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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WEBR
4326
DELISTED
Weber Inc.
WEBR
– –
-20
Closed –
AVYA
4327
DELISTED
Avaya Holdings Corp. Common Stock
AVYA
– –
-78
Closed –
ZNH
4328
DELISTED
China Southern Airlines Company Limited
ZNH
$0 ﹤0.01%
19
– –
KNBE
4329
DELISTED
KnowBe4, Inc. Class A Common Stock
KNBE
$0 ﹤0.01%
18
-34
-65% -$828
IVC
4330
DELISTED
Invacare Corporation
IVC
$0 ﹤0.01%
+736
New +$396
ASAP
4331
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
$0 ﹤0.01%
100
– –
EAR
4332
DELISTED
Eargo, Inc. Common Stock
EAR
– –
-28
Closed -$360
FCAX
4333
DELISTED
Fortress Capital Acquisition Corp.
FCAX
– –
-22,600
Closed -$224K
POSH
4334
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
$0 ﹤0.01%
15
-585
-98% -$10.4K
OYST
4335
DELISTED
Oyster Point Pharma, Inc. Common Stock
OYST
– –
-4,000
Closed -$22K
BIOR
4336
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
$0 ﹤0.01%
1
– –
GIIX
4337
DELISTED
Gores Holdings VIII, Inc. Class A Common Stock
GIIX
– –
-6,496
Closed -$64K
GIIXU
4338
DELISTED
Gores Holdings VIII, Inc. Unit
GIIXU
– –
-138,640
Closed -$1.38M
FACA.U
4339
DELISTED
Figure Acquisition Corp. I Units, each consisting of one share of Class A common stock and one-fourth of one redeemable warrant
FACA.U
– –
-8,779
Closed -$86K
GIIXW
4340
DELISTED
Gores Holdings VIII, Inc. Warrant
GIIXW
– –
-78,800
Closed -$74K
RBCN
4341
DELISTED
Rubicon Technology, Inc.
RBCN
$0 ﹤0.01%
220
– –
MNRL
4342
DELISTED
Brigham Minerals, Inc. Class A Common Stock
MNRL
– –
-8,024
Closed -$197K
HUGS
4343
DELISTED
USHG Acquisition Corp.
HUGS
– –
-500
Closed -$4K
GACQU
4344
DELISTED
Global Consumer Acquisition Corp. Unit
GACQU
– –
-1,000
Closed -$10K
OPALW
4345
DELISTED
OPAL Fuels Inc. Warrant
OPALW
– –
-2,600
Closed -$3K
CLVS
4346
DELISTED
Clovis Oncology, Inc.
CLVS
$0 ﹤0.01%
375
-6,000
-94% -$3.95K
OSTRW
4347
DELISTED
Oyster Enterprises Acquisition Corp. Warrant
OSTRW
– –
-32,375
Closed -$5K
OSTR
4348
DELISTED
Oyster Enterprises Acquisition Corp. Class A Common Stock
OSTR
– –
-24,500
Closed -$241K
IBTB
4349
DELISTED
iShares iBonds Dec 2022 Term Treasury ETF
IBTB
– –
-327,052
Closed -$8.3M
STRY.WS
4350
DELISTED
Starry Group Holdings, Inc. Warrants, each whole warrant exercisable to purchase 1.2415 shares of Class A common stock at an exercise price of $11.50 per 1.2415 shares of Class A common stock
STRY.WS
$0 ﹤0.01%
1,000
– –
172 173
174
175 176

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.