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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKW icon
4101
Invesco BuyBack Achievers ETF
PKW
$1.76B
$0 ﹤0.01%
5
-1,408
-100% -$119K
PLAB icon
4102
Photronics
PLAB
$1.93B
$0 ﹤0.01%
25
– –
PLAG icon
4103
Planet Green Holdings
PLAG
$8M
$0 ﹤0.01%
110
– –
PLMR icon
4104
Palomar
PLMR
$3.45B
$0 ﹤0.01%
11
– –
PNI
4105
PIMCO New York Municipal Income Fund II
PNI
$77.7M
$0 ﹤0.01%
+8
New +$62
POWL icon
4106
Powell Industries
POWL
$7.71B
$0 ﹤0.01%
18
– –
POWW icon
4107
Outdoor Holding Co
POWW
$247M
$0 ﹤0.01%
500
– –
PRAA icon
4108
PRA Group
PRAA
$755M
$0 ﹤0.01%
17
– –
PRAX icon
4109
Praxis Precision Medicines
PRAX
$10.1B
$0 ﹤0.01%
4
-29
-88% -$904
PRK icon
4110
Park National Corp
PRK
$3.67B
$0 ﹤0.01%
5
– –
PRPL icon
4111
Purple Innovation
PRPL
$41.7M
$0 ﹤0.01%
3
– –
PSK icon
4112
State Street SPDR ICE Preferred Securities ETF
PSK
$685M
$0 ﹤0.01%
+3
New +$101
PSMO icon
4113
Pacer Swan SOS Moderate October ETF
PSMO
$101M
$0 ﹤0.01%
+18
New +$374
PST icon
4114
ProShares Trust UltraShort Lehman 7-10 Year Treasury
PST
$10.5M
– –
-250
Closed -$5K
PUMP icon
4115
ProPetro Holding
PUMP
$1.35B
$0 ﹤0.01%
30
– –
QEFA icon
4116
State Street SPDR MSCI EAFE StrategicFactors ETF
QEFA
$1.08B
$0 ﹤0.01%
11
– –
QFIN icon
4117
Qfin Holdings
QFIN
$1.61B
$0 ﹤0.01%
33
– –
QID icon
4118
ProShares UltraShort QQQ
QID
$247M
$0 ﹤0.01%
+1
New +$124
QNST icon
4119
QuinStreet
QNST
$1.21B
$0 ﹤0.01%
14
– –
QTWO icon
4120
Q2 Holdings
QTWO
$3.92B
$0 ﹤0.01%
18
-214
-92% -$5.98K
RC
4121
Ready Capital
RC
$308M
$0 ﹤0.01%
64
+23
+56% +$277
RDWR icon
4122
Radware
RDWR
$1.19B
$0 ﹤0.01%
27
– –
REX icon
4123
REX American Resources
REX
$1.41B
$0 ﹤0.01%
12
– –
RGLS
4124
DELISTED
Regulus Therapeutics
RGLS
$0 ﹤0.01%
1
– –
RGP icon
4125
Resources Connection
RGP
$145M
– –
-129
Closed -$2K
163 164
165
166 167

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.