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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+8.71%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$23.3B
AUM Growth
+$3.35B
Cap. Flow
+$2.09B
Cap. Flow %
9.01%
Top 10 Hldgs %
18.16%
Holding
4,286
New
42
Increased
1,176
Reduced
629
Closed
2,306

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$65.9M
2
MSFT icon
Microsoft
MSFT
+$52.5M
3
AMZN icon
Amazon
AMZN
+$51.3M
4
VT icon
Vanguard Total World Stock ETF
VT
+$51.2M
5
OMF icon
OneMain Financial
OMF
+$47.4M

Top Sells

Rank Stock Value
1
FIS icon
Fidelity National Information Services
FIS
+$52.5M
2
NFLX icon
Netflix
NFLX
+$51.5M
3
CVX icon
Chevron
CVX
+$45.3M
4
AMAT icon
Applied Materials
AMAT
+$34.6M
5
SCHW
Charles Schwab
SCHW
+$29.6M

Sector Composition

Rank Sector Weight
1 Technology 19.43%
2 Financials 13.24%
3 Healthcare 9.75%
4 Consumer Discretionary 6.57%
5 Industrials 6.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NSTG
4076
DELISTED
NanoString Technologies, Inc.
NSTG
– –
-255
Closed -$2K
MARK
4077
DELISTED
Remark Holdings, Inc.
MARK
– –
-913
Closed -$1K
IMGN
4078
DELISTED
Immunogen Inc
IMGN
– –
-631
Closed -$3K
NTCO
4079
DELISTED
Natura &Co Holding S.A. American Depositary Shares (each representing two Common Shares)
NTCO
– –
-240
Closed -$1K
NVTA
4080
DELISTED
Invitae Corporation
NVTA
– –
-60
Closed –
TSP
4081
DELISTED
TuSimple Holdings Inc. Class A Common Stock
TSP
– –
-4,350
Closed -$7K
MRTX
4082
DELISTED
Mirati Therapeutics, Inc. Common Stock
MRTX
– –
-105
Closed -$4K
SRC
4083
DELISTED
SPIRIT REALTY CAPITAL, INC.
SRC
– –
-798
Closed -$31K
SLGCW
4084
DELISTED
SomaLogic, Inc. Warrant
SLGCW
– –
-60
Closed –
CHS
4085
DELISTED
Chicos FAS, Inc.
CHS
– –
-688
Closed -$3K
XWEB
4086
DELISTED
SPDR S&P Internet ETF
XWEB
– –
-452
Closed -$28K
RPT
4087
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
– –
-59
Closed –
FTCH
4088
DELISTED
Farfetch Limited Class A Ordinary Shares
FTCH
– –
-2,444
Closed -$11K
NETC.WS
4089
DELISTED
Nabors Energy Transition Corp. Warrants, exercisable for one share of Class A Common Stock
NETC.WS
– –
-2,000
Closed –
BSJN
4090
DELISTED
Invesco BulletShares 2023 High Yield Corporate Bond ETF
BSJN
– –
-1,485
Closed -$34K
VAPO
4091
DELISTED
Vapotherm, Inc. Common Stock
VAPO
– –
-25
Closed –
ABCM
4092
DELISTED
Abcam PLC
ABCM
– –
-1,743
Closed -$27K
IBML
4093
DELISTED
iShares iBonds Dec 2023 Term Muni Bond ETF
IBML
– –
-4,502
Closed -$114K
HEP
4094
DELISTED
Holly Energy Partners, L.P.
HEP
– –
-1,350
Closed -$24K
VRTV
4095
DELISTED
VERITIV CORPORATION
VRTV
– –
-329
Closed -$40K
HT
4096
DELISTED
Hersha Hospitality Trust Priority Class A Common Shares of Beneficial Interest
HT
– –
-18
Closed –
IHIT
4097
DELISTED
Invesco High Income 2023 Target Term Fund Common Shares of Beneficial Interest, No par value per share
IHIT
– –
-6,052
Closed -$48K
AVTA
4098
DELISTED
Avantax, Inc. Common Stock
AVTA
– –
-25
Closed –
APRN
4099
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
– –
-2
Closed –
EDUT
4100
DELISTED
Global X Education ETF
EDUT
– –
-562
Closed -$12K
162 163
164
165 166

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Rockefeller Capital Management's Q1 2023 Portfolio in Review

As of Q1 2023, Rockefeller Capital Management held 4,286 positions worth $23.3B, up 17% from $19.9B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management deployed $2.09B of net new capital in Q1 2023, opening 42 new positions and adding to 1,176 existing holdings. Its largest new stake was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.

By sector, the portfolio is most concentrated in Technology at 19% of assets, up from 17% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Fidelity National Information Services, an estimated $52.5M trimmed.

  • Rockefeller Capital Management's largest Q1 2023 buy was iShares iBonds Dec 2031 Term Corporate ETF: 350,111 shares worth $7.23M.
  • Rockefeller Capital Management added most to iShares Core S&P 500 ETF in Q1 2023, an estimated $65.9M increase.
  • Rockefeller Capital Management's biggest Q1 2023 reduction was Fidelity National Information Services, cutting an estimated $52.5M.
  • Rockefeller Capital Management fully exited Petrobras in Q1 2023, selling an estimated $8M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $23.3B portfolio in Q1 2023.
  • Rockefeller Capital Management opened 42 new positions and closed 2,306 in Q1 2023.
  • Rockefeller Capital Management's portfolio value rose 17% quarter-over-quarter to $23.3B.

Based on Rockefeller Capital Management's 13F filing for Q1 2023, filed 16 May 2023.