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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+6.61%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$37.2B
AUM Growth
+$1.97B
Cap. Flow
-$16.7M
Cap. Flow %
-0.04%
Top 10 Hldgs %
22.34%
Holding
1,705
New
83
Increased
665
Reduced
811
Closed
97

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$142M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$80.9M
3
VT icon
Vanguard Total World Stock ETF
VT
+$62.6M
4
RMOP
Rockefeller Opportunistic Municipal Bond ETF
RMOP
+$61.6M
5
AZO icon
AutoZone
AZO
+$53.7M

Top Sells

Rank Stock Value
1
DFS
Discover Financial Services
DFS
+$166M
2
ORCL icon
Oracle
ORCL
+$152M
3
META icon
Meta Platforms (Facebook)
META
+$112M
4
LLY icon
Eli Lilly
LLY
+$42.7M
5
MLI icon
Mueller Industries
MLI
+$37.1M

Sector Composition

Rank Sector Weight
1 Technology 19.99%
2 Financials 10.33%
3 Healthcare 8.45%
4 Industrials 6.7%
5 Consumer Discretionary 6.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DXJ icon
501
WisdomTree Japan Hedged Equity Fund
DXJ
$7.42B
$11.7M 0.03%
110,023
+29,964
+37% +$3.18M
RMCA
502
Rockefeller California Municipal Bond ETF
RMCA
$19.3M
$11.6M 0.03%
+459,695
New +$11.6M
MOAT icon
503
VanEck Morningstar Wide Moat ETF
MOAT
$12.3B
$11.6M 0.03%
120,092
-8,615
-7% -$788K
LMB icon
504
Limbach Holdings
LMB
$581M
$11.6M 0.03%
+153,580
New +$9.77M
KNG icon
505
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.46B
$11.6M 0.03%
212,961
+11,760
+6% +$618K
BSX icon
506
Boston Scientific
BSX
$71.5B
$11.5M 0.03%
137,964
+13,268
+11% +$1.05M
NDAQ icon
507
Nasdaq
NDAQ
$52.9B
$11.5M 0.03%
157,550
+5,008
+3% +$342K
PWR icon
508
Quanta Services
PWR
$101B
$11.5M 0.03%
38,510
-5,384
-12% -$1.42M
SNPS icon
509
Synopsys
SNPS
$79.7B
$11.4M 0.03%
+22,582
New +$12.1M
VGIT icon
510
Vanguard Intermediate-Term Treasury ETF
VGIT
$41.7B
$11.4M 0.03%
189,325
+14,628
+8% +$873K
NSC icon
511
Norfolk Southern
NSC
$75.1B
$11.4M 0.03%
45,945
+1,704
+4% +$408K
ACWV icon
512
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$11.4M 0.03%
99,200
+50,752
+105% +$5.58M
BXMT icon
513
Blackstone Mortgage Trust
BXMT
$2.38B
$11.3M 0.03%
595,425
+8,444
+1% +$155K
DON icon
514
WisdomTree US MidCap Dividend Fund
DON
$4.09B
$11.3M 0.03%
221,298
+900
+0.4% +$44K
FEZ icon
515
State Street SPDR EURO STOXX 50 ETF
FEZ
$4.55B
$11.3M 0.03%
212,133
+9,908
+5% +$505K
WMS icon
516
Advanced Drainage Systems
WMS
$10.9B
$11.3M 0.03%
71,840
-4,505
-6% -$703K
HURN icon
517
Huron Consulting
HURN
$2.42B
$11.2M 0.03%
103,227
-7,619
-7% -$808K
BAM icon
518
Brookfield Asset Management
BAM
$83.8B
$11.2M 0.03%
237,198
-18,808
-7% -$788K
ABNB icon
519
Airbnb
ABNB
$107B
$11.1M 0.03%
87,610
-29,809
-25% -$3.87M
YUMC icon
520
Yum China
YUMC
$16.3B
$11M 0.03%
245,142
-8,702
-3% -$290K
FDN icon
521
First Trust Dow Jones Internet Index Fund ETF
FDN
$5.45B
$11M 0.03%
51,842
+2,314
+5% +$464K
ENB icon
522
Enbridge
ENB
$112B
$10.8M 0.03%
265,674
-2,564
-1% -$98.8K
POWL icon
523
Powell Industries
POWL
$7.71B
$10.8M 0.03%
+145,419
New +$7.92M
INFL icon
524
Horizon Kinetics Inflation Beneficiaries ETF
INFL
$1.53B
$10.7M 0.03%
285,913
+11,899
+4% +$428K
RFMZ
525
RiverNorth Flexible Municipal Income Fund II
RFMZ
$322M
$10.7M 0.03%
739,024
-3,259
-0.4% -$46.5K
19 20
21
22 23

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Rockefeller Capital Management's Q3 2024 Portfolio in Review

As of Q3 2024, Rockefeller Capital Management held 1,705 positions worth $37.2B, up 5.6% from $35.2B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management's Q3 2024 filing shows 83 new, 665 increased, 811 reduced and 97 closed positions. Its largest new stake was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M. The largest sale was Discover Financial Services, an estimated $166M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q3 2024 buy was Rockefeller Opportunistic Municipal Bond ETF: 2,412,931 shares worth $62.5M.
  • Rockefeller Capital Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2024, an estimated $142M increase.
  • Rockefeller Capital Management's biggest Q3 2024 reduction was Discover Financial Services, cutting an estimated $166M.
  • Rockefeller Capital Management fully exited Atkore in Q3 2024, selling an estimated $32.1M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $37.2B portfolio in Q3 2024.
  • Rockefeller Capital Management opened 83 new positions and closed 97 in Q3 2024.
  • Rockefeller Capital Management's portfolio value rose 5.6% quarter-over-quarter to $37.2B.

Based on Rockefeller Capital Management's 13F filing for Q3 2024, filed 14 Nov 2024.