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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.3%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.3B
AUM Growth
+$527M
Cap. Flow
+$1.7B
Cap. Flow %
8.78%
Top 10 Hldgs %
18.93%
Holding
4,649
New
213
Increased
1,663
Reduced
1,712
Closed
389

Top Buys

Rank Stock Value
1
ICE icon
Intercontinental Exchange
ICE
+$87.6M
2
AAPL icon
Apple
AAPL
+$63M
3
AMZN icon
Amazon
AMZN
+$62.7M
4
TRU icon
TransUnion
TRU
+$56.5M
5
KMI icon
Kinder Morgan
KMI
+$55.6M

Top Sells

Rank Stock Value
1
FSLR icon
First Solar
FSLR
+$79.5M
2
META icon
Meta Platforms (Facebook)
META
+$74.7M
3
ELAN icon
Elanco Animal Health
ELAN
+$59.3M
4
WEX icon
WEX
WEX
+$50.8M
5
GL icon
Globe Life
GL
+$27.5M

Sector Composition

Rank Sector Weight
1 Technology 18.31%
2 Financials 14.01%
3 Healthcare 11.97%
4 Consumer Discretionary 6.61%
5 Industrials 5.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CAMP
4476
DELISTED
CalAmp Corp.
CAMP
$0 ﹤0.01%
1
-5
-83% -$569
AWH
4477
DELISTED
Aspira Women's Health Inc. Common Stock
AWH
$0 ﹤0.01%
67
– –
AGTI
4478
DELISTED
Agiliti Inc
AGTI
– –
-199
Closed -$4K
FUV
4479
DELISTED
Arcimoto, Inc. Common Stock
FUV
$0 ﹤0.01%
4
– –
RMGCW
4480
DELISTED
RMG Acquisition Corp. III Warrant
RMGCW
$0 ﹤0.01%
14,700
– –
KAMN
4481
DELISTED
Kaman Corp
KAMN
– –
-82
Closed -$2K
VIEW
4482
DELISTED
View, Inc. Class A Common Stock
VIEW
– –
-83
Closed -$8K
PGTI
4483
DELISTED
PGT, Inc.
PGTI
$0 ﹤0.01%
17
-284
-94% -$5.84K
JOAN
4484
DELISTED
JOANN, Inc. Common Stock
JOAN
$0 ﹤0.01%
20
– –
MIXT
4485
DELISTED
MIX TELEMATICS LIMITED
MIXT
– –
-71
Closed –
VJET
4486
DELISTED
VOXELJET AG American Depositary Shares (each representing one Ordinary Share)
VJET
$0 ﹤0.01%
10
– –
EXPR
4487
DELISTED
Express, Inc.
EXPR
$0 ﹤0.01%
3
– –
NEPT
4488
DELISTED
Neptune Wellness Solutions Inc. Ordinary Shares
NEPT
$0 ﹤0.01%
5
– –
FRLN
4489
DELISTED
Freeline Therapeutics Holdings plc American Depositary Shares
FRLN
$0 ﹤0.01%
38
– –
NSTG
4490
DELISTED
NanoString Technologies, Inc.
NSTG
$0 ﹤0.01%
10
-191
-95% -$2.65K
GOL
4491
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
– –
-446
Closed -$1K
SLGCW
4492
DELISTED
SomaLogic, Inc. Warrant
SLGCW
$0 ﹤0.01%
60
– –
RPT
4493
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$0 ﹤0.01%
58
-374
-87% -$3.68K
NETC.WS
4494
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
$0 ﹤0.01%
2,000
– –
CD
4495
DELISTED
Chindata Group Holdings Limited American Depositary Shares
CD
– –
-317
Closed -$2K
ARCE
4496
DELISTED
Arco Platform Limited Class A Common Shares
ARCE
$0 ﹤0.01%
46
– –
GHL
4497
DELISTED
Greenhill & Co., Inc.
GHL
– –
-97
Closed –
HT
4498
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
$0 ﹤0.01%
18
-126
-88% -$1.26K
AVTA
4499
DELISTED
Avantax, Inc. Common Stock
AVTA
$0 ﹤0.01%
25
-42
-63% -$845
ARGO
4500
DELISTED
Argo Group International Holdings, Ltd.
ARGO
– –
-33
Closed -$1K
178 179
180
181 182

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Rockefeller Capital Management's Q3 2022 Portfolio in Review

As of Q3 2022, Rockefeller Capital Management held 4,649 positions worth $19.3B, up 2.8% from $18.8B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.7B of net new capital in Q3 2022, opening 213 new positions and adding to 1,663 existing holdings. Its largest new stake was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.

By sector, the portfolio is most concentrated in Technology at 18% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was First Solar, an estimated $79.5M trimmed.

  • Rockefeller Capital Management's largest Q3 2022 buy was iShares iBonds Dec 2024 Term Treasury ETF: 237,932 shares worth $5.7M.
  • Rockefeller Capital Management added most to Intercontinental Exchange in Q3 2022, an estimated $87.6M increase.
  • Rockefeller Capital Management's biggest Q3 2022 reduction was First Solar, cutting an estimated $79.5M.
  • Rockefeller Capital Management fully exited Global Blood Therapeutics, Inc. in Q3 2022, selling an estimated $9.22M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $19.3B portfolio in Q3 2022.
  • Rockefeller Capital Management opened 213 new positions and closed 389 in Q3 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.3B.

Based on Rockefeller Capital Management's 13F filing for Q3 2022, filed 2 Nov 2022.