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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIR
4301
DELISTED
CIRCOR International, Inc
CIR
$0 ﹤0.01%
30
– –
RBT.WS
4302
DELISTED
Rubicon Technologies, Inc. Warrants, each warrant is exercisable for 1/8th of a share of Class A Common Stock at an exercise price of $92.00r share
RBT.WS
$0 ﹤0.01%
500
– –
BRDS
4303
DELISTED
Bird Global, Inc.
BRDS
– –
-240
Closed -$2K
INFI
4304
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$0 ﹤0.01%
6
– –
ARNC
4305
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
43
– –
LTCH
4306
DELISTED
Latch, Inc. Common Stock
LTCH
$0 ﹤0.01%
800
-1,000
-56% -$916
TDW.WS.A
4307
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
87
– –
TDW.WS.B
4308
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
94
– –
BICK
4309
DELISTED
First Trust BICK Index Fund
BICK
$0 ﹤0.01%
+3
New +$74
TTCF
4310
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
$0 ﹤0.01%
241
– –
USX
4311
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$0 ﹤0.01%
21
– –
HEXO
4312
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
36
-19
-35% -$43
ATIP.WS
4313
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
$0 ﹤0.01%
1,000
– –
ACOR
4314
DELISTED
Acorda Therapeutics
ACOR
$0 ﹤0.01%
+8
New +$93
SGTX
4315
DELISTED
Sigilon Therapeutics, Inc. Common Stock
SGTX
$0 ﹤0.01%
73
– –
BBBY
4316
DELISTED
Bed Bath & Beyond Inc
BBBY
$0 ﹤0.01%
52
– –
OSH
4317
DELISTED
Oak Street Health, Inc.
OSH
$0 ﹤0.01%
+20
New +$418
ARVL
4318
DELISTED
Arrival Ordinary Shares
ARVL
$0 ﹤0.01%
1
– –
PLXP
4319
DELISTED
PLx Pharma Inc. Common Stock
PLXP
$0 ﹤0.01%
3,000
– –
VLTA.WS
4320
DELISTED
Volta Inc. Warrants, each whole warrant exercisable for one Class A Common Stock at an exercise price of $11.50 per share
VLTA.WS
$0 ﹤0.01%
1,625
– –
DCT
4321
DELISTED
Duck Creek Technologies, Inc. Common Stock
DCT
– –
-300
Closed -$3K
LYLT
4322
DELISTED
Loyalty Ventures Inc. Common Stock
LYLT
$0 ﹤0.01%
27
-94
-78% -$161
ALR
4323
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
1
– –
CLAA
4324
DELISTED
Colonnade Acquisition Corp. II
CLAA
– –
-5,600
Closed -$55K
CLAA.WS
4325
DELISTED
Colonnade Acquisition Corp. II Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
CLAA.WS
$0 ﹤0.01%
11,370
– –
171 172
173
174 175

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.