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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSKY
601
DELISTED
GreenSky, Inc. Class A Common Stock
GSKY
$232K ﹤0.01%
33,835
– –
ILCG icon
602
iShares Morningstar Growth ETF
ILCG
$3.26B
$231K ﹤0.01%
+6,030
New +$234K
RESD
603
DELISTED
WisdomTree International ESG Fund
RESD
$231K ﹤0.01%
9,494
-21,793
-70% -$525K
SCI icon
604
Service Corp International
SCI
$11.7B
$229K ﹤0.01%
4,788
-319
-6% -$15K
VXF icon
605
Vanguard Extended Market ETF
VXF
$31.5B
$229K ﹤0.01%
1,966
+1,072
+120% +$126K
HPQ icon
606
HP
HPQ
$26.4B
$227K ﹤0.01%
11,968
+2,516
+27% +$49.4K
CID
607
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
$226K ﹤0.01%
7,101
-14,818
-68% -$467K
PEG icon
608
Public Service Enterprise Group
PEG
$38B
$225K ﹤0.01%
3,619
+2,891
+397% +$173K
PHO icon
609
Invesco Water Resources ETF
PHO
$2.08B
$225K ﹤0.01%
+6,150
New +$221K
CCOR icon
610
Core Alternative Capital
CCOR
$28.1M
$224K ﹤0.01%
8,207
+22
+0.3% +$605
DAL icon
611
Delta Air Lines
DAL
$61B
$223K ﹤0.01%
3,871
+880
+29% +$52.1K
DHI icon
612
D.R. Horton
DHI
$42.1B
$222K ﹤0.01%
4,206
+3,643
+647% +$174K
FLC
613
Flaherty & Crumrine Total Return Fund
FLC
$176M
$221K ﹤0.01%
9,872
+310
+3% +$6.61K
IONS icon
614
Ionis Pharmaceuticals
IONS
$9.15B
$220K ﹤0.01%
3,678
-865
-19% -$56.4K
EMLC icon
615
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$218K ﹤0.01%
6,616
-685
-9% -$23.2K
ETG
616
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.84B
$218K ﹤0.01%
13,263
+3,683
+38% +$59.4K
IYJ icon
617
iShares US Industrials ETF
IYJ
$2.04B
$218K ﹤0.01%
2,748
-3,360
-55% -$265K
IWP icon
618
iShares Russell Mid-Cap Growth ETF
IWP
$20.6B
$217K ﹤0.01%
3,064
+2,878
+1,547% +$207K
TECD
619
DELISTED
Tech Data Corp
TECD
$213K ﹤0.01%
2,043
+1,925
+1,631% +$188K
ELAN icon
620
Elanco Animal Health
ELAN
$12.8B
$211K ﹤0.01%
7,957
-373
-4% -$11.2K
BXMT icon
621
Blackstone Mortgage Trust
BXMT
$2.43B
$209K ﹤0.01%
5,816
+1,565
+37% +$55.6K
ETV
622
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.76B
$208K ﹤0.01%
+14,208
New +$212K
BIL icon
623
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
$207K ﹤0.01%
2,255
+2,094
+1,301% +$192K
FIS icon
624
Fidelity National Information Services
FIS
$22.9B
$206K ﹤0.01%
1,549
+40
+3% +$5.31K
NOW icon
625
ServiceNow
NOW
$122B
$205K ﹤0.01%
4,040
+240
+6% +$13.1K
23 24
25
26 27

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.