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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+0.03%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$7.37B
AUM Growth
+$200M
Cap. Flow
+$264M
Cap. Flow %
3.58%
Top 10 Hldgs %
27.96%
Holding
2,031
New
387
Increased
724
Reduced
431
Closed
103

Top Buys

Rank Stock Value
1
PGR icon
Progressive
PGR
+$141M
2
CHL
China Mobile Limited
CHL
+$85.8M
3
BLK icon
Blackrock
BLK
+$40.3M
4
DE icon
Deere & Co
DE
+$28.7M
5
PAGP icon
Plains GP Holdings
PAGP
+$23.4M

Top Sells

Rank Stock Value
1
JPM icon
JPMorgan Chase
JPM
+$169M
2
ROST icon
Ross Stores
ROST
+$86.3M
3
V icon
Visa
V
+$69.3M
4
BIIB icon
Biogen
BIIB
+$53.4M
5
CERN
Cerner Corp
CERN
+$45.6M

Sector Composition

Rank Sector Weight
1 Healthcare 16.92%
2 Financials 14.94%
3 Communication Services 12.57%
4 Technology 11.57%
5 Industrials 9.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KMB icon
501
Kimberly-Clark
KMB
$36.8B
$442K 0.01%
3,115
+2,446
+366% +$336K
IEF icon
502
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
$435K 0.01%
3,865
+499
+15% +$55.7K
FNCL icon
503
Fidelity MSCI Financials Index ETF
FNCL
$2.42B
$427K 0.01%
+10,500
New +$422K
MAR icon
504
Marriott International
MAR
$89.8B
$423K 0.01%
3,403
+1,471
+76% +$195K
LHX icon
505
L3Harris
LHX
$53.3B
$421K 0.01%
2,018
+1,666
+473% +$341K
JBHT icon
506
JB Hunt Transport Services
JBHT
$25.6B
$412K 0.01%
3,724
+3,145
+543% +$324K
OKE icon
507
Oneok
OKE
$54.8B
$407K 0.01%
5,526
-17,880
-76% -$1.27M
VMW
508
DELISTED
VMware, Inc
VMW
$406K 0.01%
2,703
-144
-5% -$22.7K
AKAM icon
509
Akamai
AKAM
$17.8B
$405K 0.01%
4,435
+921
+26% +$79.9K
DGRW icon
510
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$17.2B
$400K 0.01%
8,865
-7,574
-46% -$335K
PCI
511
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$400K 0.01%
16,331
+360
+2% +$8.7K
SCZ icon
512
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.5B
$399K 0.01%
6,972
-260
-4% -$14.7K
HUBB icon
513
Hubbell
HUBB
$26.5B
$394K 0.01%
2,997
+2,899
+2,958% +$374K
SCHO icon
514
Schwab Short-Term US Treasury ETF
SCHO
$12.8B
$393K 0.01%
15,538
-7,962
-34% -$201K
TRV icon
515
Travelers Companies
TRV
$78.8B
$391K 0.01%
2,631
+316
+14% +$47K
WU icon
516
Western Union
WU
$2.22B
$391K 0.01%
+16,857
New +$364K
CEZ
517
DELISTED
VictoryShares Emerging Market Volatility Wtd ETF
CEZ
$383K 0.01%
15,592
+13,404
+613% +$336K
SO icon
518
Southern Company
SO
$107B
$371K 0.01%
6,012
+3,156
+111% +$183K
HYG icon
519
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
$366K 0.01%
4,203
-675
-14% -$58.6K
FXI icon
520
iShares China Large-Cap ETF
FXI
$4.33B
$362K ﹤0.01%
+9,100
New +$369K
IUSV icon
521
iShares Core S&P US Value ETF
IUSV
$27.7B
$362K ﹤0.01%
6,261
-348
-5% -$19.8K
PGF icon
522
Invesco Financial Preferred ETF
PGF
$676M
$361K ﹤0.01%
19,217
+18,497
+2,569% +$346K
VALE icon
523
Vale
VALE
$63B
$355K ﹤0.01%
30,872
+2,185
+8% +$26.5K
ECON icon
524
Columbia Emerging Markets Consumer ETF
ECON
$338M
$354K ﹤0.01%
16,157
+15,507
+2,386% +$343K
IGIB icon
525
iShares 5-10 Year Investment Grade Corporate Bond ETF
IGIB
$18.6B
$353K ﹤0.01%
6,094
+5,744
+1,641% +$330K
19 20
21
22 23

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Rockefeller Capital Management's Q3 2019 Portfolio in Review

As of Q3 2019, Rockefeller Capital Management held 2,031 positions worth $7.37B, up 2.8% from $7.17B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Capital Management deployed $264M of net new capital in Q3 2019, opening 387 new positions and adding to 724 existing holdings. Its largest new stake was Altabancorp: 343,236 shares worth $1.61M.

By sector, the portfolio is most concentrated in Healthcare at 17% of assets, down from 19% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was JPMorgan Chase, an estimated $169M trimmed.

  • Rockefeller Capital Management's largest Q3 2019 buy was Altabancorp: 343,236 shares worth $1.61M.
  • Rockefeller Capital Management added most to Progressive in Q3 2019, an estimated $141M increase.
  • Rockefeller Capital Management's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $169M.
  • Rockefeller Capital Management fully exited Red Hat Inc in Q3 2019, selling an estimated $1.56M.
  • Rockefeller Capital Management's ten largest holdings make up 28% of its $7.37B portfolio in Q3 2019.
  • Rockefeller Capital Management opened 387 new positions and closed 103 in Q3 2019.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $7.37B.

Based on Rockefeller Capital Management's 13F filing for Q3 2019, filed 12 Nov 2019.