We are live on ! Find out more
Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XHR
4226
Xenia Hotels & Resorts
XHR
$1.79B
$0 ﹤0.01%
42
– –
XLSR icon
4227
State Street US Sector Rotation ETF
XLSR
$1.05B
– –
-249
Closed -$8K
XMTR icon
4228
Xometry
XMTR
$5.34B
$0 ﹤0.01%
9
-7
-44% -$327
XP icon
4229
XP
XP
$8.39B
$0 ﹤0.01%
21
-6
-22% -$105
XPEL icon
4230
XPEL
XPEL
$1.38B
$0 ﹤0.01%
8
– –
XPL icon
4231
Solitario Resources
XPL
$72.9M
$0 ﹤0.01%
400
– –
YCBD icon
4232
cbdMD
YCBD
$5.93M
$0 ﹤0.01%
1
– –
ZEUS
4233
DELISTED
Olympic Steel
ZEUS
$0 ﹤0.01%
5
– –
ZLAB icon
4234
Zai Lab
ZLAB
$2.62B
$0 ﹤0.01%
5
– –
BRLS icon
4235
Borealis Foods
BRLS
$19.7M
$0 ﹤0.01%
5
– –
TBRG
4236
DELISTED
TruBridge
TBRG
$0 ﹤0.01%
13
-23
-64% -$657
DJT icon
4237
Trump Media & Technology Group
DJT
$2.83B
$0 ﹤0.01%
50
– –
FAAS
4238
DELISTED
DigiAsia
FAAS
– –
-4,100
Closed -$41K
FAASW
4239
DELISTED
DigiAsia Corp Warrant
FAASW
$0 ﹤0.01%
7,460
– –
SMC
4240
Summit Midstream
SMC
$419M
– –
-315
Closed -$4K
NBIS
4241
Nebius Group N.V.
NBIS
$47.7B
$0 ﹤0.01%
783
– –
PAMT
4242
PAMT Corp
PAMT
$297M
$0 ﹤0.01%
+30
New +$855
AAMI
4243
Acadian Asset Management
AAMI
$3.19B
$0 ﹤0.01%
21
-132
-86% -$2.49K
RNTX
4244
Rein Therapeutics
RNTX
$69.9M
$0 ﹤0.01%
50
– –
FFAIW
4245
DELISTED
Faraday Future Intelligent Electric Warrant
FFAIW
$0 ﹤0.01%
500
– –
FFAI
4246
Faraday Future Intelligent Electric
FFAI
$10.5M
– –
0
– –
VIVS
4247
VivoSim Labs
VIVS
$1.64M
$0 ﹤0.01%
+42
New +$840
MKFG
4248
DELISTED
Markforged Holding Corporation
MKFG
$0 ﹤0.01%
50
– –
NVRO
4249
DELISTED
NEVRO CORP.
NVRO
$0 ﹤0.01%
1
– –
ACHL
4250
DELISTED
Achilles Therapeutics
ACHL
– –
-250
Closed –
168 169
170
171 172

Similar funds

Canada Life
Canada Life Winnipeg, Manitoba, Canada $55.8B AUM 26.04% 1-Year Est. Return
Bank of Nova Scotia
Bank of Nova Scotia Toronto, Ontario, Canada $57.2B AUM 35.3% 1-Year Est. Return
CAPTRUST Financial Advisors
CAPTRUST Financial Advisors Raleigh, North Carolina $57.3B AUM 18.32% 1-Year Est. Return
Capstone Investment Advisors
Capstone Investment Advisors New York $57.4B AUM 26.91% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $57.6B AUM 8.03% 1-Year Est. Return
Man Group
Man Group London, United Kingdom $55.1B AUM 24.23% 1-Year Est. Return
NAMI
Nomura Asset Management International Philadelphia, Pennsylvania $58.4B AUM
Tudor Investment Corp
Tudor Investment Corp Stamford, Connecticut $53.9B AUM 29.12% 1-Year Est. Return

Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.