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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NARI
4251
DELISTED
Inari Medical, Inc. Common Stock
NARI
$0 ﹤0.01%
6
– –
CDMO
4252
DELISTED
Avid Bioservices, Inc. Common Stock
CDMO
$0 ﹤0.01%
19
– –
PSTX
4253
DELISTED
Poseida Therapeutics, Inc. Common Stock
PSTX
– –
-1,250
Closed -$4K
CNSL
4254
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$0 ﹤0.01%
49
– –
IBHD
4255
DELISTED
iShares iBonds 2024 Term High Yield and Income ETF
IBHD
$0 ﹤0.01%
21
– –
PFTA
4256
DELISTED
Perception Capital Corp. III Class A Ordinary Share
PFTA
– –
-30,660
Closed -$300K
LEV
4257
DELISTED
The Lion Electric Company
LEV
$0 ﹤0.01%
200
– –
HAYN
4258
DELISTED
Haynes International, Inc.
HAYN
$0 ﹤0.01%
5
– –
TWKS
4259
DELISTED
Thoughtworks Holding, Inc. Common Stock
TWKS
– –
-554
Closed -$4K
JWSM.WS
4260
DELISTED
Jaws Mustang Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
JWSM.WS
$0 ﹤0.01%
3,639
– –
MKFG.WS
4261
DELISTED
Markforged Holding Corporation Warrants, each whole warrant exercisable to purchase one-tenth (1/10th) of a share of Common Stock at an exercise price of $115.00 per share
MKFG.WS
– –
-500
Closed –
MOHR
4262
DELISTED
Mohr Growth ETF
MOHR
– –
-928
Closed -$18K
BIG
4263
DELISTED
Big Lots, Inc.
BIG
$0 ﹤0.01%
43
+1
+2% +$17
VLD
4264
DELISTED
Velo3D, Inc.
VLD
$0 ﹤0.01%
14
– –
SLAMW
4265
DELISTED
Slam Corp. warrant
SLAMW
$0 ﹤0.01%
5,000
– –
AACIW
4266
DELISTED
Armada Acquisition Corp. I Warrant
AACIW
$0 ﹤0.01%
15,170
– –
AACI
4267
DELISTED
Armada Acquisition Corp. I Common Stock
AACI
– –
-13,130
Closed -$130K
WPS
4268
DELISTED
iShares International Developed Property ETF
WPS
– –
-750
Closed -$18K
CONN
4269
DELISTED
Conn's Inc.
CONN
$0 ﹤0.01%
67
– –
SLCA
4270
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$0 ﹤0.01%
22
-5,250
-100% -$67.2K
NEXI
4271
DELISTED
NexImmune, Inc. Common Stock
NEXI
– –
-1,114
Closed -$15K
MODN
4272
DELISTED
MODEL N, INC.
MODN
– –
-542
Closed -$18K
TDCX
4273
DELISTED
TDCX Inc. American Depositary Shares, each representing one Class A ordinary share
TDCX
– –
-602
Closed -$5K
THMO
4274
DELISTED
ThermoGenesis Holdings, Inc. Common Stock
THMO
– –
0
– –
CAMP
4275
DELISTED
CalAmp Corp.
CAMP
$0 ﹤0.01%
1
– –
169 170
171
172 173

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.