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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-14.02%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$18.8B
AUM Growth
-$1.92B
Cap. Flow
+$1.4B
Cap. Flow %
7.42%
Top 10 Hldgs %
18.78%
Holding
4,645
New
586
Increased
1,891
Reduced
1,357
Closed
204

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$127M
2
TTE icon
TotalEnergies
TTE
+$116M
3
NFLX icon
Netflix
NFLX
+$111M
4
CMA
Comerica
CMA
+$96.9M
5
CVX icon
Chevron
CVX
+$85.3M

Top Sells

Rank Stock Value
1
MLM icon
Martin Marietta Materials
MLM
+$91M
2
DE icon
Deere & Co
DE
+$67.6M
3
URI icon
United Rentals
URI
+$60.8M
4
ALNY icon
Alnylam Pharmaceuticals
ALNY
+$50.5M
5
ACGL icon
Arch Capital
ACGL
+$46.3M

Sector Composition

Rank Sector Weight
1 Technology 19.03%
2 Financials 13.54%
3 Healthcare 12.68%
4 Consumer Discretionary 6.26%
5 Communication Services 5.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TDW.WS.A
4476
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
87
– –
TDW.WS.B
4477
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
94
– –
NYMX
4478
DELISTED
Nymox Pharmaceutical Corp
NYMX
$0 ﹤0.01%
2,000
– –
USX
4479
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$0 ﹤0.01%
21
+10
+91% +$31
HEXO
4480
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
55
– –
APTV.PRA
4481
DELISTED
Aptiv PLC 5.50% Series A Mandatory Convertible Preferred Shares
APTV.PRA
– –
-37
Closed -$5K
ATIP.WS
4482
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
$0 ﹤0.01%
1,000
– –
BSX.PRA
4483
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-41
Closed -$4K
MNTV
4484
DELISTED
Momentive Global Inc. Common Stock
MNTV
$0 ﹤0.01%
76
-138
-64% -$1.85K
BBBY
4485
DELISTED
Bed Bath & Beyond Inc
BBBY
$0 ﹤0.01%
+52
New +$605
DHR.PRB
4486
DELISTED
Danaher Corporation 5.00% Mandatory Convertible Preferred Stock, Series B
DHR.PRB
– –
-3
Closed -$4K
ARVL
4487
DELISTED
Arrival Ordinary Shares
ARVL
$0 ﹤0.01%
1
– –
NVCN
4488
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
90
-1
-1% -$7
VLTA.WS
4489
DELISTED
Volta Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
VLTA.WS
$0 ﹤0.01%
1,625
– –
SIOX
4490
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
– –
-312
Closed –
LYLT
4491
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
$0 ﹤0.01%
276
+155
+128% +$1.66K
ALR
4492
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
1
– –
AMOV
4493
DELISTED
America Movil SAB de CV
AMOV
$0 ﹤0.01%
+33
New +$676
DEX
4494
DELISTED
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FUND
DEX
– –
-1,207
Closed -$10K
IVH
4495
DELISTED
Delaware Ivy High Income Opportunities Fund
IVH
$0 ﹤0.01%
+56
New +$637
GET
4496
DELISTED
Getnet Adquirencia e Servicos para Meios de Pagamento S.A. American Depositary Shares
GET
$0 ﹤0.01%
+383
New +$607
RFP
4497
DELISTED
Resolute Forest Products Inc.
RFP
$0 ﹤0.01%
24
– –
VLDR
4498
DELISTED
Velodyne Lidar, Inc. Common Stock
VLDR
– –
-500
Closed -$1K
ZNH
4499
DELISTED
China Southern Airlines Company Limited
ZNH
$0 ﹤0.01%
19
-31
-62% -$837
CEA
4500
DELISTED
China Eastern Airlines
CEA
$0 ﹤0.01%
+52
New +$880
178 179
180
181 182

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Rockefeller Capital Management's Q2 2022 Portfolio in Review

As of Q2 2022, Rockefeller Capital Management held 4,645 positions worth $18.8B, down 9.2% from $20.7B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management deployed $1.4B of net new capital in Q2 2022, opening 586 new positions and adding to 1,891 existing holdings. Its largest new stake was Dave & Buster's: 306,344 shares worth $10M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 20% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Martin Marietta Materials, an estimated $91M trimmed.

  • Rockefeller Capital Management's largest Q2 2022 buy was Dave & Buster's: 306,344 shares worth $10M.
  • Rockefeller Capital Management added most to Apple in Q2 2022, an estimated $127M increase.
  • Rockefeller Capital Management's biggest Q2 2022 reduction was Martin Marietta Materials, cutting an estimated $91M.
  • Rockefeller Capital Management fully exited Party City Holdco Inc. in Q2 2022, selling an estimated $4.91M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $18.8B portfolio in Q2 2022.
  • Rockefeller Capital Management opened 586 new positions and closed 204 in Q2 2022.
  • Rockefeller Capital Management's portfolio value fell 9.2% quarter-over-quarter to $18.8B.

Based on Rockefeller Capital Management's 13F filing for Q2 2022, filed 12 Aug 2022.