We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-14.02%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$18.8B
AUM Growth
-$1.92B
Cap. Flow
+$1.4B
Cap. Flow %
7.42%
Top 10 Hldgs %
18.78%
Holding
4,645
New
586
Increased
1,891
Reduced
1,357
Closed
204

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$127M
2
TTE icon
TotalEnergies
TTE
+$116M
3
NFLX icon
Netflix
NFLX
+$111M
4
CMA
Comerica
CMA
+$96.9M
5
CVX icon
Chevron
CVX
+$85.3M

Top Sells

Rank Stock Value
1
MLM icon
Martin Marietta Materials
MLM
+$91M
2
DE icon
Deere & Co
DE
+$67.6M
3
URI icon
United Rentals
URI
+$60.8M
4
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$50.5M
5
ACGL icon
Arch Capital
ACGL
+$46.3M

Sector Composition

Rank Sector Weight
1 Technology 19.03%
2 Financials 13.54%
3 Healthcare 12.68%
4 Consumer Discretionary 6.26%
5 Communication Services 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GSV
4526
DELISTED
Gold Standard Ventures Corp.
GSV
$0 ﹤0.01%
9
– –
MILE
4527
DELISTED
Metromile, Inc. Common Stock
MILE
– –
-500
Closed –
ACTDU
4528
DELISTED
ArcLight Clean Transition Corp. II Unit
ACTDU
– –
-1,830
Closed -$18K
ENJY
4529
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$0 ﹤0.01%
100
– –
HNP
4530
DELISTED
Huaneng Power Intl, Inc.
HNP
$0 ﹤0.01%
37
-109
-75% -$2.05K
TVTY
4531
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-245
Closed -$7K
APTS
4532
DELISTED
Preferred Apartment Communities, Inc.
APTS
– –
-134
Closed -$3K
PLAN
4533
DELISTED
Anaplan, Inc.
PLAN
– –
-113
Closed -$7K
ENIA
4534
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$0 ﹤0.01%
134
-53
-28% -$291
POTX
4535
DELISTED
Global X Cannabis ETF
POTX
$0 ﹤0.01%
50
– –
CERN
4536
DELISTED
Cerner Corp
CERN
– –
-18,958
Closed -$1.77M
NEV
4537
DELISTED
NUVEEN ENHANCED MUNICIPAL VALUE FUND
NEV
– –
-25,272
Closed -$329K
DCUE
4538
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-158
Closed -$16K
APSG.WS
4539
DELISTED
Apollo Strategic Growth Capital Warrants, each exercisable for one Class A Ordinary Share at an exer
APSG.WS
– –
-11,597
Closed -$15K
APSG.U
4540
DELISTED
Apollo Strategic Growth Capital Units, each consisting of one Class A Ordinary Share and one-third W
APSG.U
– –
-1,504
Closed -$15K
OCDX
4541
DELISTED
Ortho Clinical Diagnostics Holdings plc Ordinary Shares
OCDX
– –
-81
Closed -$1K
JCO
4542
DELISTED
Nuveen Credit Opportunities 2022 Target Term Fund
JCO
– –
-4,075
Closed -$32K
ANAT
4543
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-3
Closed –
ZNGA
4544
DELISTED
ZYNGA INC. CL A COMMON
ZNGA
– –
-74,927
Closed -$692K
MIME
4545
DELISTED
Mimecast Limited
MIME
– –
-72
Closed -$5K
SRGA
4546
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$0 ﹤0.01%
200
– –
PTE
4547
DELISTED
PolarityTE, Inc. Common Stock
PTE
$0 ﹤0.01%
3
+2
+200% +$7
EPAY
4548
DELISTED
Bottomline Technologies Inc
EPAY
– –
-55
Closed -$3K
SVSVW
4549
DELISTED
Spring Valley Acquisition Corp. Warrant
SVSVW
– –
-27,050
Closed -$53K
SV
4550
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
– –
-39,100
Closed -$409K
180 181
182
183 184

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q2 2022 Portfolio in Review

As of Q2 2022, Rockefeller Capital Management held 4,645 positions worth $18.8B, down 9.2% from $20.7B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.4B of net new capital in Q2 2022, opening 586 new positions and adding to 1,891 existing holdings. Its largest new stake was Dave & Buster's: 306,344 shares worth $10M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Martin Marietta Materials, an estimated $91M trimmed.

  • Rockefeller Capital Management's largest Q2 2022 buy was Dave & Buster's: 306,344 shares worth $10M.
  • Rockefeller Capital Management added most to Apple in Q2 2022, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q2 2022 reduction was Martin Marietta Materials, cutting an estimated $91M.
  • Rockefeller Capital Management fully exited Party City Holdco Inc. in Q2 2022, selling an estimated $4.91M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $18.8B portfolio in Q2 2022.
  • Rockefeller Capital Management opened 586 new positions and closed 204 in Q2 2022.
  • Rockefeller Capital Management's portfolio value fell 9.2% quarter-over-quarter to $18.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2022, filed 12 Aug 2022.