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Rockefeller Capital Management Portfolio holdings
AUM
$56.4B
1-Year Est. Return
24.96%
This Fund
S&P 500
This Quarter
Est. Return
-0.57%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19B
AUM Growth
+$1.28B
(+7.2%)
Cap. Flow
+$1.55B
Cap. Flow
% of AUM
8.12%
Top 10 Holdings %
Top 10 Hldgs %
20.03%
Holding
3,992
New
448
Increased
1,821
Reduced
816
Closed
180
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
Elanco Animal Health
ELAN
|
+$89.1M |
| 2 |
WEX
WEX
|
+$78.4M |
| 3 |
Blackrock
BLK
|
+$73.2M |
| 4 |
Vanguard S&P 500 ETF
VOO
|
+$71.9M |
| 5 |
OneMain Financial
OMF
|
+$45.3M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Regeneron Pharmaceuticals
REGN
|
+$63.6M |
| 2 |
Neurocrine Biosciences
NBIX
|
+$56.6M |
| 3 |
Agnico Eagle Mines
AEM
|
+$55.1M |
| 4 |
DFS
Discover Financial Services
DFS
|
+$36M |
| 5 |
ORBC
ORBCOMM, Inc.
ORBC
|
+$27.5M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 20.39% |
| 2 | Financials | 14.65% |
| 3 | Healthcare | 12.11% |
| 4 | Consumer Discretionary | 7.54% |
| 5 | Industrials | 6.86% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
426
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
$2.34B
| $6.12M | 0.03% |
269,420
+168,634
| +167% | +$4.08M |
|
427
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
| $6.11M | 0.03% |
88,723
-2,962
| -3% | -$211K |
|
428
Sony
SONY
$136B
| $6.09M | 0.03% |
275,405
+15,955
| +6% | +$334K |
|
429
First Trust North American Energy Infrastructure Fund
EMLP
$4.1B
| $6.06M | 0.03% |
255,887
+30,679
| +14% | +$747K |
|
430
PIMCO Intermediate Municipal Bond Active Exchange-Traded Fund
MUNI
$3.08B
| $6.05M | 0.03% |
107,379
+7,176
| +7% | +$408K |
|
|
WBA
431
DELISTED
Walgreens Boots Alliance
WBA
| $6.05M | 0.03% |
128,512
+2,994
| +2% | +$144K |
|
432
BlackRock Science and Technology Term Trust
BSTZ
$2.03B
| $5.95M | 0.03% |
154,169
+56,685
| +58% | +$2.3M |
|
433
Restaurant Brands International
QSR
$25.4B
| $5.91M | 0.03% |
96,657
+6,621
| +7% | +$424K |
|
434
iShares MSCI Pacific ex Japan ETF
EPP
$2.26B
| $5.91M | 0.03% |
121,080
+9,081
| +8% | +$463K |
|
435
Fortive
FTV
$18.4B
| $5.84M | 0.03% |
109,793
+22,159
| +25% | +$1.21M |
|
436
SS&C Technologies
SSNC
$18.7B
| $5.8M | 0.03% |
83,635
+2,869
| +4% | +$213K |
|
437
Trane Technologies
TT
$105B
| $5.8M | 0.03% |
33,615
+3,918
| +13% | +$754K |
|
438
AstraZeneca
AZN
$250B
| $5.8M | 0.03% |
48,302
+22,176
| +85% | +$2.58M |
|
439
Vanguard Russell 2000 ETF
VTWO
$17.7B
| $5.79M | 0.03% |
65,518
+6,033
| +10% | +$540K |
|
440
Blackstone Mortgage Trust
BXMT
$2.33B
| $5.79M | 0.03% |
191,003
+1,293
| +0.7% | +$41K |
|
441
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.56B
| $5.78M | 0.03% |
130,128
+5,214
| +4% | +$242K |
|
442
PNC Financial Services
PNC
$101B
| $5.78M | 0.03% |
29,547
+4,862
| +20% | +$918K |
|
443
Dollar General
DG
$28.1B
| $5.77M | 0.03% |
27,208
+5,230
| +24% | +$1.18M |
|
444
iShare MSCI Eurozone ETF
EZU
$9.84B
| $5.77M | 0.03% |
119,913
+65,889
| +122% | +$3.29M |
|
445
iShares US Aerospace & Defense ETF
ITA
$14.6B
| $5.76M | 0.03% |
55,274
+329
| +0.6% | +$34.9K |
|
446
Global X Lithium & Battery Tech ETF
LIT
$1.56B
| $5.75M | 0.03% |
70,184
+16,191
| +30% | +$1.33M |
|
447
Nucor
NUE
$61.9B
| $5.68M | 0.03% |
57,701
+11,384
| +25% | +$1.21M |
|
448
Applovin
APP
$112B
| $5.64M | 0.03% |
78,000
+73,000
| +1,460% | +$4.96M |
|
449
Qorvo
QRVO
$8.41B
| $5.58M | 0.03% |
33,348
+5,088
| +18% | +$945K |
|
450
Twilio
TWLO
$29.3B
| $5.53M | 0.03% |
17,326
+1,186
| +7% | +$432K |
|
Similar funds
NAMI
Rockefeller Capital Management's Q3 2021 Portfolio in Review
As of Q3 2021, Rockefeller Capital Management held 3,992 positions worth $19B, up 7.2% from $17.8B the previous quarter. Its ten largest holdings account for 20% of the portfolio.
Rockefeller Capital Management deployed $1.55B of net new capital in Q3 2021, opening 448 new positions and adding to 1,821 existing holdings. Its largest new stake was Darling Ingredients: 56,725 shares worth $4.08M.
By sector, the portfolio is most concentrated in Technology at 20% of assets, up from 20% a quarter earlier, followed by Financials and Healthcare.
On the sell side, the largest reduction was Regeneron Pharmaceuticals, an estimated $63.6M trimmed.
- Rockefeller Capital Management's largest Q3 2021 buy was Darling Ingredients: 56,725 shares worth $4.08M.
- Rockefeller Capital Management added most to Elanco Animal Health in Q3 2021, an estimated $89.1M increase.
- Rockefeller Capital Management's biggest Q3 2021 reduction was Regeneron Pharmaceuticals, cutting an estimated $63.6M.
- Rockefeller Capital Management fully exited ORBCOMM, Inc. in Q3 2021, selling an estimated $27.5M.
- Rockefeller Capital Management's ten largest holdings make up 20% of its $19B portfolio in Q3 2021.
- Rockefeller Capital Management opened 448 new positions and closed 180 in Q3 2021.
- Rockefeller Capital Management's portfolio value rose 7.2% quarter-over-quarter to $19B.
Based on Rockefeller Capital Management's 13F filing for Q3 2021, filed 12 Nov 2021.