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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TIPZ icon
4176
PIMCO Broad US TIPS Index Exchange-Traded Fund
TIPZ
$88.4M
$0 ﹤0.01%
16
– –
TIXT
4177
DELISTED
TELUS International
TIXT
– –
-44
Closed -$1K
TKC icon
4178
Turkcell
TKC
$4.79B
$0 ﹤0.01%
45
– –
TMCWW
4179
TMC The Metals Company Warrants
TMCWW
$1.19M
$0 ﹤0.01%
10,000
– –
TOKE
4180
DELISTED
Cambria Cannabis ETF
TOKE
– –
-303
Closed -$1K
TOON icon
4181
Kartoon Studios
TOON
$34.9M
$0 ﹤0.01%
1
– –
TOVX icon
4182
Theriva Biologics
TOVX
$10.1M
$0 ﹤0.01%
1
– –
TRIB
4183
Trinity Biotech
TRIB
$8.39M
– –
-6
Closed -$1K
TRML
4184
DELISTED
Tourmaline Bio
TRML
$0 ﹤0.01%
7
– –
TRNS icon
4185
Transcat
TRNS
$871M
– –
-61
Closed -$4K
TRST
4186
Trustco Bank Corp NY
TRST
$938M
$0 ﹤0.01%
18
– –
TSVT
4187
DELISTED
2seventy bio
TSVT
$0 ﹤0.01%
2
– –
TTEC icon
4188
TTEC Holdings
TTEC
$124M
$0 ﹤0.01%
5
-57
-92% -$2.56K
TUGN icon
4189
STF Tactical Growth & Income ETF
TUGN
$83M
$0 ﹤0.01%
+8
New +$162
UAVS icon
4190
AgEagle Aerial Systems
UAVS
$53.9M
– –
-13
Closed -$6K
UCON icon
4191
First Trust Smith Unconstrained Bond ETF
UCON
$3.28B
– –
-16
Closed –
UEIC icon
4192
Universal Electronics
UEIC
$61.3M
$0 ﹤0.01%
30
– –
UGP icon
4193
Ultrapar
UGP
$6.54B
$0 ﹤0.01%
124
-133
-52% -$333
FLZH
4194
Flash Sports & Media Holdings
FLZH
$73.3M
$0 ﹤0.01%
8
– –
UHS icon
4195
Universal Health Services
UHS
$10.5B
– –
-9
Closed –
UIS icon
4196
Unisys
UIS
$217M
$0 ﹤0.01%
41
– –
ULH icon
4197
Universal Logistics Holdings
ULH
$529M
$0 ﹤0.01%
+24
New +$840
URBN icon
4198
Urban Outfitters
URBN
$6.59B
$0 ﹤0.01%
57
-126
-69% -$3.14K
USMC icon
4199
Principal Exchange-Traded Funds Principal US Mega-Cap ETF
USMC
$3.68B
$0 ﹤0.01%
3
– –
USNA icon
4200
Usana Health Sciences
USNA
$286M
$0 ﹤0.01%
4
– –
166 167
168
169 170

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.