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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UUP icon
4201
Invesco DB US Dollar Index Bullish Fund
UUP
$422M
$0 ﹤0.01%
29
– –
UVE icon
4202
Universal Insurance Holdings
UVE
$1.23B
$0 ﹤0.01%
11
– –
UVV icon
4203
Universal Corp
UVV
$1.27B
$0 ﹤0.01%
11
– –
UVSP icon
4204
Univest Financial
UVSP
$1.18B
– –
-4
Closed –
VAL.WS icon
4205
Valaris Ltd Warrants
VAL.WS
$667M
$0 ﹤0.01%
2
– –
VECO icon
4206
Veeco
VECO
$3.23B
$0 ﹤0.01%
16
-550
-97% -$10.3K
VERX icon
4207
Vertex
VERX
$1.94B
– –
-354
Closed -$4K
VNDA icon
4208
Vanda Pharmaceuticals
VNDA
$302M
$0 ﹤0.01%
40
– –
VRE
4209
DELISTED
Veris Residential
VRE
$0 ﹤0.01%
25
– –
VRM icon
4210
Vroom Inc
VRM
$48.2M
$0 ﹤0.01%
1
-1
-50% -$86
VTLE
4211
DELISTED
Vital Energy
VTLE
$0 ﹤0.01%
4
– –
VTOL icon
4212
Bristow Group
VTOL
$1.36B
$0 ﹤0.01%
9
– –
YARW
4213
Yarrow Bioscience, Inc. Common Stock
YARW
$111M
– –
-2
Closed -$400
WEAV icon
4214
Weave Communications
WEAV
$423M
– –
-3,000
Closed -$15K
WF icon
4215
Woori Financial
WF
$17.6B
$0 ﹤0.01%
12
-420
-97% -$11.2K
WGMI icon
4216
CoinShares ETF Trust CoinShares Bitcoin Mining ETF
WGMI
$244M
$0 ﹤0.01%
+18
New +$114
WGO icon
4217
Winnebago Industries
WGO
$909M
$0 ﹤0.01%
12
– –
WIT icon
4218
Wipro
WIT
$20B
$0 ﹤0.01%
222
-214
-49% -$512
WNC icon
4219
Wabash National
WNC
$527M
$0 ﹤0.01%
10
– –
WNS
4220
DELISTED
WNS Holdings
WNS
$0 ﹤0.01%
7
– –
WOOF icon
4221
Petco
WOOF
$794M
$0 ﹤0.01%
49
+1
+2% +$10
WRLD icon
4222
World Acceptance Corp
WRLD
$873M
$0 ﹤0.01%
2
– –
WT icon
4223
WisdomTree
WT
$3.22B
$0 ﹤0.01%
160
– –
WW
4224
DELISTED
WW International
WW
$0 ﹤0.01%
6
– –
XFOR icon
4225
X4 Pharmaceuticals
XFOR
$460M
$0 ﹤0.01%
33
– –
167 168
169
170 171

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.