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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PH icon
551
Parker-Hannifin
PH
$125B
$302K ﹤0.01%
1,672
+43
+3% +$7.31K
RODM icon
552
Hartford Multifactor Developed Markets ex-US ETF
RODM
$1.64B
$302K ﹤0.01%
10,823
+4,612
+74% +$128K
CEY
553
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
$302K ﹤0.01%
13,439
-3,642
-21% -$84.5K
FAST icon
554
Fastenal
FAST
$57B
$301K ﹤0.01%
18,440
+5,198
+39% +$80.9K
LNG icon
555
Cheniere Energy
LNG
$53.9B
$298K ﹤0.01%
4,724
-17,062
-78% -$1.09M
PBFX
556
DELISTED
PBF LOGISTICS LP
PBFX
$294K ﹤0.01%
13,900
– –
CMI icon
557
Cummins
CMI
$87.8B
$293K ﹤0.01%
1,801
+1,430
+385% +$229K
XEC
558
DELISTED
CIMAREX ENERGY CO
XEC
$293K ﹤0.01%
6,103
-2,026
-25% -$95.9K
DG icon
559
Dollar General
DG
$28.1B
$292K ﹤0.01%
1,835
+321
+21% +$46.4K
DLS icon
560
WisdomTree International SmallCap Dividend Fund
DLS
$1.07B
$292K ﹤0.01%
+4,592
New +$290K
CSB icon
561
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
$274M
$289K ﹤0.01%
6,502
-5,904
-48% -$257K
ED icon
562
Consolidated Edison
ED
$40B
$289K ﹤0.01%
+3,058
New +$272K
HP icon
563
Helmerich & Payne
HP
$3.45B
$289K ﹤0.01%
7,200
– –
JHEM icon
564
John Hancock Multifactor Emerging Markets ETF
JHEM
$1.02B
$289K ﹤0.01%
11,844
-6,338
-35% -$156K
ITOT icon
565
iShares Core S&P Total US Stock Market ETF
ITOT
$97.5B
$287K ﹤0.01%
+4,282
New +$287K
EWG icon
566
iShares MSCI Germany ETF
EWG
$1.62B
$285K ﹤0.01%
+10,593
New +$285K
AXS icon
567
AXIS Capital
AXS
$7.57B
$277K ﹤0.01%
4,150
– –
BSCL
568
DELISTED
Invesco BulletShares 2021 Corporate Bond ETF
BSCL
$276K ﹤0.01%
13,005
+5
+0% +$106
EA icon
569
Electronic Arts
EA
$52.9B
$269K ﹤0.01%
2,745
-686
-20% -$64.4K
TSLA icon
570
Tesla
TSLA
$1.29T
$269K ﹤0.01%
16,740
+150
+0.9% +$2.35K
YUMC icon
571
Yum China
YUMC
$16.4B
$267K ﹤0.01%
5,880
+3,563
+154% +$159K
GM icon
572
General Motors
GM
$77.5B
$266K ﹤0.01%
7,101
+4,916
+225% +$189K
BMRN icon
573
BioMarin Pharmaceuticals
BMRN
$11.7B
$262K ﹤0.01%
3,888
+3,132
+414% +$241K
CTAS icon
574
Cintas
CTAS
$81.5B
$262K ﹤0.01%
3,904
+3,132
+406% +$201K
ETY icon
575
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$261K ﹤0.01%
+21,921
New +$261K
21 22
23
24 25

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.