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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
RFMZ
451
RiverNorth Flexible Municipal Income Fund II
RFMZ
$322M
| $8.94M | 0.03% |
725,681
+20,603
| +3% | +$283K |
|
452
State Street SPDR Portfolio S&P 500 High Dividend ETF
SPYD
$8.78B
| $8.91M | 0.03% |
253,938
-21,044
| -8% | -$783K |
|
453
Golub Capital BDC
GBDC
$3.42B
| $8.87M | 0.03% |
604,923
+41,232
| +7% | +$585K |
|
454
Nucor
NUE
$62.1B
| $8.69M | 0.03% |
55,598
+1,693
| +3% | +$280K |
|
455
Archer Daniels Midland
ADM
$36.9B
| $8.68M | 0.03% |
115,121
-22,341
| -16% | -$1.81M |
|
456
SLB Ltd
SLB
$75B
| $8.66M | 0.03% |
148,491
+10,785
| +8% | +$625K |
|
|
DO
457
DELISTED
Diamond Offshore Drilling, Inc.
DO
| $8.58M | 0.03% |
584,159
+13,074
| +2% | +$200K |
|
458
Vanguard Ultra-Short Bond ETF
VUSB
$8.92B
| $8.54M | 0.03% |
173,711
-248,094
| -59% | -$12.2M |
|
459
Zions Bancorporation
ZION
$10.3B
| $8.52M | 0.03% |
244,288
+83,036
| +51% | +$2.9M |
|
460
Stanley Black & Decker
SWK
$15.7B
| $8.52M | 0.03% |
101,906
-4,747
| -4% | -$440K |
|
461
Cummins
CMI
$88.7B
| $8.5M | 0.03% |
37,222
+3,653
| +11% | +$882K |
|
462
Vanguard International Dividend Appreciation ETF
VIGI
$9.3B
| $8.5M | 0.03% |
119,119
-14,335
| -11% | -$1.07M |
|
463
iShares MSCI USA Momentum Factor ETF
MTUM
$26.2B
| $8.49M | 0.03% |
60,794
-3,832
| -6% | -$553K |
|
464
PTC Therapeutics
PTCT
$6.12B
| $8.47M | 0.03% |
378,059
+165,652
| +78% | +$6.16M |
|
465
Magna International
MGA
$18.8B
| $8.47M | 0.03% |
158,013
+22,464
| +17% | +$1.31M |
|
466
Gilead Sciences
GILD
$165B
| $8.46M | 0.03% |
112,840
+12,871
| +13% | +$990K |
|
467
Vanguard Russell 2000 ETF
VTWO
$17.9B
| $8.36M | 0.03% |
116,952
+28,283
| +32% | +$2.15M |
|
468
Invesco Dorsey Wright Momentum ETF
PDP
$1.5B
| $8.35M | 0.03% |
108,447
-7,946
| -7% | -$634K |
|
469
iShares US Real Estate ETF
IYR
$4.65B
| $8.33M | 0.03% |
106,524
+9,424
| +10% | +$803K |
|
470
Republic Services
RSG
$65.7B
| $8.25M | 0.03% |
57,912
+103
| +0.2% | +$15.3K |
|
471
Standard Motor Products
SMP
$911M
| $8.23M | 0.03% |
244,822
-41,511
| -14% | -$1.51M |
|
472
Verisk Analytics
VRSK
$25B
| $8.18M | 0.03% |
34,613
+884
| +3% | +$208K |
|
473
iShares MSCI KLD 400 Social ETF
DSI
$5.55B
| $8.14M | 0.03% |
99,988
+90,051
| +906% | +$7.64M |
|
|
DOCU
474
DocuSign
DOCU
$11.5B
| $8.07M | 0.03% |
192,157
+17,421
| +10% | +$854K |
|
475
Vanguard Consumer Discretionary ETF
VCR
$6.33B
| $8.07M | 0.03% |
29,955
+8,294
| +38% | +$2.35M |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.