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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RLMD icon
4126
Relmada Therapeutics
RLMD
$527M
$0 ﹤0.01%
27
– –
RMAX icon
4127
RE/MAX Holdings
RMAX
$242M
$0 ﹤0.01%
10
– –
RMI
4128
RiverNorth Opportunistic Municipal Income Fund
RMI
$101M
– –
-2,800
Closed -$43K
RMR icon
4129
The RMR Group
RMR
$332M
$0 ﹤0.01%
6
– –
ROOT icon
4130
Root
ROOT
$798M
$0 ﹤0.01%
5
– –
RPD icon
4131
Rapid7
RPD
$773M
$0 ﹤0.01%
25
-32
-56% -$1.14K
RSI icon
4132
Rush Street Interactive
RSI
$2.88B
$0 ﹤0.01%
100
-83
-45% -$308
RULE icon
4133
Adaptive Core ETF
RULE
$15.8M
– –
-489
Closed -$9K
RTH icon
4134
VanEck Retail ETF
RTH
$263M
– –
-390
Closed -$60K
SABS icon
4135
SAB Biotherapeutics
SABS
$355M
$0 ﹤0.01%
150
– –
SAFT icon
4136
Safety Insurance
SAFT
$1.52B
$0 ﹤0.01%
16
– –
SAFE
4137
Safehold
SAFE
$1.15B
$0 ﹤0.01%
5
-109
-96% -$5.25K
SBSI icon
4138
Southside Bancshares
SBSI
$967M
$0 ﹤0.01%
15
– –
SCHL icon
4139
Scholastic
SCHL
$792M
$0 ﹤0.01%
14
– –
SCSC icon
4140
Scansource
SCSC
$1.12B
$0 ﹤0.01%
4
– –
SCWO icon
4141
374Water
SCWO
$37.6M
$0 ﹤0.01%
10
– –
SCYX icon
4142
SCYNEXIS
SCYX
$52M
– –
-254
Closed -$4K
SENEA icon
4143
Seneca Foods Class A
SENEA
$1.21B
$0 ﹤0.01%
3
– –
SFIX
4144
Stitch Fix
SFIX
$560M
$0 ﹤0.01%
58
+20
+53% +$75
SGC icon
4145
Superior Group of Companies
SGC
$225M
$0 ﹤0.01%
59
– –
SHAG icon
4146
WisdomTree Yield Enhanced US Short-Term Aggregate Bond Fund
SHAG
$47.3M
– –
-2,145
Closed -$99K
SHEN icon
4147
Shenandoah Telecom
SHEN
$746M
$0 ﹤0.01%
20
– –
SLP icon
4148
Simulations Plus
SLP
$371M
$0 ﹤0.01%
3
-228
-99% -$9.6K
SLQT icon
4149
SelectQuote
SLQT
$121M
$0 ﹤0.01%
82
– –
SMIN icon
4150
iShares MSCI India Small-Cap ETF
SMIN
$776M
$0 ﹤0.01%
10
– –
164 165
166
167 168

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.