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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEL icon
26
TE Connectivity
TEL
$58.3B
$116M 0.6%
1,049,719
+38
+0% +$4.73K
TSLA icon
27
Tesla
TSLA
$1.27T
$112M 0.58%
420,409
+57,376
+16% +$16M
ALL icon
28
Allstate
ALL
$67.6B
$109M 0.56%
875,940
-88,858
-9% -$11M
MCD icon
29
McDonald's
MCD
$190B
$105M 0.54%
453,831
+94,514
+26% +$24.2M
IWD icon
30
iShares Russell 1000 Value ETF
IWD
$82.4B
$104M 0.54%
761,363
-18,045
-2% -$2.71M
BDX icon
31
Becton Dickinson
BDX
$46.5B
$99.9M 0.52%
448,328
-7,119
-2% -$1.77M
IWF icon
32
iShares Russell 1000 Growth ETF
IWF
$124B
$99.8M 0.52%
1,898,272
+4,080
+0.2% +$240K
VEA icon
33
Vanguard FTSE Developed Markets ETF
VEA
$230B
$98.9M 0.51%
2,720,773
+444,655
+20% +$18.1M
NVDA icon
34
NVIDIA
NVDA
$5.05T
$98.1M 0.51%
8,078,910
+637,180
+9% +$10.1M
NEE icon
35
NextEra Energy
NEE
$180B
$97.7M 0.5%
1,245,579
+121,633
+11% +$10.3M
CARR icon
36
Carrier Global
CARR
$51.7B
$96.1M 0.5%
2,702,614
-301,929
-10% -$11.9M
AVGO icon
37
Broadcom
AVGO
$1.85T
$95.3M 0.49%
2,146,960
+348,400
+19% +$17.8M
AMAT icon
38
Applied Materials
AMAT
$409B
$95.2M 0.49%
1,161,461
-11,270
-1% -$1.09M
TMO icon
39
Thermo Fisher Scientific
TMO
$214B
$95.1M 0.49%
187,522
+11,083
+6% +$6.2M
DIS icon
40
Walt Disney
DIS
$169B
$94.7M 0.49%
1,004,023
+203,786
+25% +$21.8M
JNJ icon
41
Johnson & Johnson
JNJ
$609B
$94.5M 0.49%
578,783
+101,676
+21% +$17.2M
MRK icon
42
Merck
MRK
$314B
$93.7M 0.48%
1,088,536
+200,947
+23% +$17.9M
GLD icon
43
SPDR Gold Trust
GLD
$131B
$93.7M 0.48%
605,637
+24,035
+4% +$3.86M
SHEL icon
44
Shell
SHEL
$252B
$91.8M 0.47%
1,844,378
+238,470
+15% +$12.3M
PEP icon
45
PepsiCo
PEP
$190B
$88.9M 0.46%
544,716
+90,957
+20% +$15.7M
ICE icon
46
Intercontinental Exchange
ICE
$85.1B
$88M 0.46%
974,263
+873,829
+870% +$87.6M
XLK icon
47
State Street Technology Select Sector SPDR ETF
XLK
$117B
$86.7M 0.45%
1,459,362
+89,626
+7% +$6.12M
BMRN icon
48
BioMarin Pharmaceuticals
BMRN
$11.6B
$86.4M 0.45%
1,019,420
-98,181
-9% -$8.74M
ABBV icon
49
AbbVie
ABBV
$434B
$86.2M 0.45%
642,240
+137,854
+27% +$19.8M
EFA icon
50
iShares MSCI EAFE ETF
EFA
$78.2B
$84.3M 0.44%
1,504,658
+202,033
+16% +$12.6M
1
2
3 4 5

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.