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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.69%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$21.4B
AUM Growth
+$2.4B
Cap. Flow
+$1.08B
Cap. Flow %
5.02%
Top 10 Hldgs %
19.93%
Holding
4,165
New
351
Increased
1,710
Reduced
1,031
Closed
233

Top Buys

Rank Stock Value
1
CNC icon
Centene
CNC
+$119M
2
MDT icon
Medtronic
MDT
+$50.1M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$38.4M
4
ELAN icon
Elanco Animal Health
ELAN
+$35M
5
DFS
Discover Financial Services
DFS
+$30.2M

Top Sells

Rank Stock Value
1
MPT
Medical Properties Trust
MPT
+$97M
2
WTW icon
Willis Towers Watson
WTW
+$60.7M
3
KSS icon
Kohl's
KSS
+$52.6M
4
BDX icon
Becton Dickinson
BDX
+$49.4M
5
IONS icon
Ionis Pharmaceuticals
IONS
+$41.6M

Sector Composition

Rank Sector Weight
1 Technology 21.15%
2 Financials 13.4%
3 Healthcare 12.11%
4 Consumer Discretionary 7.35%
5 Industrials 6.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WBA
451
DELISTED
Walgreens Boots Alliance
WBA
$6.9M 0.03%
132,282
+3,770
+3% +$183K
SRLN icon
452
State Street Blackstone Senior Loan ETF
SRLN
$5.34B
$6.85M 0.03%
150,150
+9,760
+7% +$446K
BN icon
453
Brookfield
BN
$108B
$6.83M 0.03%
210,024
-3,637
-2% -$115K
NAC icon
454
Nuveen California Quality Municipal Income Fund
NAC
$1.85B
$6.82M 0.03%
436,200
– –
MG icon
455
Mistras Group
MG
$502M
$6.81M 0.03%
917,381
-875
-0.1% -$7.69K
MCK icon
456
McKesson
MCK
$103B
$6.78M 0.03%
27,295
+6,821
+33% +$1.5M
VFC icon
457
VF Corp
VFC
$5.81B
$6.73M 0.03%
91,984
+14,937
+19% +$1.09M
EFG icon
458
iShares MSCI EAFE Growth ETF
EFG
$17.2B
$6.73M 0.03%
61,018
+50,948
+506% +$5.58M
PDP icon
459
Invesco Dorsey Wright Momentum ETF
PDP
$1.49B
$6.71M 0.03%
70,944
+37,857
+114% +$3.59M
VTWV icon
460
Vanguard Russell 2000 Value ETF
VTWV
$1.31B
$6.7M 0.03%
46,113
+1,294
+3% +$189K
JAZZ icon
461
Jazz Pharmaceuticals
JAZZ
$16.7B
$6.69M 0.03%
52,524
+23,107
+79% +$3.04M
SPTI icon
462
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.6B
$6.67M 0.03%
208,176
+9,391
+5% +$302K
BBL
463
DELISTED
BHP Group Plc American Depositary Shares (Each representing two Ordinary Shares)
BBL
$6.65M 0.03%
111,196
+10,773
+11% +$587K
DGRO icon
464
iShares Core Dividend Growth ETF
DGRO
$43.5B
$6.64M 0.03%
119,421
+66,343
+125% +$3.54M
QTEC icon
465
First Trust NASDAQ-100 Technology Index Fund
QTEC
$4.8B
$6.62M 0.03%
37,816
+11,850
+46% +$2.02M
MUNI icon
466
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.09B
$6.62M 0.03%
117,825
+10,446
+10% +$587K
VRTX icon
467
Vertex Pharmaceuticals
VRTX
$124B
$6.61M 0.03%
30,121
+6,248
+26% +$1.21M
FAF icon
468
First American
FAF
$7.67B
$6.61M 0.03%
84,495
+3,786
+5% +$283K
GBT
469
DELISTED
Global Blood Therapeutics, Inc.
GBT
$6.55M 0.03%
223,906
+14,033
+7% +$435K
EMLP icon
470
First Trust North American Energy Infrastructure Fund
EMLP
$4.09B
$6.51M 0.03%
260,737
+4,850
+2% +$120K
HASI icon
471
Hannon Armstrong Sustainable Infrastructure Capital
HASI
$5.17B
$6.51M 0.03%
122,526
+25,818
+27% +$1.49M
FXR icon
472
First Trust Industrials/Producer Durables AlphaDEX Fund
FXR
$766M
$6.5M 0.03%
104,103
+33,515
+47% +$2.04M
XLP icon
473
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
$6.48M 0.03%
84,040
-4,683
-5% -$339K
ACI icon
474
Albertsons Companies
ACI
$5.86B
$6.42M 0.03%
212,654
+179,317
+538% +$5.68M
ACWX icon
475
iShares MSCI ACWI ex US ETF
ACWX
$11.8B
$6.42M 0.03%
115,403
+74,471
+182% +$4.19M
17 18
19
20 21

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Rockefeller Capital Management's Q4 2021 Portfolio in Review

As of Q4 2021, Rockefeller Capital Management held 4,165 positions worth $21.4B, up 13% from $19B the previous quarter. Its ten largest holdings account for 20% of the portfolio.

Rockefeller Capital Management deployed $1.08B of net new capital in Q4 2021, opening 351 new positions and adding to 1,710 existing holdings. Its largest new stake was Guess Inc: 483,720 shares worth $11.5M.

By sector, the portfolio is most concentrated in Technology at 21% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Medical Properties Trust, an estimated $97M trimmed.

  • Rockefeller Capital Management's largest Q4 2021 buy was Guess Inc: 483,720 shares worth $11.5M.
  • Rockefeller Capital Management added most to Centene in Q4 2021, an estimated $119M increase.
  • Rockefeller Capital Management's biggest Q4 2021 reduction was Medical Properties Trust, cutting an estimated $97M.
  • Rockefeller Capital Management fully exited Kansas City Southern in Q4 2021, selling an estimated $2.54M.
  • Rockefeller Capital Management's ten largest holdings make up 20% of its $21.4B portfolio in Q4 2021.
  • Rockefeller Capital Management opened 351 new positions and closed 233 in Q4 2021.
  • Rockefeller Capital Management's portfolio value rose 13% quarter-over-quarter to $21.4B.

Based on Rockefeller Capital Management's 13F filing for Q4 2021, filed 14 Feb 2022.