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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,313
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.38%
2 Technology 18.21%
3 Financials 8.18%
4 Industrials 6.8%
5 Healthcare 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IUSB icon
526
iShares Core Universal USD Bond ETF
IUSB
$43.7B
$15.3M 0.03%
330,604
-45,015
-12% -$2.1M
EMXC icon
527
iShares MSCI Emerging Markets ex China ETF
EMXC
$25.1B
$15.2M 0.03%
193,608
+74,611
+63% +$6M
IEI icon
528
iShares 3-7 Year Treasury Bond ETF
IEI
$17.7B
$15.2M 0.03%
128,375
-14
-0% -$1.67K
VTWV icon
529
Vanguard Russell 2000 Value ETF
VTWV
$1.36B
$15.2M 0.03%
90,857
-2,896
-3% -$494K
CLSE icon
530
Convergence Long/Short Equity ETF
CLSE
$903M
$15.2M 0.03%
538,711
+369,023
+217% +$10.4M
CECO icon
531
Ceco Environmental
CECO
$4.23B
$15.2M 0.03%
+254,321
New +$16.4M
ONTO icon
532
Onto Innovation
ONTO
$17.9B
$15.1M 0.03%
73,707
-34,495
-32% -$7.06M
MNST icon
533
Monster Beverage
MNST
$91.5B
$14.9M 0.03%
412,542
+16,744
+4% +$660K
CHDN icon
534
Churchill Downs
CHDN
$6.03B
$14.8M 0.03%
165,142
+163,449
+9,654% +$15.5M
STWD icon
535
Starwood Property Trust
STWD
$5.9B
$14.7M 0.03%
855,604
+91,336
+12% +$1.64M
VLTO icon
536
Veralto
VLTO
$24B
$14.7M 0.03%
165,906
-48,304
-23% -$4.59M
STEP icon
537
StepStone Group
STEP
$4.13B
$14.7M 0.03%
307,710
+49,262
+19% +$2.85M
CALX icon
538
Calix
CALX
$2.37B
$14.7M 0.03%
299,587
+61,552
+26% +$3.23M
HLT icon
539
Hilton Worldwide
HLT
$73.3B
$14.6M 0.03%
48,077
+886
+2% +$269K
DEM icon
540
WisdomTree Emerging Markets High Dividend Fund
DEM
$4.14B
$14.6M 0.03%
293,957
+32,273
+12% +$1.6M
MLPA icon
541
Global X MLP ETF
MLPA
$2.38B
$14.6M 0.03%
271,113
-128,110
-32% -$6.71M
UTI icon
542
Universal Technical Institute
UTI
$1.19B
$14.6M 0.03%
404,195
-85,988
-18% -$2.71M
GILD icon
543
Gilead Sciences
GILD
$185B
$14.5M 0.03%
104,165
+15,272
+17% +$2.14M
TFC icon
544
Truist Financial
TFC
$61.4B
$14.5M 0.03%
315,399
-34,343
-10% -$1.7M
DON icon
545
WisdomTree US MidCap Dividend Fund
DON
$4.07B
$14.4M 0.03%
274,964
-49
-0% -$2.64K
FEZ icon
546
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.52B
$14.4M 0.03%
232,271
+9,838
+4% +$645K
NAC icon
547
Nuveen California Quality Municipal Income Fund
NAC
$1.83B
$14.2M 0.03%
1,222,961
+32,463
+3% +$385K
VGK icon
548
Vanguard FTSE Europe ETF
VGK
$31B
$14.2M 0.03%
172,820
+22,307
+15% +$1.92M
CL icon
549
Colgate-Palmolive
CL
$72.5B
$14.2M 0.03%
166,794
-15,429
-8% -$1.38M
FFIV icon
550
F5
FFIV
$23.2B
$14.2M 0.03%
48,914
+20,218
+70% +$5.61M
20 21
22
23 24

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.