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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $65.2B
1-Year Est. Return 31.44%
This Fund
S&P 500
This Quarter Est. Return
-0.77%
1 Year Est. Return
+31.44%
3 Year Est. Return
+100.98%
5 Year Est. Return
+121.66%
10 Year Est. Return
–
AUM
$56.4B
AUM Growth
+$862M
Cap. Flow
+$2.42B
Cap. Flow %
4.29%
Top 10 Hldgs %
21.93%
Holding
4,927
New
258
Increased
2,658
Reduced
1,313
Closed
245

Top Buys

Rank Stock Value
1
EFA icon
iShares MSCI EAFE ETF
EFA
+$95.5M
2
EQT icon
EQT Corp
EQT
+$84.7M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$74.4M
4
AMZN icon
Amazon
AMZN
+$65.3M
5
NVDA icon
NVIDIA
NVDA
+$64.8M

Top Sells

Rank Stock Value
1
EOG icon
EOG Resources
EOG
+$65.4M
2
SHOP icon
Shopify
SHOP
+$54.9M
3
IBN icon
ICICI Bank
IBN
+$42.8M
4
WTW icon
Willis Towers Watson
WTW
+$37.1M
5
CAT icon
Caterpillar
CAT
+$36.2M

Sector Composition

Rank Sector Weight
1 Miscellaneous 38.38%
2 Technology 18.21%
3 Financials 8.18%
4 Industrials 6.8%
5 Healthcare 5.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FUNC icon
4476
First United
FUNC
$279M
$1.1K ﹤0.01%
+30
New +$1.11K
SAH icon
4477
Sonic Automotive
SAH
$2.51B
$1.1K ﹤0.01%
16
+3
+23% +$187
SPFI icon
4478
South Plains Financial
SPFI
$822M
$1.09K ﹤0.01%
26
+20
+333% +$826
COOK icon
4479
Traeger
COOK
$156M
$1.07K ﹤0.01%
37
– –
LPG icon
4480
Dorian LPG
LPG
$2.11B
$1.06K ﹤0.01%
31
+5
+19% +$158
AIOT
4481
PowerFleet Inc
AIOT
$403M
$1.06K ﹤0.01%
343
-152
-31% -$637
CTSO icon
4482
Cytosorbents Corp
CTSO
$21.4M
$1.05K ﹤0.01%
1,861
-705
-27% -$481
HRTX icon
4483
Heron Therapeutics
HRTX
$63M
$1.03K ﹤0.01%
1,286
+871
+210% +$1.01K
SAFE
4484
Safehold
SAFE
$1.09B
$1.01K ﹤0.01%
75
+64
+582% +$948
MDXG icon
4485
MiMedx Group
MDXG
$657M
$988 ﹤0.01%
250
– –
ELVN icon
4486
Enliven Therapeutics
ELVN
$4.43B
$980 ﹤0.01%
+25
New +$693
NAK
4487
Northern Dynasty Minerals
NAK
$984M
$980 ﹤0.01%
+700
New +$1.22K
NBHC icon
4488
National Bank Holdings
NBHC
$1.84B
$979 ﹤0.01%
25
+5
+25% +$200
SHLS icon
4489
Shoals Technologies Group
SHLS
$1.25B
$974 ﹤0.01%
148
-763
-84% -$6.26K
SHEN icon
4490
Shenandoah Telecom
SHEN
$673M
$971 ﹤0.01%
63
+19
+43% +$249
CFFN icon
4491
Capitol Federal Financial
CFFN
$1.07B
$969 ﹤0.01%
136
+111
+444% +$791
UVV icon
4492
Universal Corp
UVV
$1.14B
$948 ﹤0.01%
18
-3
-14% -$161
FLOC
4493
Flowco Holdings
FLOC
$948M
$948 ﹤0.01%
+46
New +$997
GDYN icon
4494
Grid Dynamics Holdings
GDYN
$640M
$940 ﹤0.01%
+165
New +$1.21K
JMEE icon
4495
JPMorgan Small & Mid Cap Enhanced Equity ETF
JMEE
$2.99B
$935 ﹤0.01%
+14
New +$953
BOC icon
4496
Boston Omaha
BOC
$415M
$934 ﹤0.01%
80
– –
SFD
4497
Smithfield Foods
SFD
$8.71B
$923 ﹤0.01%
+33
New +$794
BYRN icon
4498
Byrna Technologies
BYRN
$82.1M
$918 ﹤0.01%
+100
New +$1.31K
JQC icon
4499
Nuveen Credit Strategies Income Fund
JQC
$702M
$911 ﹤0.01%
187
-1,813
-91% -$9K
KODK icon
4500
Kodak
KODK
$927M
$905 ﹤0.01%
100
-1,550
-94% -$11.8K
178 179
180
181 182

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Rockefeller Capital Management's Q1 2026 Portfolio in Review

As of Q1 2026, Rockefeller Capital Management held 4,927 positions worth $56.4B, up 1.6% from $55.5B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Rockefeller Capital Management deployed $2.42B of net new capital in Q1 2026, opening 258 new positions and adding to 2,658 existing holdings. Its largest new stake was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.

By sector, the portfolio is most concentrated in Miscellaneous at 38% of assets, up from 38% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was EOG Resources, an estimated $65.4M trimmed.

  • Rockefeller Capital Management's largest Q1 2026 buy was Eaton Vance Short Duration Income ETF: 337,629 shares worth $17.2M.
  • Rockefeller Capital Management added most to iShares MSCI EAFE ETF in Q1 2026, an estimated $95.5M increase.
  • Rockefeller Capital Management's biggest Q1 2026 reduction was EOG Resources, cutting an estimated $65.4M.
  • Rockefeller Capital Management fully exited CyberArk in Q1 2026, selling an estimated $7.72M.
  • Rockefeller Capital Management's ten largest holdings make up 22% of its $56.4B portfolio in Q1 2026.
  • Rockefeller Capital Management opened 258 new positions and closed 245 in Q1 2026.
  • Rockefeller Capital Management's portfolio value rose 1.6% quarter-over-quarter to $56.4B.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.