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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWI
4226
DELISTED
SolarWinds Corporation Common Stock
SWI
– –
-544
Closed -$5K
MFGP
4227
DELISTED
Micro Focus International plc. American Depositary Shares, each representing One Ordinary Share
MFGP
– –
-251
Closed -$1K
ESTE
4228
DELISTED
Earthstone Energy Inc. Class A Common Stock
ESTE
– –
-75
Closed -$1K
COWN
4229
DELISTED
Cowen Inc. Class A Common Stock
COWN
– –
-302
Closed -$11K
CID
4230
DELISTED
VictoryShares International High Div Volatility Wtd ETF
CID
– –
-2,297
Closed -$67K
DISH
4231
DELISTED
DISH Network Corp.
DISH
– –
-2,129
Closed -$28K
HIBB
4232
DELISTED
Hibbett, Inc. Common Stock
HIBB
– –
-7
Closed –
IBTX
4233
DELISTED
Independent Bank Group, Inc.
IBTX
– –
-12
Closed –
ATIP
4234
DELISTED
ATI Physical Therapy, Inc.
ATIP
– –
-40
Closed –
VSTO
4235
DELISTED
Vista Outdoor Inc.
VSTO
– –
-5,859
Closed -$142K
VZIO
4236
DELISTED
VIZIO Holding Corp.
VZIO
– –
-200
Closed -$1K
FM
4237
DELISTED
iShares Frontier and Select EM ETF
FM
– –
-111
Closed -$2K
IBMM
4238
DELISTED
iShares iBonds Dec 2024 Term Muni Bond ETF
IBMM
– –
-1,327
Closed -$34K
IHTA
4239
DELISTED
Invesco High Income 2024 Target Term Fund
IHTA
– –
-706
Closed -$5K
PFTAU
4240
DELISTED
Perception Capital Corp. III Unit
PFTAU
– –
-1,000
Closed -$10K
NBO
4241
DELISTED
Neuberger Berman New York Municipal Fund Inc.
NBO
– –
-555
Closed -$5K
UBA
4242
DELISTED
Urstadt Biddle Properties Inc. Class A
UBA
– –
-9
Closed –
JSD
4243
DELISTED
NUVEEN SHORT DURATION CREDIT OPPORTUNITIES FUND
JSD
– –
-8,038
Closed -$95K
JRO
4244
DELISTED
Nuveen Floating Rate Income Opportunty Fund
JRO
– –
-2,724
Closed -$21K
HSKA
4245
DELISTED
Heska Corp
HSKA
– –
-150
Closed -$9K
NUO
4246
DELISTED
Nuveen Ohio Quality Municipal Income Fund
NUO
– –
-1,250
Closed -$15K
AAWW
4247
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-28
Closed -$2K
SBNY
4248
DELISTED
Signature Bank
SBNY
– –
-313
Closed -$36K
OZON
4249
DELISTED
Ozon Holdings PLC American Depositary Shares, each ADS representing one ordinary share
OZON
– –
-1
Closed –
SLY
4250
DELISTED
SPDR S&P 600 Small Cap ETF (based on S&P SmallCap 600 Index--symbol SML)
SLY
– –
-25
Closed -$2K
167 168 169
170
171

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.