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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-16.05%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.62B
AUM Growth
-$398M
(-5%)
Cap. Flow
+$1.41B
Cap. Flow
% of AUM
18.48%
Top 10 Holdings %
Top 10 Hldgs %
28.87%
Holding
2,570
New
480
Increased
996
Reduced
533
Closed
143
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Apple
AAPL
|
+$276M |
| 2 |
Verizon
VZ
|
+$238M |
| 3 |
GSK
GSK
|
+$162M |
| 4 |
Willis Towers Watson
WTW
|
+$146M |
| 5 |
Walt Disney
DIS
|
+$122M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Southwest Airlines
LUV
|
+$166M |
| 2 |
Royal Caribbean
RCL
|
+$140M |
| 3 |
CVS Health
CVS
|
+$94M |
| 4 |
Reinsurance Group of America
RGA
|
+$90M |
| 5 |
CMA
Comerica
CMA
|
+$83.4M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 17.47% |
| 2 | Healthcare | 17.24% |
| 3 | Communication Services | 13.96% |
| 4 | Financials | 13.7% |
| 5 | Consumer Discretionary | 6.41% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
551
Service Corp International
SCI
$11.6B
| $663K | 0.01% |
16,941
+12,187
| +256% | +$567K |
|
552
Allison Transmission
ALSN
$9.82B
| $662K | 0.01% |
20,299
-27,712
| -58% | -$1.16M |
|
553
Cemex
CX
$16.3B
| $658K | 0.01% |
310,472
-11,329,386
| -97% | -$38.3M |
|
554
John Hancock Multifactor Large Cap ETF
JHML
$1.2B
| $658K | 0.01% |
20,520
+4,844
| +31% | +$187K |
|
555
Sanofi
SNY
$104B
| $658K | 0.01% |
15,052
+1,892
| +14% | +$90.5K |
|
556
FTI Consulting
FCN
$4.18B
| $652K | 0.01% |
+5,444
| New | +$641K |
|
557
Blue Owl Capital
OBDC
$5.74B
| $651K | 0.01% |
+56,448
| New | +$826K |
|
558
Guidewire Software
GWRE
$14.2B
| $647K | 0.01% |
8,161
+28
| +0.3% | +$2.92K |
|
559
Synopsys
SNPS
$79.7B
| $646K | 0.01% |
5,017
+4,228
| +536% | +$601K |
|
560
Gorman-Rupp
GRC
$2.21B
| $644K | 0.01% |
20,639
| – | – |
|
561
MarketAxess Holdings
MKTX
$5.72B
| $642K | 0.01% |
1,929
+1,911
| +10,617% | +$666K |
|
562
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
| $641K | 0.01% |
16,029
+4,134
| +35% | +$185K |
|
563
First Trust Smith Opportunistic Fixed Income ETF
FIXD
$3.24B
| $639K | 0.01% |
12,126
+2,975
| +33% | +$156K |
|
564
IDEX
IEX
$17.3B
| $627K | 0.01% |
4,539
+4,447
| +4,834% | +$698K |
|
565
Brown & Brown
BRO
$23.9B
| $626K | 0.01% |
17,275
+16,969
| +5,545% | +$717K |
|
566
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.3B
| $619K | 0.01% |
15,918
-2,525
| -14% | -$115K |
|
|
ETX
567
Eaton Vance Municipal Income 2028 Term Trust
ETX
$199M
| $617K | 0.01% |
31,000
+7,900
| +34% | +$166K |
|
568
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.33B
| $617K | 0.01% |
66,184
+43,459
| +191% | +$499K |
|
569
Ryder
R
$10.1B
| $611K | 0.01% |
23,101
+23,073
| +82,404% | +$972K |
|
|
MYF
570
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
| $611K | 0.01% |
+46,000
| New | +$646K |
|
571
Hilton Worldwide
HLT
$71.5B
| $606K | 0.01% |
8,878
+138
| +2% | +$13.4K |
|
572
Liberty Broadband Class C
LBRDK
$5.15B
| $605K | 0.01% |
5,465
-1,137
| -17% | -$141K |
|
573
iShares MSCI EAFE Value ETF
EFV
$29.4B
| $597K | 0.01% |
16,729
+14,642
| +702% | +$651K |
|
574
Fortive
FTV
$18.6B
| $597K | 0.01% |
17,136
-2,087
| -11% | -$91.2K |
|
575
State Street DoubleLine Total Return Tactical ETF
TOTL
$4.03B
| $596K | 0.01% |
12,426
-1,134
| -8% | -$55.7K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q1 2020 Portfolio in Review
As of Q1 2020, Rockefeller Capital Management held 2,570 positions worth $7.62B, down 5% from $8.02B the previous quarter. Its ten largest holdings account for 29% of the portfolio.
Rockefeller Capital Management deployed $1.41B of net new capital in Q1 2020, opening 480 new positions and adding to 996 existing holdings. Its largest new stake was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
By sector, the portfolio is most concentrated in Technology at 17% of assets, up from 12% a quarter earlier, followed by Healthcare and Communication Services.
On the sell side, the largest reduction was Southwest Airlines, an estimated $166M trimmed.
- Rockefeller Capital Management's largest Q1 2020 buy was Agnico Eagle Mines: 1,493,773 shares worth $59.4M.
- Rockefeller Capital Management added most to Apple in Q1 2020, an estimated $276M increase.
- Rockefeller Capital Management's biggest Q1 2020 reduction was Southwest Airlines, cutting an estimated $166M.
- Rockefeller Capital Management fully exited Norwegian Cruise Line in Q1 2020, selling an estimated $9.43M.
- Rockefeller Capital Management's ten largest holdings make up 29% of its $7.62B portfolio in Q1 2020.
- Rockefeller Capital Management opened 480 new positions and closed 143 in Q1 2020.
- Rockefeller Capital Management's portfolio value fell 5% quarter-over-quarter to $7.62B.
Based on Rockefeller Capital Management's 13F filing for Q1 2020, filed 12 May 2020.