1-3 Year Treasury Bond ETF
SHY
$25.1B
| $841K | 0.01% |
9,725
-6,125
| -39% | -$530K |
|
644
Citizens Financial Group
CFG
$30.6B
| $835K | 0.01% |
33,104
-1,302
| -4% | -$33K |
|
645
AngloGold Ashanti
AU
$48.7B
| $831K | 0.01% |
+31,528
| New | +$943K |
|
646
Baidu
BIDU
$37.2B
| $827K | 0.01% |
6,542
-607
| -8% | -$75.2K |
|
|
DSL
647
DoubleLine Income Solutions Fund
DSL
$1.24B
| $826K | 0.01% |
51,615
-118,751
| -70% | -$1.9M |
|
|
HT
648
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
| $825K | 0.01% |
149,000
+146,500
| +5,860% | +$862K |
|
649
Vanguard FTSE Europe ETF
VGK
$31.4B
| $824K | 0.01% |
15,745
-5,136
| -25% | -$274K |
|
650
Vanguard Total International Bond ETF
BNDX
$82.2B
| $818K | 0.01% |
14,069
-131
| -0.9% | -$7.6K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.