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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
601
iShares Russell 2000 Value ETF
IWN
$14.6B
| $977K | 0.01% |
9,845
-10
| -0.1% | -$1.02K |
|
602
RPM International
RPM
$15B
| $976K | 0.01% |
11,793
+3,834
| +48% | +$313K |
|
603
O'Reilly Automotive
ORLY
$76.3B
| $974K | 0.01% |
31,680
+8,130
| +35% | +$247K |
|
604
NetApp
NTAP
$37.2B
| $971K | 0.01% |
22,178
+2,369
| +12% | +$103K |
|
605
Brookfield
BN
$108B
| $967K | 0.01% |
54,672
-3,042
| -5% | -$54.4K |
|
|
GBT
606
DELISTED
Global Blood Therapeutics, Inc.
GBT
| $967K | 0.01% |
17,546
+7,286
| +71% | +$463K |
|
|
CTXS
607
DELISTED
Citrix Systems Inc
CTXS
| $966K | 0.01% |
7,018
-141
| -2% | -$20.1K |
|
608
Allstate
ALL
$67.5B
| $961K | 0.01% |
10,211
-4,343
| -30% | -$405K |
|
609
CrowdStrike
CRWD
$218B
| $960K | 0.01% |
27,968
+7,252
| +35% | +$211K |
|
610
Booking.com
BKNG
$161B
| $953K | 0.01% |
13,950
-5,425
| -28% | -$381K |
|
611
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
| $952K | 0.01% |
19,326
+1,516
| +9% | +$75.2K |
|
|
ALXN
612
DELISTED
Alexion Pharmaceuticals
ALXN
| $937K | 0.01% |
8,197
+554
| +7% | +$59.8K |
|
613
IDEX
IEX
$17.3B
| $934K | 0.01% |
5,122
+1,396
| +37% | +$242K |
|
614
Pacer Trendpilot US Large Cap ETF
PTLC
$3.38B
| $931K | 0.01% |
31,552
+1,329
| +4% | +$38.7K |
|
615
iShares Russell 2000 Growth ETF
IWO
$15.1B
| $925K | 0.01% |
4,180
+411
| +11% | +$90K |
|
616
Apollo Global Management
APO
$73.4B
| $922K | 0.01% |
20,623
+1,758
| +9% | +$84.6K |
|
617
IQVIA
IQV
$39.3B
| $917K | 0.01% |
5,831
+795
| +16% | +$125K |
|
|
EVV
618
Eaton Vance Limited Duration Income Fund
EVV
$1.07B
| $912K | 0.01% |
80,675
+8,719
| +12% | +$101K |
|
619
iShares S&P 100 ETF
OEF
$20.6B
| $901K | 0.01% |
5,786
+1,457
| +34% | +$224K |
|
620
Teladoc Health
TDOC
$1.3B
| $899K | 0.01% |
4,103
+2,447
| +148% | +$518K |
|
621
Waters Corp
WAT
$39.9B
| $898K | 0.01% |
4,596
+470
| +11% | +$97.7K |
|
622
Conagra Brands
CAG
$7.23B
| $897K | 0.01% |
25,141
+4,749
| +23% | +$174K |
|
623
Utz Brands
UTZ
$1.25B
| $897K | 0.01% |
+50,163
| New | +$761K |
|
624
Franco-Nevada
FNV
$46B
| $892K | 0.01% |
6,397
+2,077
| +48% | +$309K |
|
625
Zimmer Biomet
ZBH
$18.4B
| $892K | 0.01% |
6,752
+1,598
| +31% | +$209K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.