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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SMTC icon
4151
Semtech
SMTC
$13B
$0 ﹤0.01%
9
– –
SNOA icon
4152
Sonoma Pharmaceuticals
SNOA
$6.89M
$0 ﹤0.01%
4
– –
TAOX
4153
Tao Synergies Inc
TAOX
$25.2M
$0 ﹤0.01%
1
– –
SOUN icon
4154
SoundHound AI
SOUN
$3.49B
– –
-2,000
Closed -$6K
SPHY icon
4155
State Street SPDR Portfolio High Yield Bond ETF
SPHY
$11.6B
$0 ﹤0.01%
9
– –
SPMB icon
4156
State Street SPDR Portfolio Mortgage Backed Bond ETF
SPMB
$7B
– –
-367
Closed -$7K
SPXC icon
4157
SPX Corp
SPXC
$10.8B
$0 ﹤0.01%
8
– –
SRDX
4158
DELISTED
Surmodics
SRDX
$0 ﹤0.01%
7
– –
SSTK icon
4159
Shutterstock
SSTK
$219M
– –
-119
Closed -$5K
STBA icon
4160
S&T Bancorp
STBA
$1.79B
$0 ﹤0.01%
21
– –
STGW icon
4161
Stagwell
STGW
$2.24B
– –
-266,770
Closed -$1.85M
STRA icon
4162
Strategic Education
STRA
$1.92B
$0 ﹤0.01%
11
-385
-97% -$28.5K
STRL icon
4163
Sterling Infrastructure
STRL
$16.7B
– –
-27
Closed –
STRO icon
4164
Sutro Biopharma
STRO
$421M
$0 ﹤0.01%
9
– –
STVN icon
4165
Stevanato
STVN
$5.54B
– –
-167
Closed -$2K
SUN icon
4166
Sunoco
SUN
$13.3B
– –
-226
Closed -$8K
SUPN icon
4167
Supernus Pharmaceuticals
SUPN
$2.77B
$0 ﹤0.01%
18
– –
SWVLW icon
4168
Swvl Holdings Corp Warrant
SWVLW
$0 ﹤0.01%
37,592
-500
-1% -$11
TASK icon
4169
TaskUs
TASK
$669M
$0 ﹤0.01%
34
– –
TBI
4170
Trueblue
TBI
$311M
$0 ﹤0.01%
48
– –
TDS icon
4171
Telephone and Data Systems
TDS
$3.75B
$0 ﹤0.01%
32
+1
+3% +$12
TFIN icon
4172
Triumph Financial Inc
TFIN
$1.82B
$0 ﹤0.01%
9
– –
TG icon
4173
Tredegar Corp
TG
$310M
$0 ﹤0.01%
14
– –
THO icon
4174
Thor Industries
THO
$4.14B
$0 ﹤0.01%
7
-120
-94% -$9.65K
THS
4175
DELISTED
Treehouse Foods
THS
$0 ﹤0.01%
18
– –
165 166
167
168 169

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.