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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IPOD.WS
4401
DELISTED
Social Capital Hedosophia Holdings Corp. IV Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOD.WS
– –
-16,200
Closed –
IPOF.WS
4402
DELISTED
Social Capital Hedosophia Holdings Corp. VI Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IPOF.WS
– –
-54,108
Closed –
PTR
4403
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
– –
-106
Closed -$4K
ACH
4404
DELISTED
Alum Corp of China Ltd
ACH
– –
-43
Closed –
LFC
4405
DELISTED
China Life Insurance Company Ltd.
LFC
– –
-96
Closed –
ENJY
4406
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
– –
-100
Closed –
HNP
4407
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-37
Closed –
POTX
4408
DELISTED
Global X Cannabis ETF
POTX
– –
-50
Closed –
SRGA
4409
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
$0 ﹤0.01%
200
– –
PTE
4410
DELISTED
PolarityTE, Inc. Common Stock
PTE
$0 ﹤0.01%
3
– –
ZOM
4411
DELISTED
Zomedica Corp.
ZOM
$0 ﹤0.01%
160
– –
CFRX
4412
DELISTED
ContraFect Corporation
CFRX
– –
-1,250
Closed -$16K
NLSN
4413
DELISTED
Nielsen Holdings plc
NLSN
– –
-265
Closed -$7K
FBC
4414
DELISTED
Flagstar Bancorp, Inc. New
FBC
– –
-43
Closed -$1K
HIBB
4415
DELISTED
Hibbett, Inc. Common Stock
HIBB
$0 ﹤0.01%
7
– –
BSCM
4416
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
– –
-2,490
Closed -$52K
IBTX
4417
DELISTED
Independent Bank Group, Inc.
IBTX
$0 ﹤0.01%
12
– –
ATIP
4418
DELISTED
ATI Physical Therapy, Inc.
ATIP
$0 ﹤0.01%
40
– –
EBIX
4419
DELISTED
Ebix Inc
EBIX
– –
-100
Closed -$1K
UBA
4420
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
$0 ﹤0.01%
9
– –
IBDN
4421
DELISTED
iShares iBonds Dec 2022 Term Corporate ETF
IBDN
– –
-17,633
Closed -$441K
JHMT
4422
DELISTED
John Hancock Multifactor Technology ETF
JHMT
– –
-450
Closed -$29K
MBT
4423
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-1,414
Closed –
OZON
4424
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
$0 ﹤0.01%
1
– –
RNWK
4425
DELISTED
RealNetworks Inc
RNWK
– –
-37
Closed –
174 175 176
177
178

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.