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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-2.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$25.9B
AUM Growth
+$111M
(+0.43%)
Cap. Flow
+$958M
Cap. Flow
% of AUM
3.7%
Top 10 Holdings %
Top 10 Hldgs %
20.28%
Holding
1,881
New
76
Increased
812
Reduced
553
Closed
397
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Oracle
ORCL
|
+$127M |
| 2 |
Colgate-Palmolive
CL
|
+$126M |
| 3 |
State Street SPDR S&P 500 ETF Trust
SPY
|
+$72.1M |
| 4 |
Vanguard Total World Stock ETF
VT
|
+$63.3M |
| 5 |
AT&T
T
|
+$61M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
BioMarin Pharmaceuticals
BMRN
|
+$33.2M |
| 2 |
Carrier Global
CARR
|
+$29.6M |
| 3 |
RTX Corp
RTX
|
+$28.3M |
| 4 |
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
|
+$23.6M |
| 5 |
ABB
ABB Ltd
ABB
|
+$23.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 18.9% |
| 2 | Financials | 11.31% |
| 3 | Healthcare | 9.56% |
| 4 | Consumer Discretionary | 6.09% |
| 5 | Industrials | 5.74% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
UCB
426
United Community Banks
UCB
$4.28B
| $9.7M | 0.04% |
381,875
-630
| -0.2% | -$17.1K |
|
427
Atkore
ATKR
$3.16B
| $9.69M | 0.04% |
64,945
+30,353
| +88% | +$4.58M |
|
428
Toronto Dominion Bank
TD
$200B
| $9.67M | 0.04% |
160,465
+14,526
| +10% | +$906K |
|
429
iShares Core S&P US Value ETF
IUSV
$27.7B
| $9.66M | 0.04% |
129,514
+5,368
| +4% | +$421K |
|
430
VanEck Gold Miners ETF
GDX
$27.4B
| $9.61M | 0.04% |
357,211
+7,285
| +2% | +$215K |
|
431
First Trust Capital Strength ETF
FTCS
$7.95B
| $9.56M | 0.04% |
129,792
-939
| -0.7% | -$71K |
|
432
Rockwell Automation
ROK
$49B
| $9.5M | 0.04% |
33,228
+2,255
| +7% | +$697K |
|
433
iShares iBoxx $ High Yield Corporate Bond ETF
HYG
$16.6B
| $9.48M | 0.04% |
128,646
+23,577
| +22% | +$1.76M |
|
434
Public Service Enterprise Group
PEG
$37.7B
| $9.46M | 0.04% |
166,272
+21,522
| +15% | +$1.32M |
|
435
Vanguard International High Dividend Yield ETF
VYMI
$20.9B
| $9.43M | 0.04% |
152,337
+4,325
| +3% | +$275K |
|
436
FS KKR Capital
FSK
$3.44B
| $9.4M | 0.04% |
477,219
+47,620
| +11% | +$952K |
|
437
iShares iBonds Dec 2031 Term Corporate ETF
IBDW
$2.53B
| $9.35M | 0.04% |
482,579
+91,937
| +24% | +$1.83M |
|
438
iShares iBonds Dec 2032 Term Corporate ETF
IBDX
$1.72B
| $9.35M | 0.04% |
398,201
+79,069
| +25% | +$1.91M |
|
439
iShares iBonds Dec 2030 Term Corporate ETF
IBDV
$3.28B
| $9.35M | 0.04% |
458,641
+89,098
| +24% | +$1.86M |
|
440
iShares iBonds Dec 2029 Term Corporate ETF
IBDU
$4.05B
| $9.34M | 0.04% |
426,509
+82,313
| +24% | +$1.83M |
|
441
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.59B
| $9.34M | 0.04% |
274,053
+20,607
| +8% | +$763K |
|
442
ASML
ASML
$669B
| $9.28M | 0.04% |
15,761
-1,215
| -7% | -$807K |
|
443
Cincinnati Financial
CINF
$27.1B
| $9.26M | 0.04% |
90,551
-6,643
| -7% | -$695K |
|
444
Utz Brands
UTZ
$1.25B
| $9.23M | 0.04% |
687,480
-331,957
| -33% | -$5.12M |
|
445
Stryker
SYK
$130B
| $9.19M | 0.04% |
33,643
+911
| +3% | +$261K |
|
446
Wynn Resorts
WYNN
$10.6B
| $9.13M | 0.04% |
98,792
-520
| -0.5% | -$52.2K |
|
447
Hartford Financial Services
HIG
$39.3B
| $9.09M | 0.04% |
128,255
+3,166
| +3% | +$230K |
|
|
SGEN
448
DELISTED
Seagen Inc. Common Stock
SGEN
| $9.09M | 0.04% |
42,862
+1,246
| +3% | +$249K |
|
449
Invesco S&P 500 Low Volatility ETF
SPLV
$7.21B
| $9.05M | 0.03% |
153,962
-67,422
| -30% | -$4.17M |
|
450
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
| $8.96M | 0.03% |
119,221
-8,655
| -7% | -$653K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2023 Portfolio in Review
As of Q3 2023, Rockefeller Capital Management held 1,881 positions worth $25.9B, up 0.43% from $25.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $958M of net new capital in Q3 2023, opening 76 new positions and adding to 812 existing holdings. Its largest new stake was Noble Corp: 279,429 shares worth $14.2M.
By sector, the portfolio is most concentrated in Technology at 19% of assets, down from 19% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was BioMarin Pharmaceuticals, an estimated $33.2M trimmed.
- Rockefeller Capital Management's largest Q3 2023 buy was Noble Corp: 279,429 shares worth $14.2M.
- Rockefeller Capital Management added most to Oracle in Q3 2023, an estimated $127M increase.
- Rockefeller Capital Management's biggest Q3 2023 reduction was BioMarin Pharmaceuticals, cutting an estimated $33.2M.
- Rockefeller Capital Management fully exited ABB Ltd in Q3 2023, selling an estimated $23.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $25.9B portfolio in Q3 2023.
- Rockefeller Capital Management opened 76 new positions and closed 397 in Q3 2023.
- Rockefeller Capital Management's portfolio value rose 0.43% quarter-over-quarter to $25.9B.
Based on Rockefeller Capital Management's 13F filing for Q3 2023, filed 14 Nov 2023.