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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
+9.5%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$10.7B
AUM Growth
+$1.12B
(+12%)
Cap. Flow
+$412M
Cap. Flow
% of AUM
3.86%
Top 10 Holdings %
Top 10 Hldgs %
27.4%
Holding
2,947
New
319
Increased
1,150
Reduced
698
Closed
231
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Reinsurance Group of America
RGA
|
+$121M |
| 2 |
Alibaba
BABA
|
+$73.2M |
| 3 |
Carrier Global
CARR
|
+$66.3M |
| 4 |
American Water Works
AWK
|
+$59.3M |
| 5 |
Martin Marietta Materials
MLM
|
+$47.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Alphabet (Google) Class C
GOOG
|
+$116M |
| 2 |
Apple
AAPL
|
+$108M |
| 3 |
Walt Disney
DIS
|
+$106M |
| 4 |
Novartis
NVS
|
+$64.2M |
| 5 |
Amazon
AMZN
|
+$28.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 21.2% |
| 2 | Financials | 14.39% |
| 3 | Healthcare | 14.21% |
| 4 | Consumer Discretionary | 9.23% |
| 5 | Communication Services | 7.84% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
BioMarin Pharmaceuticals
BMRN
$11.7B
| $66.6M | 0.62% |
875,536
+335,439
| +62% | +$33.9M |
|
|
27
American Water Works
AWK
$26.6B
| $66.4M | 0.62% |
458,222
+418,725
| +1,060% | +$59.3M |
|
|
28
Alphabet (Google) Class C
GOOG
$4.59T
| $62.9M | 0.59% |
855,560
-1,516,520
| -64% | -$116M |
|
29
Home Depot
HD
$347B
| $61.8M | 0.58% |
222,580
+6,600
| +3% | +$1.79M |
|
30
JPMorgan Chase
JPM
$950B
| $58.8M | 0.55% |
610,536
-82,333
| -12% | -$8.09M |
|
31
Regeneron Pharmaceuticals
REGN
$78.3B
| $58.5M | 0.55% |
104,580
-27,219
| -21% | -$16.5M |
|
32
ICICI Bank
IBN
$109B
| $58M | 0.54% |
5,900,752
+135,977
| +2% | +$1.35M |
|
|
33
Walt Disney
DIS
$170B
| $57M | 0.53% |
459,416
-848,919
| -65% | -$106M |
|
34
Alnylam Pharmaceuticals
ALNY
$29.3B
| $56M | 0.52% |
384,796
-699
| -0.2% | -$99.3K |
|
35
iShares MSCI EAFE ETF
EFA
$79.3B
| $54.9M | 0.51% |
863,015
-132,154
| -13% | -$8.46M |
|
36
Intel
INTC
$509B
| $54.8M | 0.51% |
1,059,111
+104,802
| +11% | +$5.45M |
|
37
PayPal
PYPL
$50.1B
| $54.2M | 0.51% |
275,306
+21,744
| +9% | +$4.1M |
|
|
38
Alphabet (Google) Class A
GOOGL
$4.62T
| $53.3M | 0.5% |
727,300
-207,720
| -22% | -$15.8M |
|
39
Fidelity National Information Services
FIS
$22.9B
| $52M | 0.49% |
353,371
+9,458
| +3% | +$1.37M |
|
40
Merck
MRK
$316B
| $51.9M | 0.49% |
655,923
+38,156
| +6% | +$2.99M |
|
|
41
Martin Marietta Materials
MLM
$33.4B
| $51.6M | 0.48% |
219,451
+218,844
| +36,053% | +$47.3M |
|
42
PepsiCo
PEP
$190B
| $51.4M | 0.48% |
371,211
+5,269
| +1% | +$717K |
|
43
Johnson & Johnson
JNJ
$614B
| $51.4M | 0.48% |
345,114
-6,942
| -2% | -$1.03M |
|
44
Keysight
KEYS
$58.3B
| $48.6M | 0.46% |
492,282
+200,857
| +69% | +$19.7M |
|
45
Oracle
ORCL
$420B
| $48.6M | 0.45% |
813,463
-49,816
| -6% | -$2.83M |
|
|
ACC
46
DELISTED
American Campus Communities, Inc.
ACC
| $48M | 0.45% |
1,375,008
+51,115
| +4% | +$1.76M |
|
47
ResMed
RMD
$32.4B
| $47.9M | 0.45% |
279,688
+1,812
| +0.7% | +$335K |
|
48
UnitedHealth
UNH
$370B
| $47.1M | 0.44% |
151,186
+6,594
| +5% | +$2.03M |
|
49
Chevron
CVX
$379B
| $46.4M | 0.43% |
643,987
-28,962
| -4% | -$2.44M |
|
50
Invesco QQQ Trust
QQQ
$485B
| $45.9M | 0.43% |
165,062
+266
| +0.2% | +$72.1K |
|
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Rockefeller Capital Management's Q3 2020 Portfolio in Review
As of Q3 2020, Rockefeller Capital Management held 2,947 positions worth $10.7B, up 12% from $9.56B the previous quarter. Its ten largest holdings account for 27% of the portfolio.
Rockefeller Capital Management deployed $412M of net new capital in Q3 2020, opening 319 new positions and adding to 1,150 existing holdings. Its largest new stake was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
By sector, the portfolio is most concentrated in Technology at 21% of assets, down from 22% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Alphabet (Google) Class C, an estimated $116M trimmed.
- Rockefeller Capital Management's largest Q3 2020 buy was abrdn Physical Precious Metals Basket Shares ETF: 65,481 shares worth $6.15M.
- Rockefeller Capital Management added most to Reinsurance Group of America in Q3 2020, an estimated $121M increase.
- Rockefeller Capital Management's biggest Q3 2020 reduction was Alphabet (Google) Class C, cutting an estimated $116M.
- Rockefeller Capital Management fully exited ForeScout Technologies, Inc. Common Stock in Q3 2020, selling an estimated $8.5M.
- Rockefeller Capital Management's ten largest holdings make up 27% of its $10.7B portfolio in Q3 2020.
- Rockefeller Capital Management opened 319 new positions and closed 231 in Q3 2020.
- Rockefeller Capital Management's portfolio value rose 12% quarter-over-quarter to $10.7B.
Based on Rockefeller Capital Management's 13F filing for Q3 2020, filed 13 Nov 2020.