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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
501
BlackRock MuniAssets Fund
MUA
$522M
| $1.45M | 0.01% |
105,700
| – | – |
|
502
VictoryShares US EQ Income Enhanced Volatility Wtd ETF
CDC
$742M
| $1.45M | 0.01% |
30,626
+2,612
| +9% | +$125K |
|
|
FM
503
DELISTED
iShares Frontier and Select EM ETF
FM
| $1.45M | 0.01% |
56,608
+4,608
| +9% | +$114K |
|
504
Otis Worldwide
OTIS
$28.2B
| $1.45M | 0.01% |
23,196
-7,032
| -23% | -$430K |
|
505
Entegris
ENTG
$23.2B
| $1.44M | 0.01% |
19,433
+18,730
| +2,664% | +$1.26M |
|
|
UMPQ
506
DELISTED
Umpqua Holdings Corp
UMPQ
| $1.44M | 0.01% |
136,021
+24,916
| +22% | +$275K |
|
507
iShares 0-5 Year Investment Grade Corporate Bond ETF
SLQD
$2.38B
| $1.44M | 0.01% |
+27,603
| New | +$1.44M |
|
508
Gabelli Dividend & Income Trust
GDV
$2.66B
| $1.44M | 0.01% |
78,281
-9,273
| -11% | -$173K |
|
509
Clorox
CLX
$12.7B
| $1.43M | 0.01% |
6,797
+5,973
| +725% | +$1.33M |
|
|
ANSS
510
DELISTED
Ansys
ANSS
| $1.43M | 0.01% |
4,358
-43
| -1% | -$13.5K |
|
511
First Trust NASDAQ Technology Dividend Index Fund
TDIV
$4.44B
| $1.42M | 0.01% |
32,505
+179
| +0.6% | +$7.85K |
|
512
KeyCorp
KEY
$24.4B
| $1.42M | 0.01% |
119,072
+6,228
| +6% | +$75.9K |
|
|
SPLK
513
DELISTED
Splunk Inc
SPLK
| $1.42M | 0.01% |
7,535
+5,286
| +235% | +$1.05M |
|
514
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
$46.9B
| $1.4M | 0.01% |
15,349
+6,571
| +75% | +$601K |
|
515
Altria Group
MO
$114B
| $1.4M | 0.01% |
36,296
+2,199
| +6% | +$91.5K |
|
516
Zscaler
ZS
$27.3B
| $1.39M | 0.01% |
9,900
-7,679
| -44% | -$997K |
|
517
Aurinia Pharmaceuticals
AUPH
$2.11B
| $1.39M | 0.01% |
94,085
| – | – |
|
518
Consolidated Edison
ED
$39.9B
| $1.38M | 0.01% |
17,712
+13,395
| +310% | +$988K |
|
519
The RealReal
REAL
$1.5B
| $1.38M | 0.01% |
+95,122
| New | +$1.45M |
|
520
Alerian MLP ETF
AMLP
$12.8B
| $1.37M | 0.01% |
68,769
+21,020
| +44% | +$486K |
|
521
Nice
NICE
$5.97B
| $1.37M | 0.01% |
+6,041
| New | +$1.28M |
|
|
VSLR
522
DELISTED
VIVINT SOLAR, INC.
VSLR
| $1.37M | 0.01% |
32,379
+379
| +1% | +$9.77K |
|
523
iShares MSCI Global Metals & Mining Producers ETF
PICK
$2.36B
| $1.36M | 0.01% |
50,967
+5,458
| +12% | +$148K |
|
524
Sarepta Therapeutics
SRPT
$1.77B
| $1.36M | 0.01% |
9,671
-678
| -7% | -$103K |
|
525
Sea Limited
SE
$69.5B
| $1.35M | 0.01% |
8,776
+3,218
| +58% | +$434K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.