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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DICE
4126
DELISTED
DICE Therapeutics, Inc. Common Stock
DICE
– –
-34
Closed -$1K
LTCH
4127
DELISTED
Latch, Inc. Common Stock
LTCH
– –
-800
Closed –
PDCE
4128
DELISTED
PDC Energy, Inc.
PDCE
– –
-1,316
Closed -$83K
UNVR
4129
DELISTED
Univar Solutions Inc.
UNVR
– –
-3,323
Closed -$105K
AJRD
4130
DELISTED
Aerojet Rocketdyne Holdings
AJRD
– –
-80
Closed -$4K
TDW.WS.A
4131
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
– –
-87
Closed –
TDW.WS.B
4132
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
– –
-94
Closed –
TWCBW
4133
DELISTED
Bilander Acquisition Corp. Warrant
TWCBW
– –
-7,425
Closed -$1K
TWCB
4134
DELISTED
Bilander Acquisition Corp. Class A Common Stock
TWCB
– –
-7,400
Closed -$73K
VRAY
4135
DELISTED
ViewRay, Inc.
VRAY
– –
-11,100
Closed -$49K
NMTR
4136
DELISTED
9 Meters Biopharma
NMTR
– –
-1,000
Closed -$1K
SDAC
4137
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
– –
-5,000
Closed -$50K
LSI
4138
DELISTED
Life Storage, Inc.
LSI
– –
-124
Closed -$12K
BICK
4139
DELISTED
First Trust BICK Index Fund
BICK
– –
-3
Closed –
ISEE
4140
DELISTED
IVERIC bio, Inc. Common Stock
ISEE
– –
-300
Closed -$6K
TTCF
4141
DELISTED
Tattooed Chef, Inc Class A Common Stock
TTCF
– –
-241
Closed –
NYMX
4142
DELISTED
Nymox Pharmaceutical Corp
NYMX
– –
-7,000
Closed -$2K
DSEY
4143
DELISTED
Diversey Holdings, Ltd. Ordinary Shares
DSEY
– –
-1,038
Closed -$4K
GRNT.WS
4144
DELISTED
Granite Ridge Resources, Inc. Warrants to purchase Common Stock, each whole warrant exercisable for one share of common stock at an exercise price of $11.50 per share
GRNT.WS
– –
-1,562
Closed -$1K
USX
4145
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
– –
-21
Closed –
HEXO
4146
DELISTED
HEXO Corp. Common Shares
HEXO
– –
-36
Closed –
RNDM
4147
DELISTED
First Trust Developed International Equity Select ETF
RNDM
– –
-4,789
Closed -$218K
ROCC
4148
DELISTED
Ranger Oil Corporation Class A Common Stock
ROCC
– –
-305
Closed -$12K
RXDX
4149
DELISTED
Prometheus Biosciences, Inc. Common Stock
RXDX
– –
-39
Closed -$4K
CYXT
4150
DELISTED
Cyxtera Technologies, Inc. Class A Common Stock
CYXT
– –
-2,000
Closed -$3K
164 165
166
167 168

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.