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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
-4.07%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$20.7B
AUM Growth
-$693M
Cap. Flow
+$481M
Cap. Flow %
2.32%
Top 10 Hldgs %
19.11%
Holding
4,253
New
320
Increased
1,932
Reduced
990
Closed
198

Top Buys

Rank Stock Value
1
ALL icon
Allstate
ALL
+$81.9M
2
META icon
Meta Platforms (Facebook)
META
+$59.7M
3
OMF icon
OneMain Financial
OMF
+$43.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$38M
5
CNC icon
Centene
CNC
+$29.7M

Top Sells

Rank Stock Value
1
FHN icon
First Horizon
FHN
+$142M
2
BDX icon
Becton Dickinson
BDX
+$105M
3
DE icon
Deere & Co
DE
+$90.8M
4
ACGL icon
Arch Capital
ACGL
+$74.5M
5
VCRA
VOCERA COMMUNICATIONS, INC.
VCRA
+$52.3M

Sector Composition

Rank Sector Weight
1 Technology 19.9%
2 Financials 13.59%
3 Healthcare 11.93%
4 Consumer Discretionary 6.75%
5 Industrials 6.19%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAC.WS
4076
DELISTED
Ares Acquisition Corporation Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
AAC.WS
$0 ﹤0.01%
1,000
– –
CYTO
4077
DELISTED
Altamira Therapeutics Ltd
CYTO
– –
-1
Closed –
SVVC
4078
DELISTED
Firsthand Technology Value Fund, Inc. Common Stock
SVVC
– –
-73
Closed –
SAMAU
4079
DELISTED
Schultze Special Purpose Acquisition Corp. II Units
SAMAU
– –
-4,058
Closed -$41K
CELL
4080
DELISTED
PhenomeX Inc. Common Stock
CELL
$0 ﹤0.01%
208
+148
+247% +$1.22K
ARNC
4081
DELISTED
Arconic Corporation
ARNC
$0 ﹤0.01%
20
– –
IRNT
4082
DELISTED
IronNet, Inc.
IRNT
– –
-4,000
Closed -$16K
TDW.WS.A
4083
DELISTED
Tidewater Inc. Series A Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.A
$0 ﹤0.01%
87
– –
TDW.WS.B
4084
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$0 ﹤0.01%
94
– –
SDACU
4085
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
– –
-23,100
Closed -$231K
HWKZ.U
4086
DELISTED
Hawks Acquisition Corp Units, each consisting of one share of Class A common stock and one-half of one redeemable public warrant
HWKZ.U
– –
-8,173
Closed -$80K
USX
4087
DELISTED
U.S. Xpress Enterprises, Inc. Class A Common Stock
USX
$0 ﹤0.01%
11
– –
BLU
4088
DELISTED
BELLUS Health Inc.
BLU
– –
-300,000
Closed -$2.42M
PSMG
4089
DELISTED
Invesco Growth Multi-Asset Allocation ETF
PSMG
– –
-1
Closed –
HEXO
4090
DELISTED
HEXO Corp. Common Shares
HEXO
$0 ﹤0.01%
55
-39
-41% -$332
ATIP.WS
4091
DELISTED
ATI Physical Therapy, Inc. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
ATIP.WS
$0 ﹤0.01%
1,000
– –
SUMO
4092
DELISTED
Sumo Logic, Inc. Common Stock
SUMO
– –
-1,075
Closed -$14K
IMV
4093
DELISTED
IMV Inc. Common Shares
IMV
– –
-400
Closed -$4K
ARVL
4094
DELISTED
Arrival Ordinary Shares
ARVL
$0 ﹤0.01%
1
-3
-75% -$645
NVCN
4095
DELISTED
Neovasc Inc.
NVCN
$0 ﹤0.01%
91
– –
SIOX
4096
DELISTED
Sio Gene Therapies Inc. Common Stock
SIOX
$0 ﹤0.01%
312
– –
ALR
4097
DELISTED
AlerisLife Inc
ALR
$0 ﹤0.01%
1
– –
CLAA.U
4098
DELISTED
Colonnade Acquisition Corp. II Units, each consisting of one Class A ordinary share and one-fifth of one redeemable warrant
CLAA.U
– –
-1,850
Closed -$18K
RFP
4099
DELISTED
Resolute Forest Products Inc.
RFP
$0 ﹤0.01%
+24
New +$323
NFTZ
4100
DELISTED
Defiance Digital Revolution ETF
NFTZ
– –
-1,000
Closed -$18K
162 163
164
165 166

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Rockefeller Capital Management's Q1 2022 Portfolio in Review

As of Q1 2022, Rockefeller Capital Management held 4,253 positions worth $20.7B, down 3.2% from $21.4B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Rockefeller Capital Management's Q1 2022 filing shows 320 new, 1,932 increased, 990 reduced and 198 closed positions. Its largest new stake was Fidelity Stocks for Inflation ETF: 436,562 shares worth $14.8M. The largest sale was First Horizon, an estimated $142M.

By sector, the portfolio is most concentrated in Technology at 20% of assets, down from 21% a quarter earlier, followed by Financials and Healthcare.

  • Rockefeller Capital Management's largest Q1 2022 buy was Fidelity Stocks for Inflation ETF: 436,562 shares worth $14.8M.
  • Rockefeller Capital Management added most to Allstate in Q1 2022, an estimated $81.9M increase.
  • Rockefeller Capital Management's biggest Q1 2022 reduction was First Horizon, cutting an estimated $142M.
  • Rockefeller Capital Management fully exited VOCERA COMMUNICATIONS, INC. in Q1 2022, selling an estimated $52.3M.
  • Rockefeller Capital Management's ten largest holdings make up 19% of its $20.7B portfolio in Q1 2022.
  • Rockefeller Capital Management opened 320 new positions and closed 198 in Q1 2022.
  • Rockefeller Capital Management's portfolio value fell 3.2% quarter-over-quarter to $20.7B.

Based on Rockefeller Capital Management's 13F filing for Q1 2022, filed 13 May 2022.