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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NXGN
4101
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
– –
-12
Closed –
TWNK
4102
DELISTED
Hostess Brands, Inc. Class A Common Stock
TWNK
– –
-2,336
Closed -$52K
AAC.U
4103
DELISTED
Ares Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
AAC.U
– –
-7,500
Closed -$76K
TRHC
4104
DELISTED
Tabula Rasa HealthCare, Inc. Common Stock
TRHC
– –
-600
Closed -$2K
CEQP
4105
DELISTED
Crestwood Equity Partners LP
CEQP
– –
-1,952
Closed -$51K
HEWC
4106
DELISTED
iShares Currency Hedged MSCI Canada ETF
HEWC
– –
-168
Closed -$4K
IXSE
4107
DELISTED
WisdomTree India Ex-State-Owned Enterprises Fund
IXSE
– –
-1,020
Closed -$32K
LOCL.WS
4108
DELISTED
Local Bounti Corporation Every 13 warrants will be exercisable for one share of common stock at an exercise price of $149.50 per share of common stock
LOCL.WS
– –
-9,540
Closed -$1K
CIR
4109
DELISTED
CIRCOR International, Inc
CIR
– –
-30
Closed –
RBT.WS
4110
DELISTED
Rubicon Technologies, Inc. Warrants, each warrant is exercisable for 1/8th of a share of Class A Common Stock at an exercise price of $92.00r share
RBT.WS
– –
-500
Closed –
THRN
4111
DELISTED
Thorne Healthtech, Inc. Common Stock
THRN
– –
-82,200
Closed -$298K
ZYNE
4112
DELISTED
Zynerba Pharmaceuticals, Inc
ZYNE
– –
-2,000
Closed -$1K
NATI
4113
DELISTED
National Instruments Corp
NATI
– –
-87
Closed -$3K
TRTN
4114
DELISTED
Triton International Limited
TRTN
– –
-6,068
Closed -$417K
SYNH
4115
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
– –
-814
Closed -$29K
KKR.PRC
4116
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
– –
-173
Closed -$9K
INFI
4117
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
– –
-6
Closed –
WWE
4118
DELISTED
World Wrestling Entertainment
WWE
– –
-249
Closed -$17K
BKSB
4119
DELISTED
BNY Mellon Short Duration Corporate Bond ETF
BKSB
– –
-839
Closed -$39K
BKI
4120
DELISTED
Black Knight, Inc. Common Stock
BKI
– –
-1,334
Closed -$82K
NUVA
4121
DELISTED
NuVasive, Inc.
NUVA
– –
-1,419
Closed -$58K
FOCS
4122
DELISTED
Focus Financial Partners Inc. Class A
FOCS
– –
-61
Closed -$2K
FRG
4123
DELISTED
Franchise Group, Inc.
FRG
– –
-492
Closed -$11K
ARNC
4124
DELISTED
Arconic Corporation
ARNC
– –
-43
Closed –
PCGU
4125
DELISTED
PG&E Corporation
PCGU
– –
-92
Closed -$13K
163 164
165
166 167

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.