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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MTR
4051
Mesa Royalty Trust
MTR
$5.33M
$0 ﹤0.01%
25
– –
MVST icon
4052
Microvast
MVST
$302M
$0 ﹤0.01%
300
– –
NBR icon
4053
Nabors Industries
NBR
$1.21B
$0 ﹤0.01%
3
– –
NBTB icon
4054
NBT Bancorp
NBTB
$2.74B
$0 ﹤0.01%
13
– –
NCNO icon
4055
nCino
NCNO
$2.1B
$0 ﹤0.01%
16
-8
-33% -$225
NDLS icon
4056
Noodles & Co
NDLS
$107M
$0 ﹤0.01%
6
– –
NEOG icon
4057
Neogen
NEOG
$2.5B
$0 ﹤0.01%
30
-430
-93% -$6.12K
NEXN
4058
Nexxen International
NEXN
$607M
– –
-121
Closed –
NFBK
4059
DELISTED
Northfield Bancorp
NFBK
$0 ﹤0.01%
54
– –
NFTY icon
4060
First Trust India Nifty 50 Equal Weight ETF
NFTY
$119M
$0 ﹤0.01%
+2
New +$90
NKTR icon
4061
Nektar Therapeutics
NKTR
$2.58B
$0 ﹤0.01%
10
– –
NMG
4062
Nouveau Monde Graphite
NMG
$454M
– –
-1,000
Closed -$5K
NNBR icon
4063
NN Inc
NNBR
$311M
$0 ﹤0.01%
+100
New +$185
NNDM
4064
Nano Dimension
NNDM
$343M
$0 ﹤0.01%
100
– –
NNY icon
4065
Nuveen New York Municipal Value Fund
NNY
$157M
– –
-1,755
Closed -$14K
NRDS icon
4066
NerdWallet
NRDS
$652M
$0 ﹤0.01%
+3
New +$34
NUMG icon
4067
Nuveen ESG Mid-Cap Growth ETF
NUMG
$367M
– –
-2,165
Closed -$71K
NUS icon
4068
Nu Skin
NUS
$267M
$0 ﹤0.01%
7
– –
NVMI
4069
Nova
NVMI
$12.5B
– –
-38
Closed -$3K
NWE icon
4070
NorthWestern Energy
NWE
$4.43B
$0 ﹤0.01%
1
-414
-100% -$22.6K
NWBI icon
4071
Northwest Bancshares
NWBI
$2.28B
$0 ﹤0.01%
55
+1
+2% +$14
NXRT
4072
NexPoint Residential Trust
NXRT
$652M
$0 ﹤0.01%
4
– –
OCFC icon
4073
OceanFirst Financial
OCFC
$1.91B
– –
-29
Closed –
OEFA
4074
ALPS O'Shares International Developed Quality Dividend ETF
OEFA
$37.7M
$0 ﹤0.01%
+5
New +$113
OFG icon
4075
OFG Bancorp
OFG
$2.21B
$0 ﹤0.01%
20
– –
161 162
163
164 165

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.