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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
Cap. Flow
+$958M
Cap. Flow %
3.7%
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397

Top Buys

Rank Stock Value
1
ORCL icon
Oracle
ORCL
+$127M
2
CL icon
Colgate-Palmolive
CL
+$126M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$72.1M
4
VT icon
Vanguard Total World Stock ETF
VT
+$63.3M
5
T icon
AT&T
T
+$61M

Top Sells

Rank Stock Value
1
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$33.2M
2
CARR icon
Carrier Global
CARR
+$29.6M
3
RTX icon
RTX Corp
RTX
+$28.3M
4
SPTL icon
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
+$23.6M
5
ABB
ABB Ltd
ABB
+$23.5M

Sector Composition

Rank Sector Weight
1 Technology 18.9%
2 Financials 11.31%
3 Healthcare 9.56%
4 Consumer Discretionary 6.09%
5 Industrials 5.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOM icon
26
ExxonMobil
XOM
$641B
$137M 0.53%
1,168,403
+2,467
+0.2% +$271K
AMGN icon
27
Amgen
AMGN
$204B
$136M 0.52%
505,147
+237,408
+89% +$59.2M
MCD icon
28
McDonald's
MCD
$191B
$132M 0.51%
501,543
+27,636
+6% +$7.88M
EFA icon
29
iShares MSCI EAFE ETF
EFA
$78.3B
$131M 0.5%
1,897,194
-38,168
-2% -$2.73M
CL icon
30
Colgate-Palmolive
CL
$72.2B
$130M 0.5%
1,824,100
+1,679,175
+1,159% +$126M
DFS
31
DELISTED
Discover Financial Services
DFS
$128M 0.49%
1,474,129
+29,987
+2% +$2.98M
AMD icon
32
Advanced Micro Devices
AMD
$790B
$127M 0.49%
1,239,588
+117,553
+10% +$12.8M
BRK.B icon
33
Berkshire Hathaway Class B
BRK.B
$1.11T
$127M 0.49%
363,349
+57,779
+19% +$20.5M
TSLA icon
34
Tesla
TSLA
$1.27T
$127M 0.49%
508,488
+55,792
+12% +$14.3M
XLK icon
35
State Street Technology Select Sector SPDR ETF
XLK
$117B
$127M 0.49%
1,546,378
+44,344
+3% +$3.8M
ADBE icon
36
Adobe
ADBE
$101B
$124M 0.48%
242,284
-3,099
-1% -$1.63M
MRK icon
37
Merck
MRK
$315B
$123M 0.47%
1,191,070
+68,837
+6% +$7.42M
IJR icon
38
iShares Core S&P Small-Cap ETF
IJR
$111B
$122M 0.47%
1,290,009
+6,429
+0.5% +$642K
TTE icon
39
TotalEnergies
TTE
$194B
$120M 0.46%
1,824,664
-362,516
-17% -$22.4M
TEL icon
40
TE Connectivity
TEL
$58.8B
$119M 0.46%
962,149
-30,423
-3% -$4.07M
CARR icon
41
Carrier Global
CARR
$51.8B
$113M 0.44%
2,056,432
-537,650
-21% -$29.6M
T icon
42
AT&T
T
$162B
$112M 0.43%
7,441,493
+4,164,051
+127% +$61M
IWM icon
43
iShares Russell 2000 ETF
IWM
$81.4B
$107M 0.41%
604,416
+77,425
+15% +$14.5M
ACN icon
44
Accenture
ACN
$103B
$107M 0.41%
347,652
+45,765
+15% +$14.4M
JNJ icon
45
Johnson & Johnson
JNJ
$611B
$106M 0.41%
683,326
+56,744
+9% +$9.36M
CNC icon
46
Centene
CNC
$31.1B
$106M 0.41%
1,541,068
-46,366
-3% -$3.08M
TMO icon
47
Thermo Fisher Scientific
TMO
$214B
$105M 0.41%
207,608
+8,053
+4% +$4.29M
ICE icon
48
Intercontinental Exchange
ICE
$85.5B
$104M 0.4%
948,354
-60,973
-6% -$6.99M
VEA icon
49
Vanguard FTSE Developed Markets ETF
VEA
$230B
$104M 0.4%
2,374,833
+196,767
+9% +$9M
CRM icon
50
Salesforce
CRM
$153B
$103M 0.4%
508,247
+43,938
+9% +$9.49M
1
2
3 4 5

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Rockefeller Capital Management's Q3 2023 Portfolio in Review

As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.

  • Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
  • Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
  • Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
  • Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
  • Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.

Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.