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Rockefeller Capital Management

Rockefeller Capital Management Portfolio holdings

AUM $56.4B
1-Year Est. Return 24.96%
This Fund
S&P 500
This Quarter Est. Return
+9.77%
1 Year Est. Return
+24.96%
3 Year Est. Return
+83.53%
5 Year Est. Return
+100.91%
10 Year Est. Return
–
AUM
$19.9B
AUM Growth
+$550M
Cap. Flow
-$983M
Cap. Flow %
-4.94%
Top 10 Hldgs %
17.64%
Holding
4,466
New
207
Increased
1,410
Reduced
1,605
Closed
223

Top Buys

Rank Stock Value
1
AER icon
AerCap
AER
+$54M
2
JPM icon
JPMorgan Chase
JPM
+$45.5M
3
AXP icon
American Express
AXP
+$44.9M
4
META icon
Meta Platforms (Facebook)
META
+$42.9M
5
IBTE
iShares iBonds Dec 2024 Term Treasury ETF
IBTE
+$39.6M

Top Sells

Rank Stock Value
1
MDT icon
Medtronic
MDT
+$94.1M
2
RGA icon
Reinsurance Group of America
RGA
+$89.9M
3
NFLX icon
Netflix
NFLX
+$81M
4
LLY icon
Eli Lilly
LLY
+$76.3M
5
GL icon
Globe Life
GL
+$72.8M

Sector Composition

Rank Sector Weight
1 Technology 17.17%
2 Financials 13.41%
3 Healthcare 10.42%
4 Industrials 6.36%
5 Consumer Discretionary 5.92%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LDI icon
4026
loanDepot
LDI
$516M
$0 ﹤0.01%
245
– –
LE icon
4027
Lands' End
LE
$403M
$0 ﹤0.01%
58
-49
-46% -$449
LEN.B icon
4028
Lennar Class B
LEN.B
$20.8B
$0 ﹤0.01%
2
– –
LMAT icon
4029
LeMaitre Vascular
LMAT
$1.86B
$0 ﹤0.01%
7
-203
-97% -$9.51K
LNSR icon
4030
LENSAR
LNSR
$74.2M
$0 ﹤0.01%
+246
New +$1.02K
LPG icon
4031
Dorian LPG
LPG
$1.96B
$0 ﹤0.01%
14
+1
+8% +$18
LPRO
4032
DELISTED
Open Lending Corp
LPRO
– –
-35
Closed –
LQDT icon
4033
Liquidity Services
LQDT
$1.32B
$0 ﹤0.01%
10
– –
LSF icon
4034
Laird Superfood
LSF
$47.8M
– –
-800
Closed -$1K
LU icon
4035
Lufax Holding
LU
$1.3B
– –
-494
Closed -$5K
MAX icon
4036
MediaAlpha
MAX
$821M
$0 ﹤0.01%
45
-22
-33% -$242
MBIO icon
4037
Mustang Bio
MBIO
$4.55M
– –
0
– –
MERC icon
4038
Mercer International
MERC
$39.8M
$0 ﹤0.01%
10
– –
METC icon
4039
Ramaco Resources Class A
METC
$649M
$0 ﹤0.01%
10
– –
MFA
4040
MFA Financial
MFA
$933M
– –
-1,832
Closed -$14K
MFUL icon
4041
Mindful Conservative ETF
MFUL
$7.33M
– –
-472
Closed -$10K
MHF
4042
Western Asset Municipal High Income Fund
MHF
$153M
– –
-5,632
Closed -$34K
MLP icon
4043
Maui Land & Pineapple Co
MLP
$344M
$0 ﹤0.01%
76
– –
MMI icon
4044
Marcus & Millichap
MMI
$1.19B
$0 ﹤0.01%
11
– –
MMYT icon
4045
MakeMyTrip
MMYT
$5.64B
– –
-382
Closed -$11K
DFTX
4046
Definium Therapeutics
DFTX
$6.12B
$0 ﹤0.01%
148
– –
MOTG icon
4047
VanEck Morningstar Global Wide Moat ETF
MOTG
$18.7M
– –
-175
Closed -$5K
MPAA icon
4048
Motorcar Parts of America
MPAA
$258M
$0 ﹤0.01%
11
– –
MQT
4049
DELISTED
BlackRock MuniYield Quality Fund II
MQT
– –
-17,500
Closed -$175K
MREO
4050
Mereo BioPharma
MREO
$47.3M
$0 ﹤0.01%
358
– –
160 161
162
163 164

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Rockefeller Capital Management's Q4 2022 Portfolio in Review

As of Q4 2022, Rockefeller Capital Management held 4,466 positions worth $19.9B, up 2.8% from $19.3B the previous quarter. Its ten largest holdings account for 18% of the portfolio.

Rockefeller Capital Management withdrew a net $983M in Q4 2022, closing 223 positions and reducing 1,605 holdings. Its most notable exit was iShares iBonds Dec 2022 Term Treasury ETF, an estimated $8.3M position sold in full.

By sector, the portfolio is most concentrated in Technology at 17% of assets, down from 18% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Rockefeller Capital Management opened a new position in First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF worth $5.95M.

  • Rockefeller Capital Management's largest Q4 2022 buy was First Trust Exchange-Traded Fund VI First Trust Hedged BuyWrite Income ETF: 329,901 shares worth $5.95M.
  • Rockefeller Capital Management added most to AerCap in Q4 2022, an estimated $54M increase.
  • Rockefeller Capital Management's biggest Q4 2022 reduction was Medtronic, cutting an estimated $94.1M.
  • Rockefeller Capital Management fully exited iShares iBonds Dec 2022 Term Treasury ETF in Q4 2022, selling an estimated $8.3M.
  • Rockefeller Capital Management's ten largest holdings make up 18% of its $19.9B portfolio in Q4 2022.
  • Rockefeller Capital Management opened 207 new positions and closed 223 in Q4 2022.
  • Rockefeller Capital Management's portfolio value rose 2.8% quarter-over-quarter to $19.9B.

Based on Rockefeller Capital Management's 13F filing for Q4 2022, filed 6 Mar 2023.