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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SJI
4201
DELISTED
South Jersey Industries, Inc.
SJI
– –
-3,181
Closed -$113K
ASAP
4202
DELISTED
Waitr Holdings Inc. Common Stock
ASAP
– –
-100
Closed –
VIVO
4203
DELISTED
Meridian Bioscience Inc
VIVO
– –
-2,018
Closed -$67K
SVFA
4204
DELISTED
SVF Investment Corp. Class A Ordinary Shares
SVFA
– –
-7,660
Closed -$77K
TTM
4205
DELISTED
Tata Motors Limited
TTM
– –
-1,684
Closed -$38K
EAR
4206
DELISTED
Eargo, Inc. Common Stock
EAR
– –
0
– –
FNI
4207
DELISTED
First Trust Chindia ETF
FNI
– –
-1,703
Closed -$64K
RSX
4208
DELISTED
VanEck Russia ETF
RSX
– –
-5,538
Closed -$31K
SWIR
4209
DELISTED
Sierra Wireless
SWIR
– –
-63
Closed -$1K
POSH
4210
DELISTED
Poshmark, Inc. Class A Common Stock
POSH
– –
-15
Closed –
BIOR
4211
DELISTED
Biora Therapeutics, Inc. Common Stock
BIOR
– –
-1
Closed –
CHRA
4212
DELISTED
Charah Solutions, Inc Common Stock
CHRA
– –
-280
Closed -$1K
RBCN
4213
DELISTED
Rubicon Technology, Inc.
RBCN
– –
-220
Closed –
CEY
4214
DELISTED
VictoryShares Emerging Market High Div Volatility Wtd ETF
CEY
– –
-4,855
Closed -$90K
ABMD
4215
DELISTED
Abiomed Inc
ABMD
– –
-950
Closed -$361K
CLVS
4216
DELISTED
Clovis Oncology, Inc.
CLVS
– –
-375
Closed –
STRY.WS
4217
DELISTED
Starry Group Holdings, Inc. Warrants, each whole warrant exercisable to purchase 1.2415 shares of Class A common stock at an exercise price of $11.50 per 1.2415 shares of Class A common stock
STRY.WS
– –
-1,000
Closed –
FCAX.WS
4218
DELISTED
Fortress Capital Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
FCAX.WS
– –
-15,740
Closed –
HUGS.WS
4219
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
– –
-11,666
Closed –
FSRD
4220
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
– –
-12,700
Closed –
FSRDW
4221
DELISTED
Fast Radius, Inc. Warrants
FSRDW
– –
-10,239
Closed –
QFTA.WS
4222
DELISTED
Quantum FinTech Acquisition Corporation Warrants, each warrant exercisable for one-half of one share of Common Stock at an exercise price of $11.50
QFTA.WS
– –
-76,350
Closed -$2K
WMC
4223
DELISTED
Western Asset Mortgage Capital Corporation
WMC
– –
-548
Closed -$4K
SRGA
4224
DELISTED
Surgalign Holdings, Inc. Common Stock
SRGA
– –
-200
Closed –
PTE
4225
DELISTED
PolarityTE, Inc. Common Stock
PTE
– –
-3
Closed –
167 168
169
170 171

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.