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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OFIX icon
4076
Orthofix Medical
OFIX
$419M
$0 ﹤0.01%
7
– –
OFLX icon
4077
Omega Flex
OFLX
$312M
– –
-60
Closed -$5K
OGEN icon
4078
Oragenics
OGEN
$2.48M
– –
0
– –
OI icon
4079
O-I Glass
OI
$1.08B
$0 ﹤0.01%
49
– –
OII icon
4080
Oceaneering
OII
$4.77B
$0 ﹤0.01%
45
– –
ONB icon
4081
Old National Bancorp
ONB
$10.2B
– –
-37
Closed –
OPEN icon
4082
Opendoor
OPEN
$3.38B
$0 ﹤0.01%
548
– –
OPRA
4083
Opera Ltd
OPRA
$1.79B
$0 ﹤0.01%
29
-27
-48% -$136
OPRX icon
4084
OptimizeRx
OPRX
$133M
$0 ﹤0.01%
9
-3,500
-100% -$60.5K
ORC
4085
Orchid Island Capital
ORC
$1.31B
– –
-180
Closed -$1K
ORGO icon
4086
Organogenesis Holdings
ORGO
$239M
$0 ﹤0.01%
38
– –
ORLA
4087
DELISTED
Orla Mining
ORLA
$0 ﹤0.01%
1
– –
OSCR icon
4088
Oscar Health
OSCR
$8.61B
– –
-1,400
Closed -$6K
OSIS icon
4089
OSI Systems
OSIS
$3.89B
$0 ﹤0.01%
6
– –
PAC icon
4090
Grupo Aeroportuario del Pacifico
PAC
$13.3B
– –
-11
Closed -$1K
PARR icon
4091
Par Pacific Holdings
PARR
$3.32B
$0 ﹤0.01%
20
– –
PBYI icon
4092
Puma Biotechnology
PBYI
$454M
$0 ﹤0.01%
14
-261
-95% -$901
PCVX icon
4093
Vaxcyte
PCVX
$8.64B
$0 ﹤0.01%
+19
New +$746
PDFS icon
4094
PDF Solutions
PDFS
$2.07B
$0 ﹤0.01%
15
– –
PEGA icon
4095
Pegasystems
PEGA
$5.38B
$0 ﹤0.01%
40
– –
PFIG icon
4096
Invesco Fundamental Investment Grade Corporate Bond ETF
PFIG
$118M
$0 ﹤0.01%
2
– –
PFS icon
4097
Provident Financial Services
PFS
$3.19B
$0 ﹤0.01%
20
– –
PGP
4098
PIMCO Global StockPLUS & Income Fund
PGP
$100M
– –
-3,218
Closed -$20K
PHAT icon
4099
Phathom Pharmaceuticals
PHAT
$692M
$0 ﹤0.01%
29
– –
PHI icon
4100
PLDT
PHI
$4.33B
$0 ﹤0.01%
21
– –
162 163
164
165 166

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.