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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PV.WS
4351
DELISTED
Primavera Capital Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
PV.WS
– –
-57,150
Closed -$7K
PV.U
4352
DELISTED
Primavera Capital Acquisition Corporation Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
PV.U
– –
-4,500
Closed -$44K
EPWR
4353
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
– –
-4,000
Closed -$39K
FCAX.WS
4354
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
$0 ﹤0.01%
15,740
– –
VTIQ
4355
DELISTED
VectoIQ Acquisition Corp. II Class A Common Stock
VTIQ
– –
-14,700
Closed -$144K
VTIQW
4356
DELISTED
VectoIQ Acquisition Corp. II Warrant
VTIQW
– –
-9,660
Closed –
CLIM
4357
DELISTED
Climate Real Impact Solutions II Acquisition Corporation
CLIM
– –
-29,900
Closed -$294K
SWCH
4358
DELISTED
Switch, Inc. Class A Common Stock
SWCH
– –
-3,672
Closed -$123K
NDACW
4359
DELISTED
NightDragon Acquisition Corp. Warrants to purchase Class A common stock
NDACW
– –
-2,920
Closed –
IBMK
4360
DELISTED
iShares iBonds Dec 2022 Term Muni Bond ETF
IBMK
– –
-2,005
Closed -$51K
PBFX
4361
DELISTED
PBF LOGISTICS LP
PBFX
– –
-15,126
Closed -$285K
RADA
4362
DELISTED
Rada Electronic Industries Ltd
RADA
– –
-935
Closed -$9K
FVT
4363
DELISTED
Fortress Value Acquisition Corp. III
FVT
– –
-21,300
Closed -$210K
EPWR.WS
4364
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-3,000
Closed –
CLR
4365
DELISTED
CONTINENTAL RESOURCES INC.
CLR
– –
-1,235
Closed -$82K
HUGS.WS
4366
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
$0 ﹤0.01%
11,666
– –
ZEN
4367
DELISTED
ZENDESK INC
ZEN
– –
-13,000
Closed -$987K
FSRD
4368
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$0 ﹤0.01%
12,700
-20,396
-62% -$6.54K
FSRDW
4369
DELISTED
Fast Radius, Inc. Warrants
FSRDW
$0 ﹤0.01%
10,239
– –
SWT
4370
DELISTED
Stanley Black & Decker, Inc.
SWT
– –
-23,871
Closed -$1.18M
NOACW
4371
DELISTED
Natural Order Acquisition Corp. Warrant
NOACW
– –
-5,000
Closed –
IS
4372
DELISTED
ironSource Ltd.
IS
– –
-72,000
Closed -$247K
DTP
4373
DELISTED
DTE Energy Company 2019 Corporate Units
DTP
– –
-303
Closed -$15K
CLIM.WS
4374
DELISTED
Climate Real Impact Solutions II Acquisition Corporation Redeemable Warrants, each whole Warrant exercisable for one share of Class A Common Stock, each at an exercise price of $11.50 per share
CLIM.WS
– –
-18,846
Closed -$1K
TWTR
4375
DELISTED
Twitter, Inc.
TWTR
– –
-82,333
Closed -$3.61M
173 174
175
176 177

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.